SEC Filings for the Past 90 Days
EA Series Trust files with the SEC-3 Cambria ETFs
October 1, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Cambria Global Shareholder Yield ETF
Cambria Tax Aware ETF
Cambria Endowment Style ETF.
view filing
First Trust Exchange-Traded Fund VIII files with the SEC-FT Vest U.S. Equity Quarterly Max Buffer ETF
October 1, 2024-First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the FT Vest U.S. Equity Quarterly Max Buffer ETF.
view filing
Professionally Managed Portfolios files with the SEC-Akre Focus ETF
October 1, 2024-Professionally Managed Portfolios has filed a Post-Effective Amendment, Registration Statement with the SEC for the Akre Focus ETF.
view filing
Touchstone ETF Trust files with the SEC-3 ETFs
October 1, 2024-Touchstone ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Touchstone International Equity ETF
Touchstone Sands Capital Emerging Markets ex-China Growth ETF
Touchstone Sands Capital US Select Growth ETF.
view filing
Strategy Shares files with the SEC-Eventide US Market ETF
October 1, 2024-Strategy Shares has filed a Post-Effective Amendment, Registration Statement with the SEC for the Eventide US Market ETF.
view filing
Exchange Place Advisors Trust files with the SEC-North Square RCIM Tax-Advantaged Preferred Securities ETF
October 1, 2024-Exchange Place Advisors Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the North Square RCIM Tax-Advantaged Preferred Securities ETF.
view filing
Morgan Stanley ETF Trust files with the SEC-Parametric Equity Plus ETF
September 30, 2024-Morgan Stanley ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Parametric Equity Plus ETF.
view filing
Morgan Stanley ETF Trust files with the SEC-3 Eaton Vance ETFs
September 30, 2024-Morgan Stanley ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for
Eaton Vance CLO Investment Grade Income ETF
Eaton Vance High Yield Municipal Income ETF
Eaton Vance Strategic Income Opportunities ETF.
view filing
PGIM Rock ETF Trust files with the SEC-16 ETFs
September 30, 2024-PGIM Rock ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
PGIM S&P 500 Max Buffer ETF-February
PGIM S&P 500 Max Buffer ETF-March
PGIM S&P 500 Max Buffer ETF-April
PGIM S&P 500 Max Buffer ETF-May
PGIM S&P 500 Max Buffer ETF-June
PGIM S&P 500 Max Buffer ETF-July
PGIM S&P 500 Max Buffer ETF-August
PGIM S&P 500 Max Buffer ETF-September
PGIM S&P 500 Max Buffer ETF-October
PGIM S&P 500 Max Buffer ETF-November
PGIM S&P 500 Max Buffer ETF-December
PGIM Nasdaq-100 Buffer 12 ETF-January
PGIM Nasdaq-100 Buffer 12 ETF-April
PGIM Nasdaq-100 Buffer 12 ETF-July
PGIM Nasdaq-100 Buffer 12 ETF-October
PGIM Laddered Fund of Nasdaq-100 Buffer 12 ETF.
Thornburg ETF Trust files with the SEC-4 ETFs
September 27, 2024-Thornburg ETF Trust has filed a Form N-1A Registration Statement with the SEC for the
Thornburg Core Plus Bond ETF
Thornburg Flexible Bond ETF
Thornburg International Core Equity ETF
Thornburg International Growth ETF.
view filing
John Hancock Investment Trust files with the SEC
September 27, 2024-John Hancock Investment Trust has filed an Application for Exemptive Relief with the SEC.
view filing
Elevation Series Trust files with the SEC
September 27, 2024-Elevation Series Trust has filed an Application for Exemptive Relief with the SEC.
view filing
AltShares Trust files with the SEC-AltShares Merger Arbitrage ETF and AltShares Event-Driven ETF
September 27, 2024-AltShares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
AltShares Merger Arbitrage ETF
AltShares Event-Driven ETF.
view filing
Spinnaker ETF Series files with the SEC-Select STOXX Europe Aerospace & Defense ETF
September 27, 2024-Spinnaker ETF Series has filed a Post-Effective Amendment, Registration Statement with the SEC for the Select STOXX Europe Aerospace & Defense ETF.
view filing
Starboard Investment Trust files with the SEC-4 ETFs
September 27, 2024-Starboard Investment Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Adaptive Alpha Opportunities ETF
Adaptive Hedged Multi-Asset Income ETF
RH Tactical Rotation ETF
RH Tactical Outlook ETF.
view filing