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Innovator ETFs Trust files with the SEC- Innovator Premium Income 30 Barrier ETF-April
January 13, 2022--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Premium Income 30 Barrier ETF-April.
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Innovator ETFs Trust files with the SEC- Innovator Premium Income 20 Barrier ETF-April
January 13, 2022--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Premium Income 20 Barrier ETF-April.
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Innovator ETFs Trust files with the SEC-Innovator Premium Income 10 Barrier ETF-April
January 13, 2022--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Premium Income 10 Barrier ETF-April.
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DoubleLine ETF Trust files with the SEC-DoubleLine Commercial Real Estate ETF and DoubleLine Mortgage ETF
January 13, 2022--DoubleLine ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
DoubleLine Commercial Real Estate ETF
DoubleLine Mortgage ETF.
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Spinnaker ETF Series files with the SEC-Parabla Innovation ETF
January 13, 2022--Spinnaker ETF Series has filed a post-effective amendment, registration statement with the SEC for the Parabla Innovation ETF.
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iShares Trust files with the SEC-iShares MSCI India ETF
January 13, 2023--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares MSCI India ETF.
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SHP ETF Trust files with the SEC-FIS Knights of Columbus Global Belief ETF
January 13, 2023--SHP ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the FIS Knights of Columbus Global Belief ETF.
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KraneShares Launches China Internet Covered Call ETF (Ticker: KLIP) on the New York Stock Exchange
January 12, 2022--Krane Funds Advisors, LLC ("KraneShares"), an asset management firm known for its China-focused exchange-traded funds (ETFs) and innovative investment strategies, announced the launch of the KraneShares China Internet & Covered Call Strategy ETF (ticker: KLIP) on the New York Stock Exchange.
KLIP seeks to provide current income by following a "covered call" or "buy-write" strategy. KLIP buys shares of the KraneShares CSI China Internet ETF (ticker: KWEB) and "writes" or "sells" corresponding call options on KWEB. KWEB is one of the world's leading China region ETFs with more than nine years of track record and over $7.5 billion in assets under management.1 KWEB offers exposure to companies within China’s rapidly growing internet sector. Top holdings include, Alibaba, Tencent, Meituan, and JD.com.2
SEC Charges Genesis and Gemini for the Unregistered Offer and Sale of Crypto Asset Securities through the Gemini Earn Lending Program
January 12, 2023--January 12, 2023--The Securities and Exchange Commission today charged Genesis Global Capital, LLC and Gemini Trust Company, LLC for the unregistered offer and sale of securities to retail investors through the Gemini Earn crypto asset lending program.
Through this unregistered offering, Genesis and Gemini raised billions of dollars' worth of crypto assets from hundreds of thousands of investors. Investigations into other securities law violations and into other entities and persons relating to the alleged misconduct are ongoing.
According to the complaint, in December 2020, Genesis, part of a subsidiary of Digital Currency Group, entered into an agreement with Gemini to offer Gemini customers, including retail investors in the United States, an opportunity to loan their crypto assets to Genesis in exchange for Genesis' promise to pay interest.
First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Moderate Buffer ETF-April
January 12, 2023--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Moderate Buffer ETF-April.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Moderate Buffer ETF-January
January 12, 2023--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Moderate Buffer ETF-January.
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Fidelity Merrimack Street Trust files with the SEC-Fidelity Tactical Bond ETF
January 12, 2023--Fidelity Merrimack Street Trust has filed a post-effective amendment, registration statement with the SEC for the Fidelity Tactical Bond ETF.
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iShares Trust files with the SEC-iShares iBonds Mar 2023 Term Corporate ex-Financials ETF
January 12, 2023--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares iBonds Mar 2023 Term Corporate ex-Financials ETF.
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iShares Trust files with the SEC-iShares iBonds Mar 2023 Term Corporate ETF
January 12, 2023--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares iBonds Mar 2023 Term Corporate ETF.
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iShares Trust files with the SEC-iShares iBonds Dec 2023 Term Corporate ETF
January 12, 2023--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares iBonds Dec 2023 Term Corporate ETF.
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