SEC Filings for the Past 7 Days
you are currently viewing:ETF Series Solutions files with the SEC-6 Defiance Convexity ETFsSeptember 30, 2026-ETF Series Solutions has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Defiance Semiconductor Ultra Convexity ETF. |
EA Series Trust files with the SEC-Towle Value ETF
September 28, 2026-EA Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Towle Value ETF.
Listed Funds Trust files with the SEC-Wahed Dow Jones Islamic World ETF and Wahed FTSE USA Shariah ETF
September 28, 2026-Listed Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Wahed Dow Jones Islamic World ETF
Wahed FTSE USA Shariah ETF.
Guggenheim Funds Trust files with the SEC-Guggenheim Securitized Income ETF and Guggenheim Investment Grade CLO ETF
September 28, 2026-Guggenheim Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Guggenheim Securitized Income ETF
Guggenheim Investment Grade CLO ETF.
Simplify Exchange Traded Funds files with the SEC-Simplify Brookwood Global Macro ETF
September 28, 2026-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Simplify Brookwood Global Macro ETF.
Investment Managers Series Trust III files with the SEC-FPA Queens Road Value ETF
September 28, 2026-Investment Managers Series Trust III has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FPA Queens Road Value ETF.
ETF Opportunities Trust files with the SEC-REX AI Equity Premium Income ETF
September 28, 2026-ETF Opportunities Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the REX AI Equity Premium Income ETF.
FIS Trust files with the SEC-FIS Christian Stock Fund and FIS Bright Portfolios Focused Equity ETF
September 28, 2026-FIS Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
FIS Christian Stock Fund
FIS Bright Portfolios Focused Equity ETF.
First Trust Exchange-Traded Fund VIII files with the SEC-20 FT Vest ETFs
September 28, 2026-First Trust Exchange-Traded Fund VIII has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
FT Vest U.S. Equity Max Buffer ETF-January
FT Vest U.S. Equity Max Buffer ETF-February
FT Vest U.S. Equity Max Buffer ETF-March
FT Vest U.S. Equity Max Buffer ETF-April
FT Vest U.S. Equity Max Buffer ETF-May
First Trust Exchange-Traded Fund VIII files with the SEC-19 FT Vest ETFs
September 28, 2026-First Trust Exchange-Traded Fund VIII has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
FT Vest U.S. Equity Quarterly 2.5 to 15 Buffer ETF
FT Vest U.S. Equity Quarterly Dynamic Buffer ETF
FT Vest U.S. Equity Dual Directional Buffer ETF-February
FT Vest U.S. Equity Dual Directional Buffer ETF-May
FT Vest U.S. Equity Dual Directional Buffer ETF-August
EA Series Trust files with the SEC-4 Sparkline ETFs
September 28, 2026-EA Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Sparkline Intangible Value ETF
Sparkline International Intangible Value ETF
Sparkline US Small Cap Intangible Value ETF
Sparkline Emerging Markets Intangible Value ETF.
