View SEC Filings for the Past Year
AltShares Trust files with the SEC-AltShares Merger Arbitrage ETF and AltShares Event-Driven ETF
September 27, 2024-AltShares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
AltShares Merger Arbitrage ETF
AltShares Event-Driven ETF.
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Spinnaker ETF Series files with the SEC-Select STOXX Europe Aerospace & Defense ETF
September 27, 2024-Spinnaker ETF Series has filed a Post-Effective Amendment, Registration Statement with the SEC for the Select STOXX Europe Aerospace & Defense ETF.
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Starboard Investment Trust files with the SEC-4 ETFs
September 27, 2024-Starboard Investment Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Adaptive Alpha Opportunities ETF
Adaptive Hedged Multi-Asset Income ETF
RH Tactical Rotation ETF
RH Tactical Outlook ETF.
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EA Series Trust files with the SEC-Argent Mid Cap ETF
September 27, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Argent Mid Cap ETF.
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NEOS ETF Trust files with the SEC-6 Kurv Yield Premium Strategy ETFs
September 27, 2024-NEOS ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Kurv Yield Premium Strategy Amazon (AMZN) ETF
Kurv Yield Premium Strategy Apple (AAPL) ETF
Kurv Yield Premium Strategy Microsoft (MSFT) ETF
Kurv Yield Premium Strategy Google (GOOGL) ETF
Kurv Yield Premium Strategy Tesla (TSLA) ETF
Kurv Yield Premium Strategy Netflix (NFLX) ETF..
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EA Series Trust files with the SEC-Astoria International Quality Growth Kings ETF and Astoria US Quality Growth Kings ETF
September 27, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Astoria International Quality Growth Kings ETF
Astoria US Quality Growth Kings ETF.
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Managed Portfolio Series files with the SEC-Leuthold Core ETF and Leuthold Select Industries ETF
September 27, 2024-Managed Portfolio Series has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Leuthold Core ETF
Leuthold Select Industries ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Raymond James Multicap Growth Equity ETF and FT Vest U.S. Equity Max Buffer ETF-March
September 27, 2024-First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the
FT Raymond James Multicap Growth Equity ETF
FT Vest U.S. Equity Max Buffer ETF-March.
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Neuberger Berman ETF Trust files with the SEC-Neuberger Berman Total Return Bond ETF
September 27, 2024-Neuberger Berman ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Neuberger Berman Total Return Bond ETF.
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New York Life Investments Active ETF Trust files with the SEC-NYLI MacKay ESG Core Plus Bond ETF
September 27, 2024-New York Life Investments Active ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the NYLI MacKay ESG Core Plus Bond ETF.
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