SEC Filings for the Past 90 Days



Investment Managers Series Trust II files with the SEC-20 Tradr 2X Long Daily ETFs

September 5, 2025-Investment Managers Series Trust II has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC.

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Simplify Exchange Traded Funds files with the SEC-Simplify VettaFi Private Credit Strategy ETF

September 5, 2025-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Simplify VettaFi Private Credit Strategy ETF.

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Simplify Exchange Traded Funds files with the SEC-Simplify VettaFi Private Credit Strategy ETF

September 5, 2025-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Simplify VettaFi Private Credit Strategy ETF.

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AIM ETF Products Trust files with the SEC-4 AllianzIM International Equity Buffer Uncapped ETFs

September 5, 2025-AIM ETF Products Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
AllianzIM International Equity Buffer15 Uncapped Apr ETF
AllianzIM International Equity Buffer15 Uncapped Jul ETF
AllianzIM International Equity Buffer15 Uncapped Oct ETF
AllianzIM International Equity Buffer15 Uncapped Jan ETF

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FMI Funds, Inc. files with the SEC

September 4, 2025-FMI Funds, Inc. has filed an Application for Exemptive Relief with the SEC.

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Thrivent ETF Trust files with the SEC-Thrivent Mid Cap Value ETF and the Thrivent Small Cap Value ETF

September 4, 2025-Thrivent ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Thrivent Mid Cap Value ETF
Thrivent Small Cap Value ETF.

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Elevation Series Trust files with the SEC-TrueShares Structured Outcome (August) ETF and the TrueShares Structured Outcome (July) ETF

September 4, 2025-Elevation Series Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
TrueShares Structured Outcome (August) ETF
TrueShares Structured Outcome (July) ETF.

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First Trust Exchange-Traded Fund IV files with the SEC-First Trust EIP Power Solutions ETF

September 4, 2025-First Trust Exchange-Traded Fund IV has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the First Trust EIP Power Solutions ETF (formerly, First Trust EIP Carbon Impact ETF).

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Global X Funds files with the SEC-Global X S&P 500 Christian Values ETF

September 4, 2025-Global X Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Global X S&P 500 Christian Values ETF.

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Sprott Funds Trust files with the SEC-Sprott Active Metals & Miners ETF

September 4, 2025-Sprott Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Sprott Active Metals & Miners ETF.

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Looking for SEC filings older than 90 days?

Americas


September 23, 2025 CFTC initiative to allow stablecoins as collateral in derivatives markets
September 22, 2025 3iQ ETFs Added to the Ball Metaverse Index, Securing Investment from Roundhill Ball Metaverse ETF

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Europe ETF News


September 16, 2025 Cboe Europe Derivatives to Launch FLEX Options in Europe, Expanding Risk Management Toolkit for European Investors
September 04, 2025 Global X Launches Two High Dividend ETFs, Tracking Solactive European and United Kingdom SuperDividend Indices
September 03, 2025 The T+1 Thursday conundrum pushing instantaneous settlement on traders
September 01, 2025 ETF and ETP Listings on September 1, 2025, new on Xetra and Borse Frankfurt
August 29, 2025 21Shares Launches First ETP Tracking Hyperliquid, the Market Leader in Decentralized Perpetuals

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Asia ETF News


September 18, 2025 Taiwan-Japan Cross-Listing Feeder ETFs Listed Simultaneously on Taiwan and Tokyo Stock Exchanges
September 16, 2025 Korean Retail Investors Maintain Strong Appetite for Overseas-Listed ETFs in August
September 08, 2025 Samsung Securities Launches Two ETNs Tracking Solactive China Mobility Top 5 Hedged to KRW Index and AI Tech Top 5 Hedged to KRW Index in First Collaboration with Solactive
September 03, 2025 SGX Securities Welcomes The Listing Of SPDR J.P. Morgan Saudi Arabia Aggregate Bond UCITS ETF
September 03, 2025 BTIG Begins Offering Access To Tokyo Stock Exchange's CONNEQTOR Platform

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Global ETP News


September 22, 2025 Central Banks Drive $407 Billion ETF Surge as Industry Consolidation Accelerates
September 04, 2025 Infographic-G20 Inflation Tracker: July
September 04, 2025 How Stablecoins and Other Financial Innovations May Reshape the Global Economy
September 04, 2025 Finance Changed, Risks Didn't
September 03, 2025 Ondo Brings Over 100 Tokenized U.S. Stocks and ETFs Onchain, Starting on Ethereum

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Middle East ETP News


September 11, 2025 ChinaAMC signs MOU with Oman Government Delegation

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Africa ETF News


August 24, 2025 Africa: Nigeria Leads Africa in Stablecoin Adoption With $22bn in Transactions

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ESG and Of Interest News


September 12, 2025 The OECD Index of Digital Trade Integration and Openness (INDIGO)
September 09, 2025 Stablecoins, Tokens, and Global Dominance
August 28, 2025 Collapse of critical Atlantic current is no longer low-likelihood, study finds

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White Papers


September 09, 2025 Physical AI is changing manufacturing - here's what the era of intelligent robotics looks like
September 08, 2025 Economic development, carbon emissions and climate policies

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