SEC Filings for the Past 7 Days
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Innovator ETFs Trust files with the SEC-25 Power Buffer ETFsFebruary 27, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Innovator Emerging Markets Power Buffer ETFTM -January Innovator Emerging Markets Power Buffer ETFTM -April Innovator Emerging Markets Power Buffer ETFTM -July Innovator Emerging Markets Power Buffer ETFTM -October Innovator Growth-100 Power Buffer ETF – January Innovator Growth-100 Power Buffer ETFTM -April Innovator Growth-100 Power Buffer ETFTM -June Innovator Growth-100 Power Buffer ETFTM -July Innovator Growth-100 Power Buffer ETFTM -August Innovator Growth-100 Power Buffer ETFTM -September Innovator Growth-100 Power Buffer ETFTM -October Innovator Growth-100 Power Buffer ETFTM -November Innovator International Developed Power Buffer ETFTM -January Innovator International Developed Power Buffer ETFTM -February Innovator International Developed Power Buffer ETFTM -March Innovator International Developed Power Buffer ETFTM -April Innovator International Developed Power Buffer ETFTM -May Innovator International Developed Power Buffer ETFTM -June Innovator International Developed Power Buffer ETFTM -July Innovator International Developed Power Buffer ETFTM -August Innovator International Developed Power Buffer ETFTM -September Innovator International Developed Power Buffer ETFTM -October Innovator International Developed Power Buffer ETFTM -November Innovator International Developed Power Buffer ETFTM -December Innovator U.S. Small Cap Power Buffer ETFTM -January Innovator U.S. Small Cap Power Buffer ETFTM -April Innovator U.S. Small Cap Power Buffer ETFTM -June Innovator U.S. Small Cap Power Buffer ETFTM -July Innovator U.S. Small Cap Power Buffer ETFTM -August Innovator U.S. Small Cap Power Buffer ETFTM -September Innovator U.S. Small Cap Power Buffer ETFTM -October Innovator U.S. Small Cap Power Buffer ETFTM -November view filing |
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Allspring Exchange-Traded Funds Trust files with the SEC-Allspring Real Return ETF
November 12, 2026-Allspring Exchange-Traded Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Allspring Real Return ETF.
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Allspring Exchange-Traded Funds Trust files with the SEC-Allspring Disciplined International Equity ETF
November 12, 2026-Allspring Exchange-Traded Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Allspring Disciplined International Equity ETF.
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Allspring Funds Trust files with the SEC
November 12, 2026-Allspring Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC to add ETF Class
Allspring Disciplined Small Cap Fund
Allspring Growth Fund
Allspring Large Cap Growth Fund
Allspring Mid Cap Growth Fund
Allspring Precious Metals Fund
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Themes ETF Trust files with the SEC-Leverage Shares 2X Long Harvey AI Daily ETF and Leverage Shares 2X Short Harvey AI Daily ETF
November 12, 2026-Themes ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Leverage Shares 2X Long Harvey AI Daily ETF
Leverage Shares 2X Short Harvey AI Daily ETF.
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Managed Portfolio Series files with the SEC-Port Street Quality ETF
November 10, 2026-Managed Portfolio Series has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Port Street Quality ETF.
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Vanguard Malvern Funds files with the SEC-Vanguard Emerging Markets Bond Active ETF
November 10, 2026-Vanguard Malvern Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Vanguard Emerging Markets Bond Active ETF.
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Tidal Trust IV files with the SEC-Emerging Markets Optical & Photonics ETF
November 10, 2026-Tidal Trust IV has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Emerging Markets Optical & Photonics ETF.
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EA Series Trust files with the SEC-New Lantern Risk Managed Equity ETF
November 10, 2026-EA Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the New Lantern Risk Managed Equity ETF.
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Two Roads Shared Trust files with the SEC-CWP Premium Dividend ETF and CWP Premium Growth ETF
November 10, 2026-Two Roads Shared Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
CWP Premium Dividend ETF
CWP Premium Growth ETF.
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Sterling Capital Funds files with the SEC-3 ETFs
November 10, 2026-Sterling Capital Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Sterling Capital Hedged BDC Income ETF
Sterling Capital Macro-Led International Equity ETF
Sterling Capital AI Leaders ETF.
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