SEC Filings for the Past 7 Days
you are currently viewing:Pear Tree Funds files with the SECMay 6, 2026-Pear Tree Funds has filed a Third Amended and Restated Application for Exemptive Relief with the SEC. |
Thrive Series Trust files with the SEC-Prospera Income ETF
April 30, 2026-Thrive Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Prospera Income ETF.
SCM Trust files with the SEC-Shelton Equity Premium Income ETF
April 30, 2026-SCM Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Shelton Equity Premium Income ETF.
Tidal Trust II files with the SEC-YieldMax(R) [Databricks] Option Income Strategy ETF
April 30, 2026-Tidal Trust II has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the YieldMax(R) [Databricks] Option Income Strategy ETF.
Tidal Trust II files with the SEC-XFUNDS Memory Income ETF
April 30, 2026-Tidal Trust II has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the XFUNDS Memory Income ETF.
Tidal Trust IV files with the SEC-4 Portfolio Building Block 1X Inverse Target ETFs
April 30, 2026-Tidal Trust IV has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Portfolio Building Block 1X Inverse Developed Markets Ex US Daily Target ETF
Portfolio Building Block 1X Inverse US Value Daily Target ETF
Portfolio Building Block 1X Inverse US Large Cap Daily Target ETF
Portfolio Building Block 1X Inverse US Growth Daily Target ETF.
EA Series Trust files with the SEC-CG Flagship Equity ETF
April 30, 2026-EA Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the CG Flagship Equity ETF.
Simplify Exchange Traded Funds files with the SEC-Simplify US Equity PLUS Upside Convexity ETF
April 30, 2026-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Simplify US Equity Income ETF (formerly, Simplify US Equity PLUS Upside Convexity ETF).
BlackRock ETF Trust files with the SEC-iShares Enhanced Large Cap Value Active ETF
April 30, 2026-BlackRock ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the iShares Enhanced Large Cap Value Active ETF.
GMO ETF Trust files with the SEC- 9 ETFs
April 30, 2026-GMO ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
GMO Dynamic Allocation ETF
GMO Beyond China ETF
GMO Domestic Resilience ETF
GMO Horizons ETF
GMO International Quality ETF
GMO International Value ETF
Hotchkis and Wiley Funds files with the SEC-iShares Enhanced Large Cap Value Active ETF
April 30, 2026-Hotchkis and Wiley Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC to add an ETF share class for the Hotchkis & Wiley Mid-Cap Value Fund, Hotchkis & Wiley Opportunities Fund, Hotchkis & Wiley Global Value Fund, Hotchkis & Wiley International Value Fund, Hotchkis & Wiley International Small Cap Diversified Value Fund, and Hotchkis & Wiley High Yield Fund.
