View SEC Filings for the Past Year
Ultimus Managers Trust files with the SEC-3 Westwood Enhanced ETFs
December 8, 2025-Ultimus Managers Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Westwood Enhanced Income Opportunity ETF
Westwood Enhanced Multi-Asset Income ETF
Westwood Enhanced Alternative Income ETF.
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Sterling Capital Funds files with the SEC-5 ETFs
December 8, 2025-Sterling Capital Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Sterling Capital Ultra Short Bond ETF
Sterling Capital Short Duration Bond ETF
Sterling Capital National Municipal Bond ETF
Sterling Capital Multi-Strategy Income ETF
Sterling Capital Hedged Equity Premium ETF.
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Harbor ETF Trust files with the SEC-Harbor AI Inflection Strategy ETF
December 8, 2025-Harbor ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Harbor AI Inflection Strategy ETF.
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PIMCO ETF Trust files with the SEC-PIMCO Inflation PLUS Active Exchange-Traded Fund
December 8, 2025-PIMCO ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the PIMCO Inflation PLUS Active Exchange-Traded Fund.
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Neuberger Berman ETF Trust files with the SEC-Neuberger International Core Equity Premium Income ETF and Neuberger International Core Equity ETF
December 8, 2025-Neuberger Berman ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Neuberger International Core Equity Premium Income ETF
Neuberger International Core Equity ETF.
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iShares Staked Ethereum Trust ETF files with the SEC
December 8, 2025-iShares Staked Ethereum Trust ETF has filed a Form S-1 Registration Statement with the SEC.
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21Shares XRP ETF files with the SEC
December 8, 2025-21Shares XRP ETF has filed an Amendment No. 5 to Form S-1 Registration Statement with the SEC.
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EA Series Trust files with the SEC-FIS Bright Portfolios Focused Equity ETF and FIS Christian Stock Fund
December 5, 2025-EA Series Trust has filed a Form N-1A Pre-Effective Amendment No. 2, Registration statement with the SEC for the
FIS Bright Portfolios Focused Equity ETF
FIS Christian Stock Fund.
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BNY Mellon ETF Trust II files with the SEC-BNY Mellon Enhanced Dividend and Income ETF
December 5, 2025-BNY Mellon ETF Trust II has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the BNY Mellon Enhanced Dividend and Income ETF.
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Franklin Templeton ETF Trust files with the SEC- Franklin Small Cap Enhanced ETF
December 5, 2025-Franklin Templeton ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Franklin Small Cap Enhanced ETF.
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