Americas ETP News

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DB-US ETF Market Monthly Review-Neutral with a bias towards risky assets

November 5, 2012--US ETP assets attempt the $1.3 trillion mark once again
ETP assets in the US rose by $27.7bn to $1.299 trillion (YTD +24.2%) last month.
Global ETP industry assets rose and closed at $1.780 trillion (YTD +24.1%)

Investor flows remain favorable towards risky assets despite concerns

US ETP flows experienced inflows of $20.7bn during November (+$154.2bn YTD, 14.7% of last year’s AUM).

Within long-only ETPs, total flows were +$21.8bn in November vs. +$3.2bn in October.

Equity, Fixed Income, and Commodity long-only ETPs experienced cash flows of +$15.4bn, +$5.3bn, and +$0.9bn, respectively.

Investors remain favorable towards equities, but are expanding their focus beyond the US into other DM and EM regions. In the Fixed Income space, allocations have favored quality, while HY has been put on hold. Finally, inflows to Gold are more likely suggesting concerns about currency devaluation rather than systemic panic. We believe that investors will most likely “sit and wait” until further clarity regarding the fiscal cliff is obtained before they engage in the next clear risk on or risk off trade.

This month we highlight the following long-only ETP flows trends: Equity US (+$9.1bn), Fixed Income IG (+$5.2bn), Equity EM (+$3.0bn), Equity DM ex US (+$2.4bn), Gold (+$1.1bn) and Equity China (+$1.0bn).

New Launch Calendar: commodity, miners and senior loans
There were four new ETFs and five new ETNs listed during the previous month. All of them were listed in the NYSE Arca and offer exposure to commodities, miners and senior loan portfolios.

Turnover Review: Floor activity increased by 8% in November
ETP turnover totaled $1.168 trillion last month, up by 7.8% (+$84.6bn) from the previous month figure of $1.083 trillion, but still 29.1% below last year’s monthly average of $1.65 trillion.

ETP trading made up 27.2% of all US cash equity trading in November, down from last year’s peak of 37.5% in August, and still below its 3-year monthly average of 29.0%.

Equity ETPs turnover rose during last month by $89.5bn or 9.5%; meanwhile Fixed Income and Commodity ETPs turnover fell by $2.6bn (-3.7%) and $3.0bn (-5.1%), respectively.

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Source: Deutsche Bank -Synthetic Equity & Index Strategy -North America


Morgan Stanley-ETF Quarterly Report-$1.3 Trillion in 1,232 ETFs

December 5, 2012--Quartlerly report: $1.3 Trillion in 1,232 ETFs
ETF assets up 22% YTD and currently stand at 1.3 trillion.
Strong equity markets and robust flows have driven ETF assets higher this year.

Through the first 3 quarters of this year, ETFs have generated net inflow of $133.4 billion and are on pace for their best year since 2008. New issuance has been briskYTD with 142 ETFs coming to market, 35 of them fixed income.

Notably, 76 ETFs have closed down so far this year and an additional three have announced liquidation dates.

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Source: Morgan Stanley


Joint Press Statement of Leaders on Operating Principles and Areas of Exploration in the Regulation of the Cross-border OTC Derivatives Market

December 4, 2012--Leaders of authorities with responsibility for the regulation of the over-the-counter (OTC) derivatives markets in Australia, Brazil, the European Union, Hong Kong, Japan, Ontario, Quebec, Singapore, Switzerland and the United States,1 met on November 28, 2012 to discuss reform of the OTC derivatives market as agreed by the leaders at the G-20 Pittsburgh Summit in September 2009.

We recognize that the OTC derivatives market is a global market and firmly support the adoption and enforcement of robust and consistent standards in and across jurisdictions. This will help further the G-20 regulatory reform agenda for OTC derivatives markets to mitigate risk, improve transparency and protect against market abuse, and to prevent regulatory gaps, reduce the potential for arbitrage opportunities, and foster a level playing field for market participants, intermediaries and infrastructures. We further recognize the need to reduce regulatory uncertainty and provide market participants, intermediaries and infrastructures with sufficient clarity on laws and regulations by avoiding, to the extent possible, the application of conflicting rules to the same entities and transactions. We also acknowledge the need to take into account, among other factors, minimizing the application of inconsistent and duplicative rules.

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Source: CFTC.gov


CME Group Volume Averaged 11.0 Million Contracts per Day in November 2012

December 4, 2012-- CME Group, the world's leading and most diverse derivatives marketplace, today announced that November 2012 volume averaged 11.0 million contracts per day, down 16 percent from November 2011

but up 12 percent from October 2012. Total volume for November 2012 was more than 231 million contracts, of which a record 88 percent was traded electronically.

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Source: CME Group


DTCC Receives CFTC Approval to add Commodities to its U.S. Swap Data Repository

December 4, 2012--The Depository Trust & Clearing Corporation (DTCC) announced today that the Commodity Futures Trading Commission (CFTC) has approved a request by DTCC Data Repository (U.S.) LLC (DDR) to amend its multi-asset class swap data repository (SDR) in the U.S. to include commodity derivatives.

The CFTC granted provisional registration to DDR to operate a U.S. SDR for over-the-counter (OTC) credit, equity, interest rate and foreign exchange derivatives in September.

Vanguard sees bigger days ahead in Canada despite slow start

December 4, 2012--Vanguard Group Inc. remains a bit player in Canada's growing exchange-traded fund industry on the eve of its one-year anniversary doing business in the country.

But the U.S. ETF giant believes its low-cost approach is starting to gain traction with investors north of the border and fully expects to become a mainstay of the Canadian market over the next few years.

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Source: Financial Post


High Frequency Trading Arms Race Has Plenty of Drawbacks.

