SEC Filings for the Past 7 Days
you are currently viewing:Tidal Trust V files with the SEC-6 Defiance ETFsOctober 2, 2026-Tidal Trust V has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Defiance Latin America Top 10 ETF |
Ultimus Managers Trust files with the SEC-Westwood Adaptive Exposure QQQ ETF and Westwood Adaptive Exposure SPY ETF
September 29, 2026-Ultimus Managers Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Westwood Adaptive Exposure QQQ ETF
Westwood Adaptive Exposure SPY ETF.
Advisers Investment Trust files with the SEC
September 28, 2026-Advisers Investment Trust has filed an Amended and Restated Application for Exemptive Relief with the SEC.
Advisers Investment Trust files with the SEC
September 28, 2026-Advisers Investment Trust has filed an Amended and Restated Application for Exemptive Relief with the SEC.
EA Series Trust files with the SEC-Towle Value ETF
September 28, 2026-EA Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Towle Value ETF.
Listed Funds Trust files with the SEC-Wahed Dow Jones Islamic World ETF and Wahed FTSE USA Shariah ETF
September 28, 2026-Listed Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Wahed Dow Jones Islamic World ETF
Wahed FTSE USA Shariah ETF.
Guggenheim Funds Trust files with the SEC-Guggenheim Securitized Income ETF and Guggenheim Investment Grade CLO ETF
September 28, 2026-Guggenheim Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Guggenheim Securitized Income ETF
Guggenheim Investment Grade CLO ETF.
Simplify Exchange Traded Funds files with the SEC-Simplify Brookwood Global Macro ETF
September 28, 2026-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Simplify Brookwood Global Macro ETF.
Investment Managers Series Trust III files with the SEC-FPA Queens Road Value ETF
September 28, 2026-Investment Managers Series Trust III has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FPA Queens Road Value ETF.
ETF Opportunities Trust files with the SEC-REX AI Equity Premium Income ETF
September 28, 2026-ETF Opportunities Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the REX AI Equity Premium Income ETF.
FIS Trust files with the SEC-FIS Christian Stock Fund and FIS Bright Portfolios Focused Equity ETF
September 28, 2026-FIS Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
FIS Christian Stock Fund
FIS Bright Portfolios Focused Equity ETF.
