SEC Filings for the Past 90 Days
EA Series Trust files with the SEC-CG Flagship Equity ETF
April 30, 2026-EA Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the CG Flagship Equity ETF.
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Simplify Exchange Traded Funds files with the SEC-Simplify US Equity PLUS Upside Convexity ETF
April 30, 2026-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Simplify US Equity Income ETF
(formerly, Simplify US Equity PLUS Upside Convexity ETF).
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BlackRock ETF Trust files with the SEC-iShares Enhanced Large Cap Value Active ETF
April 30, 2026-BlackRock ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the iShares Enhanced Large Cap Value Active ETF.
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GMO ETF Trust files with the SEC- 9 ETFs
April 30, 2026-GMO ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
GMO Dynamic Allocation ETF
GMO Beyond China ETF
GMO Domestic Resilience ETF
GMO Horizons ETF
GMO International Quality ETF
GMO International Value ETF
GMO U.S. Quality ETF
GMO U.S. Value ETF
GMO Systematic Investment Grade Credit ETF
GMO Ultra-Short Income ETF
Hotchkis and Wiley Funds files with the SEC-iShares Enhanced Large Cap Value Active ETF
April 30, 2026-Hotchkis and Wiley Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC to add an ETF share class for the Hotchkis & Wiley Mid-Cap Value Fund, Hotchkis & Wiley Opportunities Fund, Hotchkis & Wiley Global Value Fund, Hotchkis & Wiley International Value Fund, Hotchkis & Wiley International Small Cap Diversified Value Fund, and Hotchkis & Wiley High Yield Fund.
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Goehring & Rozencwajg Investment Funds files with the SEC
April 29, 2026-Goehring & Rozencwajg Investment Funds has filed an Application for Exemptive Relief with the SEC.
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Pear Tree Funds files with the SEC
April 29, 2026-Pear Tree Funds has filed a Second Amended and Restated Application for Exemptive Relief with the SEC.
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Natixis ETF Trust files with the SEC-3 ETFs Natixis ETF Trust II files with the SEC-3 ETFs Baillie Gifford ETF Trust files with the SEC-5 ETFs
April 29, 2026-Natixis ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Natixis Gateway Quality Income ETF
Natixis Vaughan Nelson Select ETF.
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April 29, 2026-Natixis ETF Trust II has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Natixis Gateway Quality Income ETF
Natixis Vaughan Nelson Select ETF.
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April 29, 2026-Baillie Gifford ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Baillie Gifford Emerging Markets ETF
Baillie Gifford International Alpha ETF
Baillie Gifford International Concentrated Growth ETF
Baillie Gifford Long Term Global Growth ETF
Baillie Gifford U.S. Equity Growth ETF.
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