SEC Filings for the Past 90 Days



T. Rowe Price Exchange-Traded Funds, Inc. files with the SEC

August 2, 2024-T. Rowe Price Exchange-Traded Funds, Inc. has filed an application for exemptive relief with the SEC.

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Simplify Exchange Traded Funds files with the SEC-4 Simplify ETFs

August 2, 2024-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC
Simplify Gold Strategy PLUS Income ETF
Simplify US Small Cap PLUS Income ETF
Simplify Currency ETF
Simplify Downside Interest Rate Hedge ETF.

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Tidal ETF Trust files with the SEC-Unusual Whales Subversive Democratic Trading ETF and Unusual Whales Subversive Republican Trading ETF

August 2, 2024-Tidal ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Unusual Whales Subversive Democratic Trading ETF
Unusual Whales Subversive Republican Trading ETF.

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Roundhill ETF Trust files with the SEC-Roundhill S&P 500 Target 10 Managed Distribution ETF

August 1, 2024-Roundhill ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Roundhill S&P 500 Target 10 Managed Distribution ETF (formerly, Roundhill S&P 500 Managed Distribution 10 ETF).

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Innovator ETFs Trust files with the SEC-Innovator International Developed Power Buffer ETF-August

August 1, 2024-Innovator ETFs Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Innovator International Developed Power Buffer ETF-August.

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Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-1 Yr August

August 1, 2024-Innovator ETFs Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Defined Protection ETF-1 Yr August.

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Roundhill ETF Trust files with the SEC-Roundhill S&P 500 Target 20 Managed Distribution ETF

August 1, 2024-Roundhill ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Roundhill S&P 500 Target 20 Managed Distribution ETF.

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Innovator ETFs Trust files with the SEC-Innovator U.S. Small Cap Power Buffer ETF-August

August 1, 2024-Innovator ETFs Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Innovator U.S. Small Cap Power Buffer ETF-August.

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Innovator ETFs Trust files with the SEC-Innovator Growth-100 Power Buffer ETF-August

August 1, 2024-Innovator ETFs Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Innovator Growth-100 Power Buffer ETF-August.

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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-3 JPMorgan Fundamental Data Science ETFs

August 1, 2024- J.P. Morgan Exchange-Traded Fund Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
JPMorgan Fundamental Data Science Large Core ETF
JPMorgan Fundamental Data Science Mid Core ETF
JPMorgan Fundamental Data Science Small Core ETF.

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TCW ETF Trust files with the SEC-TCW Flexible Income ETF

August 1, 2024-TCW ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the TCW Flexible Income ETF.

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Tidal Trust III files with the SEC-Ned Davis Research 360 Core Equity ETF and Ned Davis Research 360 Dynamic Allocation ETF

August 1, 2024- Tidal Trust III has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Ned Davis Research 360 Core Equity ETF
Ned Davis Research 360 Dynamic Allocation ETF.

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First Trust Exchange-Traded Fund VIII files with the SEC-FT Vest U.S. Equity Quarterly Dynamic Buffer ETF

August 1, 2024-First Trust Exchange-Traded Fund VIII has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the FT Vest U.S. Equity Quarterly Dynamic Buffer ETF.

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First Trust Exchange-Traded Fund VIII files with the SEC-FT Vest U.S. Equity Quarterly 2.5 to 15 Buffer ETF

August 1, 2024-First Trust Exchange-Traded Fund VIII has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the FT Vest U.S. Equity Quarterly 2.5 to 15 Buffer ETF.

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Janus Investment Fund files with the SEC

July 31, 2024-Fidelity Covington Trust has filed an application for exemptive relief with the SEC.

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Looking for SEC filings older than 90 days?

Americas


September 19, 2024 Global X Funds files with the SEC-Global X U.S. Electrification ETF
September 19, 2024 Roundhill ETF Trust files with the SEC-Roundhill China Dragons ETF
September 19, 2024 Exchange Listed Funds Trust files with the SEC-Stratified LargeCap Hedged ETF and Stratified LargeCap Index ETF
September 18, 2024 Victory Portfolios II files with the SEC-VictoryShares Free Cash Flow Growth ETF
September 18, 2024 Tidal Trust II files with the SEC-5 YieldMax ETFs

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Europe ETF News


September 10, 2024 ESAs warn of risks from economic and geopolitical events

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Asia ETF News


August 26, 2024 ETF Empowering Investors in China's Transition to Sustainable Economy
August 23, 2024 India: With markets at peak, mutual fund redemptions surge: Report
August 23, 2024 China Bond Trading Collapses Amid PBOC Crackdown on Record Rally
August 22, 2024 India surpasses China to become Russia's top oil buyer in July
August 21, 2024 Yuanta and Uni-President fined for 'misleading' Taiwan ETF adverts

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Global ETP News


September 04, 2024 Goods barometer rises above trend, signalling upturn in trade volume
September 03, 2024 Shenzhen and Dubai Forge Stronger Financial Ties with New Cross-Border ETF Agreement

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Middle East ETP News


August 30, 2024 ADX logs $506.4mln in ETF trading Jan-Aug 2024
August 28, 2024 TCW expands global footprint with opening of Dubai office
August 23, 2024 Saudi GDP growth set to turn positive in H2 2024
August 22, 2024 Saudi targets Indian, Chinese, other Asian investors to boost stock market

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Africa ETF News


September 04, 2024 Africa: Climate-ECA Reveals Africa Loses Up to 5 Percent of GDP
August 27, 2024 Uganda joins African exchanges link
August 15, 2024 Economic reforms are tempting finance back to Ethiopia and Zambia
August 13, 2024 Africa: Carbon Trading-an Opportunity for Economic Development
August 12, 2024 African Economic Expansion Need Not Threaten Global Carbon Targets-Study Points Out the Path to Green Growth

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ESG and Of Interest News


September 09, 2024 World Trade Report 2024 highlights trade's role in supporting inclusiveness
September 03, 2024 State of the Climate in Africa 2023
August 27, 2024 US unveils new tools to withstand encryption-breaking quantum. Here's what experts are saying
August 16, 2024 Africa: Gender Equality Has Everything to Do With Climate Change
August 15, 2024 Researchers Have Ranked AI Models Based on Risk-and Found a Wild Range

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Infographics


August 27, 2024 Charted: $5 Trillion in Global Commodity Exports, by Sector

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