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ETF Managers Trust files with the SEC
January 26, 2023-ETF Managers Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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SELECT SECTOR SPDR TRUST files with the SEC
January 26, 2023--ISELECT SECTOR SPDR TRUST has filed a Post-Effective Amendment, Registration Statement with the SEC.
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SPDR Index Shares Fund files with the SEC
January 26, 2023-SPDR INDEX SHARES FUNDS has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Tidal Trust II files with the SEC
January 26, 2022--Tidal Trust II has filed an Amendment No. 1 to an application for exemptive relief with the SEC.
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WisdomTree Trust files with the SEC-WisdomTree Voya Yield Enhanced USD Universal Bond Fund
January 25, 2023--WisdomTree Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the WisdomTree Voya Yield Enhanced USD Universal Bond Fund.
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Fidelity Commonwealth Trust files with the SEC-Fidelity Nasdaq Composite Index ETF
January 25, 2023-Fidelity Commonwealth Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Fidelity Nasdaq Composite Index ETF.
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Listed Funds Trust files with the SEC-Horizon Kinetics Medical ETF and Horizon Kinetics SPAC Active ETF
January 25, 2023-Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the
Horizon Kinetics Medical ETF
Horizon Kinetics SPAC Active ETF.
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ASYMmetric ETFs Trust files with the SEC-ASYMmetric Smart Alpha S&P 500 ETF and ASYMmetric Smart Income ETF
January 25, 2023-ASYMmetric ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the
ASYMmetric Smart Alpha S&P 500 ETF
ASYMmetric Smart Income ETF.
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Matthews International Funds files with the SEC-Matthews Korea Active ETF
January 25, 2023--Matthews International Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the Matthews Korea Active ETF.
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ETF Series Solutions files with the SEC-Distillate U.S. Fundamental Stability & Value ETF and Distillate International Fundamental Stability & Value ETF
January 25, 2023-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the
Distillate U.S. Fundamental Stability & Value ETF
Distillate International Fundamental Stability & Value ETF.
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Tidal Trust II files with the SEC-Clouty Tune ETF
January 25, 2023--Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Clouty Tune ETF.
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EA Series Trust files with the SEC-Gadsden Dynamic Multi-Asset ETF
January 25, 2023-EA Series Trust has filed a post-effective amendment, registration statement with the SEC for the Gadsden Dynamic Multi-Asset ETF.
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Passive US funds poised to overtake active, ISS says
January 25, 2023--Research group forecasts 56% of total US fund assets will be passively managed by 2027
Index funds will control more than half of long-term invested US assets by the end of 2027, according to ISS Market Intelligence.
Active fund's share of the US market will fall from 53 per cent in 2022 to 44 per cent in five years, the research group, part of the Institutional Shareholder Services group, estimates. Most of the market share will go to index exchange traded funds, which are expected to garner $2tn in new sales. Active mutual funds, meanwhile, will bear the brunt of outflows, according to the report, with an estimated $1.4tn in net redemptions expected over the next five years.
NYSE says manual error triggered major trading glitch
January 25, 2023-- The New York Stock Exchange said on Wednesday a manual error triggered a technical issue that prevented the opening auctions in some listed stocks, leading to widespread confusion and attracting a review from the U.S. Securities and Exchange Commission.
The glitch, which occurred on Tuesday, impacted stocks of major companies including 3M (MMM.N), Wells Fargo & Co (WFC.N) and Verizon Communications Inc (VZ.N).
SEC Proposes Rule to Prohibit Conflicts of Interest in Certain Securitizations
January 25, 2023--The Securities and Exchange Commission today proposed a rule to implement Section 27B of the Securities Act of 1933, a provision added by Section 621 of the Dodd-Frank Act. The rule is intended to prevent the sale of asset-backed securities (ABS) that are tainted by material conflicts of interest.
Specifically, the rule would prohibit securitization participants from engaging in certain transactions that could incentivize a securitization participant to structure an ABS in a way that would put the securitization participant's interests ahead of those of ABS investors. The Commission originally proposed a rule to implement Section 27B in September 2011.