Americas ETP News up to 1 year Ago
SEC’s Division of Investment Management to Host Second Annual Conference on Emerging Trends in Asset Management
April 17, 2024--The Securities and Exchange Commission today announced that, starting on May 22, 2024, the fee rates applicable to most securities transactions will be set at $27.80 per million dollars.
Consequently, each self-regulatory organization will continue to pay the Commission a rate of $8 per million for covered sales occurring on charge dates through May 21, 2024, and a rate of $27.80 per million for covered sales occurring on charge dates on or after May 22, 2024.
Harbor ETF Trust files with the SEC-Harbor Disciplined Bond ETF
April 16, 2024-Harbor ETF Trust has filed a a post-effective amendment, registration statement with the SEC for the Harbor Disciplined Bond ETF.
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Northern Lights Fund Trust II files with the SEC-PeakShares Sector Rotation ETF
April 16, 2024-Northern Lights Fund Trust II has filed a a post-effective amendment, registration statement with the SEC for the PeakShares Sector Rotation ETF.
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Spinnaker ETF Series files with the SEC-Tuttle Capital Inverse ESG ETF and Tuttle Capital Self Defense Index ETF
April 16, 2024-Spinnaker ETF Series has filed a a post-effective amendment, registration statement with the SEC for the
Tuttle Capital Inverse ESG ETF
Tuttle Capital Self Defense Index ETF.
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Innovator ETFs Trust files with the SEC-Innovator International Developed Power Buffer ETF-May
April 16, 2024-Innovator ETFs Trust has filed a a post-effective amendment, registration statement with the SEC for the Innovator International Developed Power Buffer ETF-May.
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MFS Active Exchange Traded Funds Trust files with the SEC
April 15, 2024-MFS Active Exchange Traded Funds Trust has filed a Pre-Effective amendment, Registration statement with the SEC.
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Precidian ETFs Trust files with the SEC
April 15, 2024-Precidian ETFs Trust has filed a Fifth Amended and Restated Application for exemptive relief with the SEC.
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Northern Lights Fund Trust files with the SEC-4 Ocean Park ETFs
April 15, 2024-Northern Lights Fund Trust files with the SEC has filed a post-effective amendment, registration statement with the SEC for the
Ocean Park Domestic ETF
Ocean Park International ETF
Ocean Park Diversified Income ETF
Ocean Park High Income ETF.
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Financial Investors Trust files with the SEC-ALPS|CoreCommodity Natural Resources ETF
April 15, 2024-Financial Investors Trust has filed a post-effective amendment, registration statement with the SEC for the ALPS|CoreCommodity Natural Resources ETF.
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Calamos ETF Trust files with the SEC-4 Calamos Capital Protected Russell 2000 ETFs
April 12, 2024-Calamos ETF Trust has filed a Post-effective Amendment, Registration Statement with the SEC for the
Calamos Capital Protected Russell 2000 ETF- July
Calamos Capital Protected Russell 2000 ETF- October
Calamos Capital Protected Russell 2000 ETF- January
Calamos Capital Protected Russell 2000 ETF- April.
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