you are currently viewing:SEC-Offerings and Registrations of Securities in the Crypto Asset MarketsApril 10, 2025—Division of Corporation Finance These offerings and registrations may involve equity or debt securities of issuers whose operations relate to networks, applications, and/or crypto assets. These offerings and registrations also may relate to crypto assets offered as part of or subject to an investment contract (such a crypto asset, a "subject crypto asset").[3] The Division recognizes that Acting Chairman Mark T. Uyeda formed the Crypto Task Force to help the Commission develop a comprehensive and clear regulatory framework for crypto assets, including addressing applicable registration and disclosure requirements.[4] The Division is issuing this statement to provide its views during the pendency of these deliberations. The disclosures required in connection with offerings and registrations under the Securities Act of 1933 ("Securities Act") and the Securities Exchange Act of 1934 ("Exchange Act") protect investors, facilitate capital formation, and promote fair, orderly, and efficient markets. In recent years, some issuers in the crypto asset markets have registered or qualified[5] offerings of securities under the Securities Act or registered a class of securities under the Exchange Act. This statement reflects our observations regarding disclosures provided in response to existing disclosure requirements. It also addresses our views about certain specific disclosure questions that market participants have presented to the staff. While disclosures should be based on an issuer's specific facts and circumstances, we believe that issuers may benefit from the identification of common issues we have identified during our reviews. Source: sec.gov |
May 15, 2025--HHarbor Capital Advisors, Inc. ("Harbor"), an asset manager that curates a suite of actively managed ETFs, collective investment trusts, and mutual funds is excited to announce that the firm is adding the Harbor Emerging Markets Select ETF (EMES) to its growing lineup of ETF offerings, extending the firm's partnership with C WorldWide Asset Management ("C WorldWide").
May 14, 2025-NODE provides broad exposure to digital transformation companies and digital assets instruments. Active management rebalances the fund in line with crypto market cycle indicators, bringing dynamic volatility management to investing in the onchain economy.
May 13, 2025--Innovator Capital Management, LLC (Innovator), pioneer and provider of the largest lineup of Defined Outcome ETFTM, today announced the launch of the Innovator Equity Managed 100 Buffer ETTM (BFRZ). The ETF is designed to offer investors 100% downside protection, before fees and expenses, while maintaining exposure to U.S. large-cap equities.
May 12, 2025--Lazard International Dynamic Equity ETF is designed to capitalize on a diversified portfolio of international equities
Lazard today announced that it has completed the conversion of the Lazard International Equity Advantage mutual fund into the exchange-traded fund (ETF), Lazard International Dynamic Equity ETF (NYSE: IEQ), listed on the New York Stock Exchange.
May 9, 2025--Coinbase becomes the first CFTC-regulated exchange to offer 24/7 Bitcoin futures trading, giving U.S. traders round-the-clock access to manage risk and seize crypto market opportunities.
Coinbase has made a significant move in the U.S. derivatives market, launching 24/7 trading for Bitcoin futures.
May 9, 2025-- The Trustees of The 2023 ETF Series Trust and The 2023 ETF Series Trust II ("The Trusts") announced today that, following an extensive due diligence process, Tidal Financial Group has been selected as the preferred service provider to support and grow the Trusts, replacing the Goldman Sachs ETF Accelerator platform as it winds down operations.
May 8, 2025--YieldMax announced the launch today of the following ETF:
YieldMax HOOD Option Income Strategy ETF (NYSE Arca: HOOY)
HOOY seeks to generate current income by pursuing options-based strategies on Robinhood Markets, Inc. (HOOD).
May 8, 2025--Summary
The federal budget deficit totaled $1.1 trillion in the first seven months of fiscal year 2025, the Congressional Budget Office estimates. That amount is $196 billion more than the deficit recorded during the same period last fiscal year. Revenues increased by $146 billion (or 5 percent), and outlays rose by $342 billion (or 9 percent).
May 7, 2025--The latest fund additions offer distinct, free cash flow-based approaches to navigating market cycles and targeting long-term capital appreciation
May 7, 2025--Harvest Portfolios Group Inc. ("Harvest") is pleased to announce that it has filed a preliminary prospectus with the Canadian securities regulators for the Harvest Apple Enhanced High Income Shares ETF ("APLE").