Americas ETP News up to 1 year Ago
Fidelity Mt. Vernon Street Trust files with the SEC-Fidelity Growth Company Fund and Fidelity Series Growth Company Fund
November 15, 2023-Fidelity Mt. Vernon Street Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Fidelity Growth Company Fund
Fidelity Series Growth Company Fund.
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Source: SEC.gov
Fidelity files for Vanguard-style ETF share class
November 15, 2023--Vanguard's patent on the ability to offer ETF share classes of mutual funds expired in May
Fidelity has filed to adopt Vanguard's ETF multi-share class structure, becoming the third manager to do so.
In two filings with the Securities and Exchange Commission, the manager proposed allowing an unspecified number of open-end mutual funds to list ETF shares. Fidelity described the applicable funds as being "in general" actively managed and pursuing a total return investment mandate.
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Source: ft.com
NEOS ETF Trust files with the SEC-NEOS Nasdaq-100(R) High Income ETF
November 15, 2023-NEOS ETF Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the NEOS Nasdaq-100(R) High Income ETF.
view filing
Source: SEC.gov
Guardian Capital LP Launches ETF Series of Canadian and International Equity Funds
November 14, 2023--New ETF series provide greater access to key actively managed strategies
Guardian Capital LP (Guardian Capital) is pleased to announce the launch of an exchange traded fund (ETF) series for each of Guardian Canadian Focused Equity Fund and Guardian International Equity Select Fund (the Guardian Funds). The ETF series are expected to commence trading on the Toronto Stock Exchange (TSX) when the market opens this morning.
These two strategies have been available in mutual fund and separately managed account formats for many years, and these ETF series launches represent a continuation of Guardian Capital's ongoing effort to provide investors and their advisors with convenient access to institutional-quality investment mandates in various vehicle types that best suit their needs and preferences.
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Source: Guardian Capital LP
SEC Announces Enforcement Results for Fiscal Year 2023
November 14. 2023--Commission filed 784 enforcement actions, obtained orders for nearly $5 billion in financial remedies, and distributed nearly $1 billion to harmed investors
The Securities and Exchange Commission today announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or "stand-alone," end individuals from certain functions in the securities markets based on criminal convictions, civil injunctions, or other orders and 121 actions against issuers who were allegedly delinquent in making required filings with the SEC.
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Source: SEC.gov
American Beacon Select Funds files with the SEC-American Beacon GLG Natural Resources ETF
November 14, 2023--American Beacon Select Funds has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the American Beacon GLG Natural Resources ETF.
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Source: SEC.gov
SP Funds Trust files with the SEC-SP Funds S&P Global Technology ETF and SP Funds S&P World ETF
November 14, 2023-- SP Funds Trust has filed a Pre-effective Amendment, Registration Statement with the SEC for the
SP Funds S&P Global Technology ETF
SP Funds S&P World ETF.
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Source: SEC.gov
PGIM Rock ETF Trust files with the SEC
November 14, 2023--PGIM Rock ETF Trust has filed a Form N-1A Registration Statement, Pre-effective amendment with the SEC.
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Source: SEC.gov
Crypto Investment Pioneers 21Shares and ARK Invest Launch Suite of Actively-Managed Digital Asset ETFs
November 14, 2023--Five funds deliver access to innovative alpha-generating strategies on bitcoin and ether futures with cutting-edge research
21Shares US LLC ("21Shares"), an affiliate of 21Shares AG, the issuer of the world's largest suite of cryptocurrency-backed exchange traded products (ETPs), and ARK Investment Management LLC ("ARK" or "ARK Invest"), an investment adviser focused on investing in disruptive innovation, today announced the launch of a suite of five actively-managed bitcoin and ethereum futures ETFs, marking a watershed moment in the cryptocurrency investment landscape.
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Source: 21Shares