SEC Filings for the Past 7 Days
you are currently viewing:Innovator ETFs Trust files with the SEC-Innovator Equity Dual Directional 15 Buffer ETF -JulyJune 17, 2025-Innovator ETFs Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Dual Directional 15 Buffer ETF -July. |
Tweedy, Browne Fund Inc. files with the SEC
June 17, 2025-Tweedy, Browne Fund Inc. has filed a First Amended and Restated Application for Exemptive relief with the SEC.
Segall Bryant & Hamill Trust files with the SEC
June 17, 2025-Segall Bryant & Hamill Trust has filed a Second Amended and Restated Application for Exemptive relief with the SEC.
John Hancock Investment Trust files with the SEC
June 17, 2025-John Hancock Investment Trust has filed a Third Amended and Restated Application for Exemptive relief with the SEC.
Tidal Trust II files with the SEC-4 Defiance Daily Target 2X ETFs
June 17, 2025-Tidal Trust II has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Defiance Daily Target 2X Long OKLO ETF
Defiance Daily Target 2X Long QBTS ETF
Defiance Daily Target 2X Short QBTS ETF
Defiance Daily Target 2X Short RGTI ETF.
Innovator ETFs Trust files with the SEC-Innovator Equity Dual Directional 10 Buffer ETF-July
June 17, 2025-Innovator ETFs Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Dual Directional 10 Buffer ETF-July.
First Trust Exchange-Traded Fund files with the SEC-FT Vest Bitcoin Strategy Floor15 ETF-July
June 17, 2025-First Trust Exchange-Traded Fund has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the FT Vest Bitcoin Strategy Floor15 ETF-July.
PFS Funds files with the SEC
June 16, 2025-PFS Funds has filed a Second Amended and Restated Application for Exemptive relief with the SEC.
RBB Fund, Inc files with the SEC
June 16, 2025-RBB Fund, Inc has filed a Second Amended and Restated Application for Exemptive relief with the SEC.
Tidal Trust III files with the SEC-3 Azoria ETFs
June 16, 2025-Tidal Trust III has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Azoria 500 Meritocracy ETF
Azoria Golden Age ETF
Azoria TSLA Convexity ETF.
DBX ETF Trust files with the SEC-Xtrackers S&P 500 Diversified Sector Weight ETF
June 16, 2025-DBX ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Xtrackers S&P 500 Diversified Sector Weight ETF.
