Americas ETP News
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SEC steps up scrutiny of adviser use of social media
September 1, 2016--New rule to include site information on Form ADV part of evolving regulations on the web tool
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Source: investmentnews.com
Deutsche Bank Announces Expected Delisting of DB Base Metals Long Exchange Traded Notes ("BDG')
September 1, 2016--Deutsche Bank today announced that it expects the staff of the New York Stock Exchange Arca (the "NYSE Arca") to commence proceedings to delist the DB Base Metals Long Exchange Traded Notes (the "ETN"; ticker "BDG") from the NYSE Arca, because the ETN has fallen below the NYSE Arca's continued listing standard requiring the ETN to maintain an aggregate market value of at least $400,000
As previously announced, further issuances of the ETN were suspended on January 1, 2016.
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Source: Deutsche Bank
USCF promotes Andrew Ngim to COO and Kevin Baum to CIO
September 1, 2016-- USCF today announced two key promotions within the company's senior management team.
Andrew Ngim, Principal and Portfolio Manager, has been promoted to Chief Operations Officer; and Kevin Baum, formerly Portfolio Manager, has been promoted to Chief Investment Officer.
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Source: USCF
Barclays announces reduction in investor fees on BCM ETNs
September 1, 2016--Notice regarding reduction in investor fees of the iPath(R) Pure Beta Broad Commodity Exchange Traded Notes
Barclays Bank PLC ("Barclays") today announced a reduction in the investor fee rate applicable to the iPath(R) Pure Beta Broad Commodity Exchange Traded Notes (the "ETNs").
The ETNs currently trade on the NYSE Arca stock exchange under the ticker symbol "BCM".
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Source: Barclays
PureFunds ETFx HealthTech ETF Launches
August 31, 2016--IMED invests in highly innovative healthcare technology solution providers
)ETF Managers Group in partnership with PureFunds today debut their newest fund, the PureFunds ETFx HealthTech ETF (IMED).
Trading on the Nasdaq, IMED invests in companies that are providing new solutions and transformative technology to the healthcare and medical industries. All of its 60 constituents are engaged in healthcare informatics, medical instruments and/or medical appliances.
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Source: PureFunds/ETF Managers Group
PureFunds Solactive FinTech ETF Launches on NASDAQ
August 31, 2016--FINQ Focuses on the Transformative FinTech Industry
ETF Managers Group in partnership with PureFunds today debuted their newest fund, the PureFunds Solactive FinTech ETF (FINQ).
Trading on the NASDAQ, FINQ invests in global companies disrupting the multi-trillion dollar financial industry by offering technology-based solutions designed to revolutionize how financial industry firms interact with their customers and run their businesses.
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Source: PureFunds/ETF Managers Group
SEC scrutinizing more sellers of F-Squared portfolios based on bad performance
August 31, 2016--After charging 13 firms for using discredited marketing claims from the now-defunct investment adviser F-Squared, the Securities and Exchange Commission said it is looking more broadly at other companies that used a portfolio strategy for exchange-traded funds (ETFs) whose claims of market-beating results were based on false data.<
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Source: Reuters
Preliminary Annual Report On U.S. Holdings Of Foreign Securities At Year-End 2015
August 31, 2016--Preliminary data from an annual survey of U.S. portfolio holdings of foreign securities at year-end 2015 were released today and posted on the Treasury website.
The final survey report, which will include additional detail as well as possible revisions to the data, will be released on October 31, 2016.
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Source: treasury.gov
CFTC.gov Swaps Report Update
August 1, 2016--CFTC's Weekly Swaps Report has been updated, and is now available.
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Source: CFTC.gov
SEC Proposes Amendments to Require Hyperlinks to Exhibits in Filings
August 31, 2016--The Securities and Exchange Commission today proposed rule and form amendments that would require registrants to include a hyperlink to exhibits in their filings.
The proposed changes should make it significantly easier to locate documents attached to company filings," said SEC Chair Mary Jo White.
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Source: SEC.gov
