View SEC Filings for the Past Year
Stone Ridge Trust files with the SEC-LifeX 2028 Income Bucket ETF and LifeX 2030 Income Bucket ETF
July 2, 2025-Stone Ridge Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
LifeX 2028 Income Bucket ETF
LifeX 2030 Income Bucket ETF.
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Natixis ETF Trust files with the SEC
July 1, 2025-Natixis ETF Trust has filed a Second Amended and Restated Application for Exemptive relief with the SEC.
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Vanguard Malvern Funds files with the SEC-3 ETFs
July 1, 2025-Vanguard Malvern Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Vanguard Total Inflation-Protected Securities ETF
Vanguard Total Treasury ETF
Vanguard Government Securities Active ETF.
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Northern Lights Fund Trust files with the SEC-DF Tactical 30 ETF
July 1, 2025-Northern Lights Fund Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the DF Tactical 30 ETF.
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BlackRock ETF Trust II files with the SEC-iShares Short Duration High Yield Muni Active ETF
July 1, 2025-BlackRock ETF Trust II has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the iShares Short Duration High Yield Muni Active ETF.
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Vanguard Fixed Income Securities Funds files with the SEC-Vanguard High-Yield Active ETF
July 1, 2025-Vanguard Fixed Income Securities Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Vanguard High-Yield Active ETF.
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Tidal Trust III files with the SEC-NovaTide Flexible Allocation ETF
July 1, 2025-Tidal Trust III has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the NovaTide Flexible Allocation ETF.
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Putnam ETF Trust files with the SEC-Putnam Focused Large Cap Growth ETF
July 1, 2025-Putnam ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Putnam Focused Large Cap Growth ETF.
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Allspring Exchange-Traded Funds Trust files with the SEC
June 30, 2025-Allspring Exchange-Traded Funds Trust has filed a Second Amended and Restated Application for Exemptive relief with the SEC.
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Northern Lights Fund Trust files with the SEC-Toews Agility Shares Hedged Equal Weight ETF and Toews Agility Shares Hedged-Qs ETF
June 30, 2025-Northern Lights Fund Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Toews Agility Shares Hedged Equal Weight ETF
Toews Agility Shares Hedged-Qs ETF.
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