Grayscale Funds Trust files with the SEC-Grayscale Bitcoin Miners ETF
November 8, 2024-Grayscale Funds Trust has filed a Form N-1A, Post-Effective Amendment No.1, Registration Statement with the SEC for the Grayscale Bitcoin Miners ETF.
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Source: SEC.gov
BlackRock ETF Trust files with the SEC-iShares Government Money Market ETF
November 8, 2024-BlackRock ETF Trust has filed a Form N-1A, Post-Effective Amendment No.95, Registration Statement with the SEC for the iShares Government Money Market ETF.
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Source: SEC.gov
BlackRock ETF Trust files with the SEC-iShares Prime Money Market ETF
November 8, 2024-BlackRock ETF Trust has filed a Form N-1A, Post-Effective Amendment No.96, Registration Statement with the SEC for the iShares Prime Money Market ETF.
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Source: SEC.gov
AdvisorShares Trust files with the SEC-AdvisorShares HVAC and Industrials ETF
November 8, 2024-AdvisorShares Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the AdvisorShares HVAC and Industrials ETF.
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Source: SEC.gov
Fundstrat Capital LLC together with Tidal Global Financial announces the listing of The Fundstrat Granny Shots US Large Cap ETF, on NYSE, Arca, under the ticker GRNY
November 7, 2024-The Fundstrat Granny Shots US Large Cap ETF ticker GRNY, represents the best of Fundstrat Capital's views regarding how to invest in large cap US equities. GRNY utilizes a rigorous "granny shot" research process to identify the most important themes driving the economy and US equity market, select those stocks which benefit from the tailwinds generated by those themes, leading to a 20-50 stock portfolio of large cap US equities.
The GRNY ETF employs an active top-down thematic approach combined with a quantitative bottom-up model, offering investors a differentiated approach likely absent from their asset allocation.
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Source: Fundstrat Capital
Schwab Strategic Trust files with the SEC-Schwab Mortgage-Backed Securities ETF
November 7, 2024-Schwab Strategic Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Schwab Mortgage-Backed Securities ETF.
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Source: SEC.gov
First Trust Exchange-Traded Fund VIII files with the SEC-FT Vest U.S. Equity Quarterly Dynamic Buffer ETF
November 7, 2024-First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the FT Vest U.S. Equity Quarterly Dynamic Buffer ETF.
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Source: SEC.gov
Advisors' Inner Circle Fund III files with the SEC-Brown Advisory Flexible Equity ETF
November 7, 2024-Advisors' Inner Circle Fund III has filed a Post-Effective Amendment, Registration Statement with the SEC for the Brown Advisory Flexible Equity ETF.
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Source: SEC.gov
SEC Division of Examinations Announces 2025 Priorities
November 6, 2024--The Securities and Exchange Commission’s Division of Examinations today released its 2025 examination priorities. The Division publishes its examination priorities annually to inform investors and registrants of potential risks in the U.S. capital markets and to make them aware of the examination topics that the Division plans to focus on in the new fiscal year.
This year's examinations will prioritize perennial and emerging risk areas, such as fiduciary duty, standards of conduct, cybersecurity, and artificial intelligence.
"The Division of Examinations 2025 priorities enhance trust in our ever-evolving markets," said SEC Chair Gary Gensler. "In examining for compliance with our time-tested rules, the Division plays a critical role in protecting investors and facilitating capital formation. Working with registrants to understand the rules helps ensure that markets work for investors and issuers alike."
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Source: sec.gov
Tradeweb Reports October 2024 Total Trading Volume of $54.7 Trillion and Average Daily Volume of $2.35 Trillion
November 6, 2024--October 2024 ADV up 34.1% YoY
Tradeweb Markets Inc. (Nasdaq: TW), a leading, global operator of electronic marketplaces for rates, credit, equities and money markets, today reported total trading volume for the month of October 2024 of $54.7 trillion (tn)[1]. Average daily volume (ADV) for the month was $2.35tn, an increase of 34.1 percent (%) year-over-year (YoY).
Excluding the impact of the ICD acquisition, which closed on August 1, 2024, total ADV for the month of October was up 18.4% YoY.
In October 2024, Tradeweb records included:
ADV in European government bonds
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Source: Tradeweb Markets