you are currently viewing:SEC-Offerings and Registrations of Securities in the Crypto Asset MarketsApril 10, 2025—Division of Corporation Finance These offerings and registrations may involve equity or debt securities of issuers whose operations relate to networks, applications, and/or crypto assets. These offerings and registrations also may relate to crypto assets offered as part of or subject to an investment contract (such a crypto asset, a "subject crypto asset").[3] The Division recognizes that Acting Chairman Mark T. Uyeda formed the Crypto Task Force to help the Commission develop a comprehensive and clear regulatory framework for crypto assets, including addressing applicable registration and disclosure requirements.[4] The Division is issuing this statement to provide its views during the pendency of these deliberations. The disclosures required in connection with offerings and registrations under the Securities Act of 1933 ("Securities Act") and the Securities Exchange Act of 1934 ("Exchange Act") protect investors, facilitate capital formation, and promote fair, orderly, and efficient markets. In recent years, some issuers in the crypto asset markets have registered or qualified[5] offerings of securities under the Securities Act or registered a class of securities under the Exchange Act. This statement reflects our observations regarding disclosures provided in response to existing disclosure requirements. It also addresses our views about certain specific disclosure questions that market participants have presented to the staff. While disclosures should be based on an issuer's specific facts and circumstances, we believe that issuers may benefit from the identification of common issues we have identified during our reviews. Source: sec.gov |
June 5, 2025-Revolutionary expansion delivers predictive forecasting across crypto, emerging markets, A.I. & robotics, and seven other high-demand sectors as ETF trading reaches unprecedented popularity among investors worldwide.
Vantagepoint A.I., LLC, (www.vantagepointsoftware.com)- VantagePoint A.I., the pioneer in artificial intelligence-driven market forecasting technology, today announced a groundbreaking expansion of its ETF coverage within its award-winning software platform.
June 5, 2025--Krane Funds Advisors, LLC ("KraneShares"), an asset management firm known for its global exchange-traded funds (ETFs), announced the launch of the KraneShares Global Humanoid and Embodied Intelligence Index ETF (Ticker: KOID). KOID represents the first US-listed thematic equity ETF that captures the global humanoid opportunity.1
June 5, 2025--Akre Capital Management, LLC ("Akre Capital"), a boutique asset manager with a 35-year history of managing concentrated, active equity portfolios, is pleased to announce the proposed conversion of the Akre Focus Fund (the "Fund") to a transparent, actively-managed exchange-traded fund (ETF), the Akre Focus ETF (Ticker: AKRE).
June 5, 2025--Harbor Capital Advisors, Inc. ("Harbor") is proud to announce the launch of its new lineup of ETFs, managed by longtime collaborator EARNEST Partners.
The new ETFs are:
Harbor Mid Cap Value ETF (EPMV)
Harbor SMID Cap Value ETF (EPSV)
June 5, 2025--Harbor Capital Advisors, Inc. ("Harbor") is proud to announce the launch of two additional ETFs, managed by longtime collaborator EARNEST Partners.
The new ETFs are:
Harbor Emerging Markets Equity ETF (EPEM)
Harbor International Equity ETF (EPIN)
June 5, 2025--New Active ETF Adds to Fidelity's Rapidly Growing $41 Billion Alternative Investments Lineup
Fidelity Investments today announced the launch of Fidelity Managed Futures ETF (FFUT), a liquid alternative strategy that aims to capitalize on market trends through disciplined, systematic long-short investing. FFUT is listed on The Nasdaq Stock Market LLC and available today commission-free for individual investors and financial advisors through Fidelity’s online brokerage platforms.
June 5, 2025--YieldMax announced the launch today of the following ETF:
YieldMax BRK.B Option Income Strategy ETF (NYSE Arca: BRKC)
BRKC seeks to generate current income by pursuing options-based strategies on Berkshire Hathaway Inc. ("BRK.B"). BRKC is managed by Tidal Financial Group. BRKC does not invest directly in BRK.B.
June 4, 2025--IVES Offers Targeted Exposure to Core Drivers of Artificial Intelligence
Wedbush Fund Advisers has launched the Dan IVES Wedbush AI Revolution ETF (Ticker: IVES). The ETF will provide investors with transparent, cost-effective access to 30 names at the heart of the AI Revolution.
June 4, 2025--Global X Management Company LLC ("Global X"), the New York-based provider of exchange-traded funds (ETFs), today announced the launch of its latest income fund, the Global X Bitcoin Covered Call ETF (BCCC). The actively managed fund leverages options strategies, seeking to generate income from writing options on Bitcoin exchange-traded products without the need for an investor to directly own the underlying asset.
June 4, 2025--Today Bastion Fiduciary announced the launch of its first actively managed Exchange Traded Fund, the Bastion Energy ETF (CBOE: BESF).
BESF is an actively managed ETF that seeks long-term capital appreciation through a concentrated value-based investment strategy in the American energy sector that focuses on compounding long-term intrinsic value per share while seeking to maintain a margin of safety.