SEC Filings For The Past 7 Days



Roundhill ETF Trust files with the SEC-Roundhill Weekly T-Bill ETF

September 20, 2024-Roundhill ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Roundhill Weekly T-Bill ETF.

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Impax Asset Management LLC files with the SEC

September 20, 2024-Impax Asset Management LLC has filed an Application for Exemptive Relief with the SEC.

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Simplify Exchange Traded Funds files with the SEC-4 Simplify Wolfe ETFs

September 20, 2024-Simplify Exchange Traded Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Simplify Wolfe Alpha Capture ETF
Simplify Wolfe Market Neutral Quality ETF
Simplify Wolfe Market Neutral SHIELD ETF
Simplify Wolfe US Equity 150/50 ETF.

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First Trust Exchange-Traded Fund VIII files with the SEC-FT Vest Laddered International Moderate Buffer ETF

September 20, 2024-First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the FT Vest Laddered International Moderate Buffer ETF.

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Precidian ETFs Trust files with the SEC

September 20, 2024-Precidian ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.

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ETF Series Solutions files with the SEC-Defiance Connective Technologies ETF

September 20, 2024-ETF Series Solutions has filed a Post-Effective Amendment, Registration Statement with the SEC for the Defiance Connective Technologies ETF.

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Hartford Funds Exchange-Traded Trust files with the SEC-3 ETFs

September 20, 2024-Hartford Funds Exchange-Traded Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Hartford AAA CLO ETF
Hartford Sustainable Income ETF
Hartford Large Cap Growth ETF.

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Investment Managers Series Trust II files with the SEC-5 [ ] ETFs

September 20, 2024-Investment Managers Series Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
[ ] ETF
[ ] Tactical Focused ETF
[ ] US Core Equity ETF
[ ] Equity Skew ETF
[ ] Dynamic Yield ETF.

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Series Portfolios Trust files with the SEC-Infrastructure Capital Bond Income ETF

September 20, 2024-Series Portfolios Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Infrastructure Capital Bond Income ETF.

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Volatility Shares Trust files with the SEC-2x Wheat ETF

September 20, 2024-Volatility Shares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the 2x Wheat ETF.

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Volatility Shares Trust files with the SEC-2x Corn ETF

September 20, 2024-Volatility Shares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the 2x Corn ETF.

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Roundhill ETF Trust files with the SEC-Roundhill China Dragons ETF

September 19, 2024-Roundhill ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Roundhill China Dragons ETF.

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Exchange Listed Funds Trust files with the SEC-Stratified LargeCap Hedged ETF and Stratified LargeCap Index ETF

September 19, 2024-Exchange Listed Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Stratified LargeCap Hedged ETF
Stratified LargeCap Index ETF.

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Global X Funds files with the SEC-Global X U.S. Electrification ETF

September 19, 2024-Global X Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the Global X U.S. Electrification ETF.

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Tidal Trust II files with the SEC-YieldMaxTM Ultra Short Option Income Strategy ETF

September 20, 2024-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the YieldMaxTM Ultra Short Option Income Strategy ETFF.

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Tidal Trust II files with the SEC-5 YieldMax ETFs

September 18, 2024-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for
YieldMax Artificial Intelligence and Technology Option Income Portfolio ETF
YieldMax Crypto Industry and Technology Option Income Portfolio ETF
YieldMax China Option Income Portfolio ETF
YieldMax Semiconductor Option Income Portfolio ETF
YieldMax Biotech and Pharma Option Income Portfolio ETF.

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Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco MSCI North America Climate ETF

September 18, 2024-Invesco Exchange-Traded Fund Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Invesco MSCI North America Climate ETF.

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Victory Portfolios II files with the SEC-VictoryShares Free Cash Flow Growth ETF

September 18, 2024-Victory Portfolios II has filed a Post-Effective Amendment, Registration Statement with the SEC for the VictoryShares Free Cash Flow Growth ETF.

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Elevation Series Trust files with the SEC-Hedged Equity ETF and Select Equity ETF

September 18, 2024-Elevation Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Hedged Equity ETF
Select Equity ETF.

