SEC Filings for the Past 7 Days
you are currently viewing:Northern Lights Fund Trust III files with the SEC-Counterpoint High Yield Trend ETF and Counterpoint Quantitative Equity ETFJanuary 27, 2026-Northern Lights Fund Trust III has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the |
Simplify Exchange Traded Funds files with the SEC-4 Simplify Tax Aware ETFs
January 21, 2026-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Simplify Tax Aware Total Portfolio Approach ETF
Simplify Tax Aware Alternatives ETF
Simplify Tax Aware Diversified Income Strategy ETF
Simplify Tax Aware Diversified Fixed Income ETF.
Tidal Trust III files with the SEC-U.S. Defense ETF
January 21, 2026-Tidal Trust III has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the U.S. Defense ETF.
Thornburg Investment Trust files with the SEC
January 21, 2026-Thornburg Investment Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the ETF Class shares of
Thornburg American Opportunities Fund (formerly, Thornburg Small/Mid Cap Core Fund)
Thornburg Focus Growth Fund (formerly, Thornburg Small/Mid Cap Growth Fund).
