View SEC Filings for the Past Year


Harbor ETF Trust files with the SEC-Harbor AlphaEdge Small Cap Earners ETF

June 25, 2024-Harbor ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Harbor AlphaEdge Small Cap Earners ETF.

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Spinnaker ETF Series files with the SEC-Select STOXX Europe Aersospace & Defense ETF

June 25, 2024-Spinnaker ETF Series has filed a Post-Effective Amendment, Registration Statement with the SEC for the Select STOXX Europe Aersospace & Defense ETF.

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J.P. Morgan Exchange-Traded Fund Trust files with the SEC

June 24, 2024-J.P. Morgan Exchange-Traded Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.

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Northern Lights Fund Trust IV files with the SEC-3 Monarch ETFs

June 24, 2024-Northern Lights Fund Trust IV has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Monarch Ambassador Income Index ETF (formerly, "Monarch Ambassador Income ETF")
Monarch Blue Chips Core Index ETF (formerly, "Monarch Blue Chips Core ETF")
Monarch ProCap Index ETF (formerly, "Monarch ProCap ETF").

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Northern Lights Fund Trust IV files with the SEC-FM Focus Equity ETF

June 24, 2024-Northern Lights Fund Trust IV has filed a Post-Effective Amendment, Registration Statement with the SEC for the FM Focus Equity ETF.

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Tidal ETF Trust files with the SEC-5 SoFi ETFs

June 24, 2024-Tidal ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
SoFi Select 500 ETF
SoFi Next 500 ETF
SoFi Social 50 ETF
SoFi Enhanced Yield ETF.

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AIM ETF Products Trust files with the SEC-AllianzIM 6 Month Buffer10 Allocation ETF and AllianzIM Buffer20 Allocation ETF

June 24, 2024-AIM ETF Products Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
AllianzIM 6 Month Buffer10 Allocation ETF
AllianzIM Buffer20 Allocation ETF.

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Schwab Strategic Trust files with the SEC-7 ETFs

June 21, 2024-Schwab Strategic Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Schwab Fundamental U.S. Broad Market ETF (formerly, Schwab Fundamental U.S. Broad Market Index ETF)
Schwab Fundamental U.S. Large Company ETF (formerly, Schwab Fundamental U.S. Large Company Index ETF)
Schwab Fundamental U.S. Small Company ETF

(formerly, Schwab Fundamental U.S. Small Company Index ETF)
Schwab Fundamental International Equity ETF (formerly, Schwab Fundamental International Large Company Index ETF)
Schwab Fundamental International Small Equity ETF (formerly, Schwab Fundamental International Small Company Index ETF)
Schwab Fundamental Emerging Markets Equity ETF (formerly, Schwab Fundamental Emerging Markets Large Company Index ETF).

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Goldman Sachs ETF Trust files with the SEC-Goldman Sachs Access U.S. Preferred Stock and Hybrid Securities ETF

June 21, 2024-Goldman Sachs ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Goldman Sachs Access U.S. Preferred Stock and Hybrid Securities ETF.

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Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco MSCI Global Climate 500 ETF

June 21, 2024-Invesco Exchange-Traded Fund Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Invesco MSCI Global Climate 500 ETF.

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Invesco Exchange-Traded Self-Indexed Fund Trust files with the SEC-Invesco BulletShares 2034 Municipal Bond ETF

June 21, 2024-Invesco Exchange-Traded Self-Indexed Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Invesco BulletShares 2034 Municipal Bond ETF.

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Tidal Trust II files with the SEC-YieldMaxTM Ether Option Income Strategy ETF

June 21, 2024-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the YieldMaxTM Ether Option Income Strategy ETF.

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Innovator ETFs Trust files with the SEC-Innovator U.S. Small Cap Managed Floor ETF

June 21, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator U.S. Small Cap Managed Floor ETF.

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First Trust Exchange-Traded Fund II files with the SEC-First Trust Bloomberg Artificial Intelligence ETF

June 21, 2024-First Trust Exchange-Traded Fund II has filed a Post-Effective Amendment, Registration Statement with the SEC for the First Trust Bloomberg Artificial Intelligence ETF.

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SPDR SERIES TRUST files with the SEC-SPDR Bloomberg Enhanced Roll Yield Commodity Strategy No K-1 ETF

June 21, 2024-SPDR SERIES TRUST has filed a Post-Effective Amendment, Registration Statement with the SEC for the SPDR Bloomberg Enhanced Roll Yield Commodity Strategy No K-1 ETF.

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For SEC Filings Older than 1 year, use the SEC Filing seach function

Americas


January 09, 2025 BlackRock filing for hedge fund strategy ETF underlines new tilt
January 08, 2025 Principal Exchange-Traded Funds files with the SEC-Principal Capital Appreciation Select ETF
January 08, 2025 Capital Group Equity ETF Trust I files with the SEC-Capital Group U.S. Small and Mid Cap ETF
January 08, 2025 Thornburg ETF Trust files with the SEC
January 07, 2025 Fidelity to convert $180mn bond index fund into ETF

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Europe ETF News


January 08, 2025 Amundi to shut its original 'multi' smart beta ETF
January 02, 2025 ECB-Monetary developments in the euro area: November 2024

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Asia ETF News


January 07, 2025 China's Economy Has Not Peaked
December 17, 2024 Kiwoom Asset Management launches KIWOOM KOSEF US Quantum Computing ETF, tracking Solactive U.S. Quantum Computing Index
December 13, 2024 China Expands Private Pension Scheme Nationwide Following Two-Year Pilot Program

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Global ETP News


January 06, 2025 New WFE Research quantifies the impact of stock exchanges on economic growth
January 06, 2025 5 transformational trends shaping global finance

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Middle East ETP News


December 31, 2024 Indxx Licenses Bitcoin Reference Index to Migdal Mutual Funds Ltd. for an ETF
December 25, 2024 Expect a more subdued Dubai bourse in 2025
December 19, 2024 Italy's Azimut and China Universal team up on Abu Dhabi ETF link

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Africa ETF News


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ESG and Of Interest News


January 08, 2025 Uranium: Canada aims to become World's Biggest Uranium Producer as demand soars!
December 18, 2024 New database on critical minerals trade launched to support clean energy transition
December 16, 2024 The World's Oldest Bond Just Celebrated Its 400th Birthday And Still Pays an 13.64 Euro Annual Yield
December 13, 2024 Merchandise trade continues to expand in third quarter of 2024
December 01, 2024 State Of Compute: The New Power Paradox

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Infographics


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