SEC Filings for the Past 7 Days
you are currently viewing:Listed Funds Trust files with the SEC-Optimized Equity Income ETFOctober 17, 2025-Listed Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Optimized Equity Income ETF. |
Northern Funds Funds files with the SEC
October 17, 2025-Northern Funds has filed a Third Amended and Restated Application for Exemptive relief with the SEC.
RMB Investors Trust files with the SEC
October 17, 2025-RMB Investors Trust has filed a First Amended and Restated Application for Exemptive relief with the SEC.
Transamerica Series Trust files with the SEC
October 17, 2025-Transamerica Series Trust has filed a First Amended and Restated Application for Exemptive relief with the SEC.
Innovator ETFs Trust files with the SEC-Innovator Equity Dual Directional 10 Buffer ETF -November
October 17, 2025-Innovator ETFs Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Dual Directional 10 Buffer ETF -November.
Global X Funds files with the SEC-Global X U.S. Natural Gas ETF
October 17, 2025-Global X Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Global X U.S. Natural Gas ETF.
Tidal Trust II files with the SEC-5 Defiance Daily Target 2X Long ETFs
October 17, 2025-Tidal Trust II has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Defiance Daily Target 2X Long ET ETF
Defiance Daily Target 2X Long FIG ETF
Defiance Daily Target 2X Long IREN ETF
Defiance Daily Target 2X Long MP ETF
Defiance Daily Target 2X Long QS ETF.
Calamos ETF Trust files with the SEC-Optimized Equity Income ETF
October 17, 2025-Calamos ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Optimized Equity Income ETF.
Innovator ETFs Trust files with the SEC-Innovator Equity Dual Directional 15 Buffer ETFTM -November
October 17, 2025-Innovator ETFs Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Dual Directional 15 Buffer ETFTM -November.
Roundhill ETF Trust files with the SEC-Roundhill Box Spread ETF
October 17, 2025-Roundhill ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Roundhill Box Spread ETF.
DBX ETF Trust files with the SEC-Xtrackers S&P 500 Value Scored & Screened ETF
October 17, 2025-DBX ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Xtrackers S&P 500 Value Scored & Screened ETF which is to be known as Xtrackers S&P 100 Ex Top 20 ETF effective December 19, 2025.