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Kurv ETF Trust files with the SEC

September 17, 2024--Kurv ETF Trust has filed an Amended Application for Exemptive Relief with the SEC.

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Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-6 Mo Apr/Oct

September 17, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Defined Protection ETF-6 Mo Apr/Oct.

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Syntax ETF Trust files with the SEC-WEBs Defined Volatility SPY ETF

September 17, 2024-Syntax ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the WEBs Defined Volatility SPY ETF.

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Syntax ETF Trust files with the SEC-WEBs Defined Volatility QQQ ETF

September 17, 2024-Syntax ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the WEBs Defined Volatility QQQ ETF.

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Alger ETF Trust files with the SEC-3 ETFs

September 17, 2024-Alger ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Alger Mid Cap 40 ETF
Alger 35 ETF
Alger Weatherbie Enduring Growth ETF.

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Janus Detroit Street Trust files with the SEC-Janus Henderson Mid Cap Growth Alpha ETF

September 16, 2024-Janus Detroit Street Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Janus Henderson Mid Cap Growth Alpha ETF.

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Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-1 Yr October

September 16, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Defined Protection ETF-1 Yr October.

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Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-2 Yr to October 2026

September 16, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Defined Protection ETF-2 Yr to October 2026.

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Simplify Exchange Traded Funds files with the SEC-Simplify China A Shares PLUS Income ETF and Simplify Tactical US ETF

September 16, 2024-Simplify Exchange Traded Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Simplify China A Shares PLUS Income ETF
Simplify Tactical US ETF.

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Americas


September 20, 2024 Volatility Shares Trust files with the SEC-2x Corn ETF
September 20, 2024 Simplify Exchange Traded Funds files with the SEC-4 Simplify Wolfe ETFs
September 20, 2024 ETF Series Solutions files with the SEC-Defiance Connective Technologies ETF
September 20, 2024 Precidian ETFs Trust files with the SEC
September 20, 2024 Impax Asset Management LLC files with the SEC

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Europe ETF News


September 10, 2024 ESAs warn of risks from economic and geopolitical events

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Asia ETF News


August 26, 2024 ETF Empowering Investors in China's Transition to Sustainable Economy
August 23, 2024 India: With markets at peak, mutual fund redemptions surge: Report
August 23, 2024 China Bond Trading Collapses Amid PBOC Crackdown on Record Rally
August 22, 2024 India surpasses China to become Russia's top oil buyer in July

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Global ETP News


September 04, 2024 Goods barometer rises above trend, signalling upturn in trade volume
September 03, 2024 Shenzhen and Dubai Forge Stronger Financial Ties with New Cross-Border ETF Agreement

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Middle East ETP News


August 30, 2024 ADX logs $506.4mln in ETF trading Jan-Aug 2024
August 28, 2024 TCW expands global footprint with opening of Dubai office
August 23, 2024 Saudi GDP growth set to turn positive in H2 2024
August 22, 2024 Saudi targets Indian, Chinese, other Asian investors to boost stock market

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Africa ETF News


September 04, 2024 Africa: Climate-ECA Reveals Africa Loses Up to 5 Percent of GDP
August 27, 2024 Uganda joins African exchanges link
August 15, 2024 Economic reforms are tempting finance back to Ethiopia and Zambia
August 13, 2024 Africa: Carbon Trading-an Opportunity for Economic Development
August 12, 2024 African Economic Expansion Need Not Threaten Global Carbon Targets-Study Points Out the Path to Green Growth

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ESG and Of Interest News


September 09, 2024 World Trade Report 2024 highlights trade's role in supporting inclusiveness
September 03, 2024 State of the Climate in Africa 2023
August 27, 2024 US unveils new tools to withstand encryption-breaking quantum. Here's what experts are saying
August 16, 2024 Africa: Gender Equality Has Everything to Do With Climate Change
August 15, 2024 Researchers Have Ranked AI Models Based on Risk-and Found a Wild Range

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Infographics


August 27, 2024 Charted: $5 Trillion in Global Commodity Exports, by Sector

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