View SEC Filings for the Past Year


Goldman Sachs ETF Trust files with the SEC

December 27, 2023-Goldman Sachs ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Goldman Sachs Bloomberg Clean Energy Equity ETF, Goldman Sachs Equal Weight U.S. Large Cap Equity ETF, Goldman Sachs Hedge Industry VIP ETF, Goldman Sachs Innovate Equity ETF and Goldman Sachs JUST U.S. Large Cap Equity ETF, Goldman Sachs North American Pipelines & Power Equity ETF, Goldman Sachs Defensive Equity ETF, Goldman Sachs Small Cap Core Equity ETF.

view filing

Goldman Sachs ETF Trust files with the SEC

December 27, 2023-Goldman Sachs ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Goldman Sachs ActiveBeta Emerging Markets Equity ETF, Goldman Sachs ActiveBeta Europe Equity ETF, Goldman Sachs ActiveBeta International Equity ETF, Goldman Sachs ActiveBeta Japan Equity ETF, Goldman Sachs ActiveBeta Paris-Aligned Climate U.S. Large Cap Equity ETF, Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF, Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF and Goldman Sachs ActiveBeta World Low Vol Plus Equity ETF.

view filing

Goldman Sachs ETF Trust II files with the SEC-Goldman Sachs MarketBeta(R) U.S. 1000 Equity ETF and Goldman Sachs MarketBeta(R) Total International Equity ETF

December 27, 2023-Goldman Sachs ETF Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Goldman Sachs MarketBeta(R) U.S. 1000 Equity ET
Goldman Sachs MarketBeta(R) Total International Equity ETF.

view filing

Federated Hermes ETF Trust files with the SEC-Federated Hermes U.S. Strategic Dividend ETF

December 27, 2023-Federated Hermes ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Federated Hermes U.S. Strategic Dividend ETF.

view filing

Listed Funds Trust files with the SEC-Clough Long/Short Equity ETF and Clough Select Equity ETF

December 27, 2023--Listed Funds Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the
Clough Long/Short Equity ETF
Clough Select Equity ETF.

view filing

Northern Lights Fund Trust IV files with the SEC-Inspire 500 ETF and Inspire Short Term Bond ETF

December 27, 2023--Northern Lights Fund Trust IV has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the
Inspire 500 ETF
Inspire Short Term Bond ETF.

view filing

Putnam ETF Trust files with the SEC-4 Putnam ETFs

December 27, 2023-Putnam ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Putnam Focused Large Cap Growth ETF
Putnam Focused Large Cap Value ETF
Putnam Sustainable Future ETF
Putnam Sustainable Leaders ETF.

view filing

Schwab Strategic Trust files with the SEC

December 27, 2023-Schwab Strategic Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.

view filing

Alger ETF Trust files with the SEC-Alger Concentrated Equity ETF and Alger Artificial Intelligence ETF

December 26, 2023--Alger ETF Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the
Alger Concentrated Equity ETF
Alger Artificial Intelligence ETF.

view filing

Exchange Listed Funds Trust files with the SEC-Bancreek International Large Cap ETF

December 26, 2023-Exchange Listed Funds Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the Bancreek International Large Cap ETF.

view filing

TCW ETF Trust files with the SEC-TCW Artificial Intelligence ETF and TCW Compounders ETF

December 26, 2023--TCW ETF Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the
TCW Artificial Intelligence ETF
TCW Compounders ETF.

view filing

WisdomTree Trust files with the SEC-WisdomTree 7-10 Year Laddered Treasury Fund

December 26, 2023--WisdomTree Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the WisdomTree 7-10 Year Laddered Treasury Fund.

view filing

Hennessy Funds Trust files with the SEC-Hennessy Stance ESG ETF

December 26, 2023-Hennessy Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Hennessy Stance ESG ETF.

view filing

Fidelity Covington Trust files with the SEC

December 26, 2023-Fidelity Covington Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.

view filing

Fidelity Merrimack Street Trust files with the SEC

December 26, 2023-Fidelity Merrimack Street Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.

view filing


For SEC Filings Older than 1 year, use the SEC Filing seach function

Americas


December 23, 2024 EA Series Trust files with the SEC-MarketDesk Focused U.S. Momentum ETF
December 23, 2024 Tidal Trust II files with the SEC-Clockwise Core Equity & Innovation ETF
December 23, 2024 EA Series Trust files with the SEC-Matrix Advisors Value ETF
December 23, 2024 Trust for Professional Managers files with the SEC-Performance Trust Short Term Bond ETF
December 23, 2024 THOR Financial Technologies Trust files with the SEC-THOR Low Volatility ETF

read more news


Europe ETF News


read more news


Asia ETF News


December 17, 2024 Kiwoom Asset Management launches KIWOOM KOSEF US Quantum Computing ETF, tracking Solactive U.S. Quantum Computing Index
December 10, 2024 China's surprise pledge sends commodities soaring
December 02, 2024 Fubon Fund Management Launches the First Ever Multi Asset ETF Including Commodities in Hong Kong, Tracking the Solactive Core Diversified Multi Asset Index

read more news


Global ETP News


read more news


Middle East ETP News


December 09, 2024 IMF-Kuwait: Selected Issues

read more news


Africa ETF News


November 19, 2024 West Africa: Nigeria's Investment Appetite Grows, Mutual Funds Up 89.5 Percent to N3.8trn
November 18, 2024 Africa Topples Asia, Europe, Us As Africa's Preferred Trade Market

read more news


ESG and Of Interest News


December 16, 2024 The World's Oldest Bond Just Celebrated Its 400th Birthday And Still Pays an 13.64 Euro Annual Yield
December 01, 2024 State Of Compute: The New Power Paradox

read more news


Infographics


view more graphics