SEC Filings For The Past 7 Days



Tidal ETF Trust files with the SEC-Newday Ocean Health ETF and Newday Diversity, Equity & Inclusion ETF

September 24, 2024-Tidal ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Newday Ocean Health ETF
Newday Diversity, Equity & Inclusion ETF.

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Hartford Funds Exchange-Traded Trust files with the SEC

September 24, 2024-Hartford Funds Exchange-Traded Trust has filed an Application for Exemptive Relief with the SEC.

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PFS Funds files with the SEC

September 24, 2024-PFS Funds has filed an Application for Exemptive Relief with the SEC.

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Harbor ETF Trust files with the SEC-Harbor PanAgora Dynamic Large Cap Core ETF

September 24, 2024-Harbor ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Harbor PanAgora Dynamic Large Cap Core ETF.

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Fidelity Covington Trust files with the SEC-6 Fidelity Disruptive ETFs

September 24, 2024-Fidelity Covington Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Fidelity Disruptive Automation ETF
Fidelity Disruptive Communications ETF
Fidelity Disruptive Finance ETF
Fidelity Disruptive Medicine ETF
Fidelity Disruptive Technology ETF
Fidelity Disruptors ETF.

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EA Series Trust files with the SEC-Astoria US Equal Weight Quality Kings ETF

September 24, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Astoria US Equal Weight Quality Kings ETF.

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ETF Series Solutions files with the SEC-3 ClearShares ETFs

September 24, 2024-ETF Series Solutions has filed a Post-Effective Amendment, Registration Statement with the SEC for the
ClearShares OCIO ETF
ClearShares Ultra-Short Maturity ETF
ClearShares Piton Intermediate Fixed Income ETF.

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Harbor ETF Trust files with the SEC-Harbor PanAgora Dynamic Large Cap Core ETF

September 24, 2024-Harbor ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Harbor PanAgora Dynamic Large Cap Core ETF.

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Exchange Traded Concepts Trust files with the SEC-MUSQ Global Music Industry ETF

September 24, 2024-Exchange Traded Concepts Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the MUSQ Global Music Industry Index ETF (Ticker Symbol: MUSQ)(formerly, MUSQ Global Music Industry ETF).

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SSGA Active Trust files with the SEC-9 SPDR SSGA My Corporate Bond ETFs

September 23, 2024-SSGA Active Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
SPDR SSGA My2026 Corporate Bond ETF
SPDR SSGA My2027 Corporate Bond ETF
SPDR SSGA My2028 Corporate Bond ETF
SPDR SSGA My2029 Corporate Bond ETF
SPDR SSGA My2030 Corporate Bond ETF
SPDR SSGA My2031 Corporate Bond ETF
SPDR SSGA My2032 Corporate Bond ETF
SPDR SSGA My2033 Corporate Bond ETF
SPDR SSGA My2034 Corporate Bond ETF.

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Tidal Trust II files with the SEC-STKD Bitcoin & Gold ETF

September 23, 2024-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the STKD Bitcoin & Gold ETF.

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ETF Opportunities Trust files with the SEC-T-REX 2X ETFs

September 23, 2024-ETF Opportunities Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.

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EA Series Trust files with the SEC-Efficient Market Portfolio Plus ETF and Efficient Market Portfolio Lomg ETF

September 23, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Efficient Market Portfolio Plus ETF
Efficient Market Portfolio Lomg ETF.

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Volatility Shares Trust files with the SEC- -1x Short VIX Mid Term Futures Strategy ETF

September 23, 2024-Volatility Shares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Volatility Premium Plus ETF (formerly -1x Short VIX Mid Term Futures Strategy ETF).

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iShares Trust files with the SEC

September 23, 2024-iShares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.

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Impax Asset Management LLC files with the SEC

September 20, 2024-Impax Asset Management LLC has filed an Application for Exemptive Relief with the SEC.

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Simplify Exchange Traded Funds files with the SEC-4 Simplify Wolfe ETFs

September 20, 2024-Simplify Exchange Traded Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Simplify Wolfe Alpha Capture ETF
Simplify Wolfe Market Neutral Quality ETF
Simplify Wolfe Market Neutral SHIELD ETF
Simplify Wolfe US Equity 150/50 ETF.

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First Trust Exchange-Traded Fund VIII files with the SEC-FT Vest Laddered International Moderate Buffer ETF

September 20, 2024-First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the FT Vest Laddered International Moderate Buffer ETF.

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Precidian ETFs Trust files with the SEC

September 20, 2024-Precidian ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.

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ETF Series Solutions files with the SEC-Defiance Connective Technologies ETF

September 20, 2024-ETF Series Solutions has filed a Post-Effective Amendment, Registration Statement with the SEC for the Defiance Connective Technologies ETF.

