View SEC Filings for the Past Year
Guinness Atkinson Funds files with the SEC-Guinness Atkinson US Dividend Builder ETF and Guinness Atkinson International Dividend Builder ETF
December 17, 2025-Guinness Atkinson Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Guinness Atkinson US Dividend Builder ETF
Guinness Atkinson International Dividend Builder ETF.
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Guinness Atkinson Funds files with the SEC-Guinness Atkinson Real Assets Income ETF
December 17, 2025-Guinness Atkinson Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Guinness Atkinson Real Assets Income ETF.
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ETF Series Solutions files with the SEC-Defiance Retail Kings ETF
December 17, 2025-ETF Series Solutions has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Defiance Retail Kings ETF.
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Trust for Professional Managers files with the SEC-4 ActivePassive ETFs
December 18, 2025-Trust for Professional Managers has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
ActivePassive Core Bond ETF
ActivePassive Intermediate Municipal Bond ETF
ActivePassive International Equity ETF
ActivePassive U.S. Equity ETF.
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ETF Series Solutions files with the SEC-3 Vident ETFs
December 18, 2025-ETF Series Solutions has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Vident U.S. Bond Strategy ETFTM
Vident U.S. Equity Strategy ETFTM
Vident International Equity Strategy ETFTM.
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First Trust Exchange-Traded Fund IV files with the SEC-FT Vest LLY & Target Income ETF
December 17, 2025-First Trust Exchange-Traded Fund IV has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FT Vest LLY & Target Income ETF.
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First Trust Exchange-Traded Fund IV files with the SEC-FT Vest AVGO & Target Income ETF
December 17, 2025-First Trust Exchange-Traded Fund IV has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FT Vest AVGO & Target Income ETF.
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First Trust Exchange-Traded Fund IV files with the SEC-FT Vest COIN & Target Income ETF
December 17, 2025-First Trust Exchange-Traded Fund IV has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FT Vest COIN & Target Income ETF.
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First Trust Exchange-Traded Fund IV files with the SEC-FT Vest UNH & Target Income ETF
December 17, 2025-First Trust Exchange-Traded Fund IV has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FT Vest UNH & Target Income ETF.
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First Trust Exchange-Traded Fund IV files with the SEC-FT Vest NKE & Target Income ETF
December 17, 2025-First Trust Exchange-Traded Fund IV has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FT Vest NKE & Target Income ETF.
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