SEC Filings for the Past 7 Days
you are currently viewing:Northern Funds files with the SEC-Northern Funds Equity Income ETFOctober 7, 2026-Northern Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Northern Funds Equity Income ETF. |
Thornburg ETF Trust files with the SEC-3 Thornburg Municipal Income ETFs
October 2, 2026-Thornburg ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Thornburg Municipal Income ETF
Thornburg Short Municipal Income ETF
Thornburg Strategic Municipal Income ETF.
Tidal Trust IV files with the SEC-5 TIME ETFs
October 2, 2026-Tidal Trust IV has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
TIME Nasdaq Active ETF
TIME Global AI Active ETF
TIME China AI Active ETF
TIME Korea Active ETF
TIME S&P 500(R) Active ETF.
Tidal Trust II files with the SEC-Return Stacked(R) Gold & Managed Futures ETF
October 2, 2026-Tidal Trust II has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Return Stacked(R) Gold & Managed Futures ETF.
Advisors' Inner Circle Fund files with the SEC-Sands Capital AI ETF
October 2, 2026-Advisors' Inner Circle Fund has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Sands Capital AI ETF.
GraniteShares ETF Trust files with the SEC-GraniteShares 2x Long TTWO Daily ETF and GraniteShares 2x Short TTWO Daily ETF
October 2, 2026-GraniteShares ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
GraniteShares 2x Long TTWO Daily ETF
GraniteShares 2x Short TTWO Daily ETF.
First Trust Exchange-Traded Fund files with the SEC-FT Vest Laddered Autocallable Deep Buffer & Income ETF.
October 2, 2026-First Trust Exchange-Traded Fund has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Sands Capital AI ETF.
Aristotle Funds Series Trust files with the SEC-Aristotle Dividend Equity ETF
October 2, 2026-Aristotle Funds Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Aristotle Dividend Equity ETF.
Tidal Trust II files with the SEC-Hilton Dividend & Yield Equity ETF and Hilton NCA Enhanced Fixed Income ETF
October 2, 2026-Tidal Trust II has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Return Stacked(R) Gold & Managed Futures ETF
Hilton Dividend & Yield Equity ETF
Hilton NCA Enhanced Fixed Income ETF.
Canary PEPE ETF files with the SEC
October 2, 2026-Canary PEPE ETF has filed a Pre-Effective Amendment No. 1 to Form S-1 Registration statement with the SEC.
Tidal Trust V files with the SEC-6 Defiance Daily Target 2X Long ETFs
October 1, 2026-Tidal Trust V has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Defiance Daily Target 2X Long HQ ETF
Defiance Daily Target 2X Long JBL ETF
Defiance Daily Target 2X Long P ETF
Defiance Daily Target 2X Long STM ETF
Defiance Daily Target 2X Long SYM ETF