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Hartford Funds Exchange-Traded Trust files with the SEC-3 ETFs

September 20, 2024-Hartford Funds Exchange-Traded Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Hartford AAA CLO ETF
Hartford Sustainable Income ETF
Hartford Large Cap Growth ETF.

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Investment Managers Series Trust II files with the SEC-5 [ ] ETFs

September 20, 2024-Investment Managers Series Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
[ ] ETF
[ ] Tactical Focused ETF
[ ] US Core Equity ETF
[ ] Equity Skew ETF
[ ] Dynamic Yield ETF.

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Series Portfolios Trust files with the SEC-Infrastructure Capital Bond Income ETF

September 20, 2024-Series Portfolios Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Infrastructure Capital Bond Income ETF.

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Roundhill ETF Trust files with the SEC-Roundhill Weekly T-Bill ETF

September 20, 2024-Roundhill ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Roundhill Weekly T-Bill ETF.

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Volatility Shares Trust files with the SEC-2x Wheat ETF

September 20, 2024-Volatility Shares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the 2x Wheat ETF.

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Volatility Shares Trust files with the SEC-2x Corn ETF

September 20, 2024-Volatility Shares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the 2x Corn ETF.

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Roundhill ETF Trust files with the SEC-Roundhill China Dragons ETF

September 19, 2024-Roundhill ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Roundhill China Dragons ETF.

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Exchange Listed Funds Trust files with the SEC-Stratified LargeCap Hedged ETF and Stratified LargeCap Index ETF

September 19, 2024-Exchange Listed Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Stratified LargeCap Hedged ETF
Stratified LargeCap Index ETF.

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Global X Funds files with the SEC-Global X U.S. Electrification ETF

September 19, 2024-Global X Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the Global X U.S. Electrification ETF.

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Tidal Trust II files with the SEC-YieldMaxTM Ultra Short Option Income Strategy ETF

September 20, 2024-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the YieldMaxTM Ultra Short Option Income Strategy ETFF.

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Tidal Trust II files with the SEC-5 YieldMax ETFs

September 18, 2024-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for
YieldMax Artificial Intelligence and Technology Option Income Portfolio ETF
YieldMax Crypto Industry and Technology Option Income Portfolio ETF
YieldMax China Option Income Portfolio ETF
YieldMax Semiconductor Option Income Portfolio ETF
YieldMax Biotech and Pharma Option Income Portfolio ETF.

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Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco MSCI North America Climate ETF

September 18, 2024-Invesco Exchange-Traded Fund Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Invesco MSCI North America Climate ETF.

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Victory Portfolios II files with the SEC-VictoryShares Free Cash Flow Growth ETF

September 18, 2024-Victory Portfolios II has filed a Post-Effective Amendment, Registration Statement with the SEC for the VictoryShares Free Cash Flow Growth ETF.

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Elevation Series Trust files with the SEC-Hedged Equity ETF and Select Equity ETF

September 18, 2024-Elevation Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Hedged Equity ETF
Select Equity ETF.

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Americas


September 24, 2024 Harbor ETF Trust files with the SEC-Harbor PanAgora Dynamic Large Cap Core ETF
September 24, 2024 Fidelity Covington Trust files with the SEC-6 Fidelity Disruptive ETFs
September 24, 2024 Exchange Traded Concepts Trust files with the SEC-MUSQ Global Music Industry ETF
September 24, 2024 Tidal ETF Trust files with the SEC-Newday Ocean Health ETF and Newday Diversity, Equity & Inclusion ETF
September 24, 2024 Hartford Funds Exchange-Traded Trust files with the SEC

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Europe ETF News


September 10, 2024 ESAs warn of risks from economic and geopolitical events

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Asia ETF News


August 26, 2024 ETF Empowering Investors in China's Transition to Sustainable Economy

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Global ETP News


September 04, 2024 Goods barometer rises above trend, signalling upturn in trade volume
September 03, 2024 Shenzhen and Dubai Forge Stronger Financial Ties with New Cross-Border ETF Agreement

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Middle East ETP News


August 30, 2024 ADX logs $506.4mln in ETF trading Jan-Aug 2024
August 28, 2024 TCW expands global footprint with opening of Dubai office

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Africa ETF News


September 04, 2024 Africa: Climate-ECA Reveals Africa Loses Up to 5 Percent of GDP
August 27, 2024 Uganda joins African exchanges link

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ESG and Of Interest News


September 09, 2024 World Trade Report 2024 highlights trade's role in supporting inclusiveness
September 03, 2024 State of the Climate in Africa 2023
August 27, 2024 US unveils new tools to withstand encryption-breaking quantum. Here's what experts are saying
August 16, 2024 Africa: Gender Equality Has Everything to Do With Climate Change

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Infographics


August 27, 2024 Charted: $5 Trillion in Global Commodity Exports, by Sector

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