Americas ETP News up to 1 year Ago
Volatility Shares Trust files with the SEC-Ether Strategy ETF
April 5, 2024-Volatility Shares Trust has filed a post-effective amendment, registration statement with the SEC for the Ether Strategy ETF.
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Source: SEC.gov
Regulator fines broker-dealer for recommending leveraged ETPs
April 4, 2024--Finra orders two Stifel divisions to pay $2.3mn after losses incurred by 381 customers who held the products too long
The US Financial Industry Regulatory Authority hit two Stifel broker-dealer divisions with $2.3mn in fines and restitution over unsuitable recommendations on leveraged exchange traded products.
The Stifel broker-dealers failed to implement policies that would limit recommendations of leveraged and inverse ETPs and ETFs to only be held briefly, according to a settlement published last week.
Instead, such products were held too long, costing 381 customers $1.3mn in total. The entities were also fined an additional $1mn in total.
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Source: FT.com
Solactive and CEPRES Partner to Launch Solactive CEPRES US Private Equity Replicator Index
April 4, 2024--Solactive, a global leading index provider, and CEPRES, a leading Private Equity data provider, have established a partnership for the first time to introduce the Solactive CEPRES US Private Equity Replicator Index. This novel index offers exposure to North American-focused buyout funds by mirroring their performances with publicly listed securities from the Solactive GBS United States 500 universe
It is aligned with the industry distribution of Net Asset Values (NAV) of Private Equity (PE) investments at a deal/portfolio company level in the respective market.
Timo Pfeiffer, Chief Markets Officer at Solactive, stated: "We are thrilled to collaborate with CEPRES on this first of many ventures, capitalizing on their expertise in private equity data networks alongside our proficiency in index creation to introduce this pioneering product."
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Source: Solactive AG
Fidelity Greenwood Street Trust files with the SEC-3 ETFs
April 4, 2024-Fidelity Greenwood Street Trust has filed a post-effective amendment, registration statement with the SEC for the
Fidelity Dynamic Buffered Equity ETF
Fidelity Hedged Equity ETF
Fidelity Yield Enhanced Equity ETF.
view filing
Source: SEC.gov
Elevation Series Trust files with the SEC-TrueShares Quarterly Bear Hedge ETF and TrueShares Quarterly Bull Hedge ETF
April 4, 2024-Elevation Series Trust has filed a post-effective amendment, registration statement with the SEC for the
TrueShares Quarterly Bear Hedge ETF
TrueShares Quarterly Bull Hedge ETF.
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Source: SEC.gov
BondBloxx ETF Trust files with the SEC-3 BondBloxx IR+M ETFs
April 4, 2024-BondBloxx ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
BondBloxx IR+M California Tax-Aware ETF
BondBloxx IR+M Massachusetts Tax-Aware ETF
BondBloxx IR+M New York Tax-Aware ETF.
view filing
Source: SEC.gov
Strategas Lists SAMM, a Tactical ETF with an Active Approach to Macro & Momentum Investing
April 4, 2024---Strategas Macro Momentum ETF (SAMM) is the latest offering in a suite of active ETFs that leverage the Firm's top-ranked macro and technical research
Actively managed, investing in 20 to 50 U.S. listed securities exhibiting strong technical, momentum, and relative strength characteristics
Constituents sourced from up and down the capitalization scale and across sectors, but always with emphasis on embracing the market's leadership corners
When market conditions demand a more defensive posture, positions in Treasury ETFs or Gold ETPs can be held to mitigate portfolio and macro risk.
Strategas Asset Management, LLC (Strategas), the investment advisory arm of one of the world's leading institutional macro research providers, Strategas Securities, LLC (STS), today launched Strategas Macro Momentum ETF (NYSE Arca: SAMM), its third in a suite of thematic, actively managed ETFs. Strategas' full suite of ETFs turns thematic ideas into investable solutions.
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Source: Strategas Securities, LLC
Krane Shares Trust files with the SEC-KraneShares Artificial Intelligence ETF
April 3, 2024-Krane Shares Trust has filed a post-effective amendment, registration statement with the SEC for the KraneShares Artificial Intelligence ETF.
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Source: SEC.gov
Harbor ETF Trust files with the SEC-Harbor Small Cap Earners ETF
April 3, 2024-Harbor ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Harbor Small Cap Earners ETF.
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Source: SEC.gov
Tidal Trust II files with the SEC-Carbon Collective Short Duration Green Bond ETF
April 2, 2024- Tidal Trust II has filed a post-effective amendment, registration statement with the SEC for the Carbon Collective Short Duration Green Bond ETF.
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Source: SEC.gov