SEC Filings for the Past 7 Days
you are currently viewing:Gabelli Equity Series Funds, Inc files with the SECJanuary 14, 2026-Gabelli Equity Series Funds, Inc has filed a Second Amended and Restated Application for Exemptive Relief with the SEC. |
Northern Lights Fund Trust II files with the SEC-Weitz Short Duration Income ETF
January 9, 2026-Northern Lights Fund Trust II has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Weitz Short Duration Income ETF.
First Trust Exchange-Traded Fund VIII files with the SEC-First Trust Flexible Income ETF
January 9, 2026-First Trust Exchange-Traded Fund VIII has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the First Trust Flexible Income ETF.
First Trust Exchange-Traded Fund VIII files with the SEC-FT Vest Laddered Emerging Markets Buffer ETF.
January 9, 2026-First Trust Exchange-Traded Fund VIII has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FT Vest Laddered Emerging Markets Buffer ETF.
SEI Exchange Traded Funds files with the SEC-SEI QIM U.S. Equity Factor Allocation Active ETF
January 9, 2026-SEI Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the SEI QIM U.S. Equity Factor Allocation Active ETF.
EA Series Trust files with the SEC-Warther ETF
January 9, 2026-EA Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Warther ETF.
Exchange Listed Funds Trust files with the SEC-7 xETFs DailyYield ETFs
January 9, 2026-Exchange Listed Funds Trust has filed a Post-Effective Amendment, Registration statement with the SEC for the
xETFs NVDA DailyYield ETF
xETFs MSTR DailyYield ETF
xETFs BMNR DailyYield ETF
xETFs HOOD DailyYield ETF
xETFs PLTR DailyYield ETF
Elevation Series Trust files with the SEC-TrueShares Equity Hedge ETF
January 8, 2026-Elevation Series Trust has filed a Post-Effective Amendment, Registration statement with the SEC for the TrueShares Equity Hedge ETF.
Russell Investments Exchange Traded Funds files with the SEC-Russell Investments Core Plus Bond ETF and Russell Investments Global Real Estate ETF
January 8, 2026-Russell Investments Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Russell Investments Core Plus Bond ETF
Russell Investments Global Real Estate ETF.
Simplify Exchange Traded Funds files with the SEC-Simplify Chinese Commodities Strategy No K-1 ETF
January 8, 2026-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Simplify Chinese Commodities Strategy No K-1 ETF.
Tidal Trust III files with the SEC-7 VistaShares DIVBoost Distribution ETFs
January 8, 2026-Tidal Trust III has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
VistaShares DIVBoost Dividend Leaders Distribution ETF
VistaShares DIVBoost Dividend Champions Distribution ETF
VistaShares DIVBoost Sector Distribution ETF
VistaShares DIVBoost Utilities Distribution ETF
VistaShares DIVBoost High Yield Bond Distribution ETF
