SEC Filings for the Past 7 Days
you are currently viewing:Tidal ETF Trust files with the SECApril 24, 2025--Tidal ETF Trust has filed a First Amended and Restated Application for Exemptive relief with the SEC. |
Manager Directed Portfolios files with the SEC-Deepwater Beachfront Small Cap ETF
December 8, 2025-Manager Directed Portfolios has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Deepwater Beachfront Small Cap ETF.
DBX ETF Trust files with the SEC-Xtrackers Europe Market Leaders ETF
December 8, 2025-DBX ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Xtrackers Europe Market Leaders ETF.
Ultimus Managers Trust files with the SEC-3 Westwood Enhanced ETFs
December 8, 2025-Ultimus Managers Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Westwood Enhanced Income Opportunity ETF
Westwood Enhanced Multi-Asset Income ETF
Westwood Enhanced Alternative Income ETF.
Sterling Capital Funds files with the SEC-5 ETFs
December 8, 2025-Sterling Capital Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Sterling Capital Ultra Short Bond ETF
Sterling Capital Short Duration Bond ETF
Sterling Capital National Municipal Bond ETF
Sterling Capital Multi-Strategy Income ETF
Sterling Capital Hedged Equity Premium ETF.
Harbor ETF Trust files with the SEC-Harbor AI Inflection Strategy ETF
December 8, 2025-Harbor ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Harbor AI Inflection Strategy ETF.
PIMCO ETF Trust files with the SEC-PIMCO Inflation PLUS Active Exchange-Traded Fund
December 8, 2025-PIMCO ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the PIMCO Inflation PLUS Active Exchange-Traded Fund.
Neuberger Berman ETF Trust files with the SEC-Neuberger International Core Equity Premium Income ETF and Neuberger International Core Equity ETF
December 8, 2025-Neuberger Berman ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Neuberger International Core Equity Premium Income ETF
Neuberger International Core Equity ETF.
iShares Staked Ethereum Trust ETF files with the SEC
December 8, 2025-iShares Staked Ethereum Trust ETF has filed a Form S-1 Registration Statement with the SEC.
21Shares XRP ETF files with the SEC
December 8, 2025-21Shares XRP ETF has filed an Amendment No. 5 to Form S-1 Registration Statement with the SEC.
