SEC Division of Examinations Announces 2024 Priorities
October 16, 2023--The Securities and Exchange Commission's Division of Examinations today released its 2024 examination priorities to inform investors and registrants of the key risks, examination topics, and priorities that the Division plans to focus on in the upcoming year. This year's examinations will prioritize areas that pose emerging risks to investors or the markets in addition to core and perennial risk areas.
"The Division of Examinations plays a critical role in protecting investors and facilitating capital formation," said SEC Chair Gary Gensler. "In examining for compliance with our time-tested rules, the Division helps registrants understand the rules as well as ensures that markets work for investors and issuers alike. The Division's efforts, as laid out in the 2024 priorities, enhance trust in our ever-evolving markets."
EA Series Trust files with the SEC-WHITEWOLF Commercial Real Estate Finance Income ETF and WHITEWOLF Publicly Listed Private Equity ETF
October 16, 2023--EA Series Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the
WHITEWOLF Commercial Real Estate Finance Income ETF
WHITEWOLF Publicly Listed Private Equity ETF.
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ProShares Trust files with the SEC-Bitcoin Strategy ETF and Short Bitcoin Strategy ETF
October 16, 2023--FProShares Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the
Bitcoin Strategy ETF
Short Bitcoin Strategy ETF.
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Fidelity Merrimack Street Trust files with the SEC-Fidelity Corporate Bond ETF
October 16, 2023--Fidelity Merrimack Street Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the Fidelity Corporate Bond ETF.
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DBX ETF Trust files with the SEC-Xtrackers USD High Yield BB-B ex Financials ETF
October 16, 2023--DBX ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Xtrackers USD High Yield BB-B ex Financials ETF.
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Neuberger Berman Expands Actively Managed ETF Lineup With Conversion of Greater China Equity Fund & Global Real Estate Fund
October 16, 2023--Neuberger Berman, a private, independent, employee-owned investment manager, is pleased to announce the completion of the conversion of two actively managed mutual funds to ETFs: Neuberger Berman China Equity ETF ("China ETF"-NYSE: NBCE) and Neuberger Berman Global Real Estate ETF ("Real Estate ETF"-NYSE: NBGR).
Neuberger Berman believes ETFs can deliver the firm's investment expertise to a potentially wider range of investors. The ETFs are designed to provide investors with a unique opportunity to gain exposure to growth markets in China and the global real estate sector, supported by a rigorous, research-based approach to active management. Neuberger Berman's team of investment professionals bring together deep market expertise, innovative data science capabilities, and strong corporate engagement tools to manage these investment solutions.
World Bank-Economic Review-Latin America and the Caribbean-October 2023 Digital Connectivity for Inclusion and Growth
October 14, 2023--Latin America and the Caribbean achieved significant progress in macroeconomic resilience over the past three decades, providing greater resilience against shocks such as rising inflationary pressures, global uncertainty, increased debt, and low commodity prices, along with the convergence of poverty and employment levels to pre-pandemic levels.
The report estimates that the regional Gross Domestic Product (GDP) will grow by 2percent in 2023, slightly above the previously projected 1.4 percent, but still below that of all other regions in the world. Growth rates of 2.3 percent and 2.6 percent are expected for 2024 and 2025, respectively. These rates, similar to those of the 2010s, are not sufficient to achieve the much-needed advances in inclusion and poverty reduction.
Invesco Galaxy Bitcoin ETF files with the SEC
October 13, 2023--Invesco Galaxy Bitcoin ETF has filed a Pre-Effective Amendment to Form S-1 Registration Statement with the SEC.
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Investment Managers Series Trust II files with the SEC-AXS Knowledge Leaders ETF
October 13, 2023--Investment Managers Series Trust II has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the AXS Knowledge Leaders ETF.
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RBB Fund, INC. files with the SEC-F/m ETFs
October 13, 2023--RBB Fund, INC. has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the F/m ETFs.
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