December 3, 2012--A new paper co-written by the chief economist of the Commodity Futures Trading Commission calls into question the turbocharged arms race behind the controversial practice of high-frequency trading.

In the past few years, the race for speed on Wall Street has accelerated as high-frequency firms compete to get in front of one another—and of more traditional investors—at speeds measured in the millionth of a second. While the race has in some ways made the market more efficient, it is also having less beneficial effects on the market, the paper says.

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Source: Wall Street Journal


ISE Reports Business Activity for November 2012

December 3, 2012--ISE was the second largest equity options exchange in November with market share of 18.2%, excluding dividend trades.
Dividend trades made up 4.8% of industry volume in November 2012.

The International Securities Exchange (ISE) today reported average daily volume of 2.5 million contracts in November 2012. This represents a decrease of 11.1% compared to November 2011.

Total options volume for the month was 53.2 million contracts. ISE was the second largest U.S. equity options exchange in November with market share of 18.2%*.

Business highlights for the month of November include:

On November 16, 2012, ISE announced that Marcus Thompson was elected by the Board of Directors for a two-year term. Mr. Thompson, who is a Managing Director within the CFO division of Deutsche Börse AG, will serve as a non-industry director. In his role at Deutsche Börse Group, Mr. Thompson currently is responsible for Financial Accounting & Controlling.

On November 26, 2012, ISE announced that it became the first exchange to confirm a launch date of March 18, 2013 to commence trading in Mini Options. ISE will initially list Mini Options on the following securities: AAPL, AMZN, GLD, GOOG, and SPY.

For the month of November, Implied Order functionality accounted for 6.8% of all non-crossing, multi-legged contract volume executed on ISE.

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Source: ISE (International Securities Exchange)


CME completes Kansas City Board of Trade deal

December 3, 2012--CME Group has completed its acquisition of the Kansas City Board of Trade, the options and futures exchange operator said Monday.

The company said in October that it would be buying the Kansas City Board of Trade for $126 million in cash.

CME said the deal will provide customers of both companies with new trading opportunities and additional products to manage their global wheat price risk. The Kansas City Board of Trade is the leading futures market for hard red winter wheat. CME Group Inc. runs several exchanges, including a key wheat futures and options market.

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Source: Bloomberg BusinessWeek


CFE To Launch S&P 500 Variance Futures On December 10

New Contract Mirrors Quoting
Conventions and Economic Performance of Over-the-Counter S&P 500 Variance Swaps
December 3, 2012--CBOE Futures Exchange, LLC (CFE) announced today that it plans to launch trading in S&P 500 Variance futures on Monday, December 10.

The S&P 500 Variance futures contract, like over-the-counter (OTC) variance swaps, allows users to trade the difference between the implied and realized variance of the S&P 500 Index. CFE's variance futures contract will offer the same quoting conventions and economic performance of OTC variance swaps and will provide the advantages of exchange-traded contracts -- transparency, price discovery and counterparty clearing guarantees.

The new S&P 500 Variance futures contract is designed to offer benefits to both existing OTC users and to customers who have not traditionally participated in the OTC variance swap market.

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Source: CBOE


SEC Filings


October 09, 2026 Arrow ETF Trust files with the SEC
October 09, 2026 Tidal Trust V files with the SEC-Defiance Daily Target 2X Long Pasqal ETF
October 09, 2026 Tidal Trust V files with the SEC-Defiance 2X Daily Long Photonics ETF
October 09, 2026 Northern Lights Fund Trust III files with the SEC-HCM Select 50 ETF
October 09, 2026 Select Sector SPDR(R) Trust files with the SEC-4 State Street(R) S&P 500(R) Sector SPDR(R) ETFs

view SEC filings for the Past 7 Days


Europe ETF News


October 05, 2026 New ETF and ETP Listings on October 2, 2026, on Deutsche Boerse
October 02, 2026 New ETF and ETP Listings on October 2, 2026, on Deutsche Boerse
October 01, 2026 New ETF and ETP Listings on October 1, 2026, on Deutsche Boerse
September 30, 2026 HANetf launches world's first currency hedged Bitcoin ETCs allowing investors to gain Bitcoin exposure without US dollar risk
September 30, 2026 New ETF and ETP Listings on September 30, 2026, on Deutsche Boerse

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Asia ETF News


October 02, 2026 18 of the Top 50 Overseas Securities Purchased by Korean Retail Investors Were U.S.-Listed ETFs
September 29, 2026 PAAMC HK Lists Ping An AI Select ETF and Ping An Healthcare 50 Select ETF on SEHK
September 29, 2026 ChinaAMC Launches Cash Flow ETF and Asia's First HALO ETF Tracking Solactive Indices
September 25, 2026 Solactive Launches the Solactive US Mega Technology Focus 12 Index, Providing the Underlying Benchmark for Rakuten Investment Management's New Concentrated Equity Fund
September 15, 2026 Global X Launched KOSPI 200 ETF (3408/9408 HK) in Hong Kong with the lowest fee[1]

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Global ETP News


September 30, 2026 Dune report finds tokenized markets often diverge from the assets they reference
September 23, 2026 OECD Economic Outlook, Interim Report September 2026-Global growth holds up despite successive shocks, but risks persist
September 17, 2026 ETFGI reports Global ETF Assets Top $24 Trillion for the First Time as Investors Add Nearly $2 Trillion in 2026
September 15, 2026 World Trade Report: Trade reform to boost growth; inaction can cost 10% global GDP

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Middle East ETP News


October 05, 2026 Saudi Arabia's non-oil economy improves, but Iran war continues to weigh on growth
September 28, 2026 Iran war could pull Gulf capital out of global markets
September 24, 2026 Mideast Stocks: Gulf shares slip on regional uncertainty, shipping concerns
September 10, 2026 Mideast Stocks: Most Gulf bourses ease amid escalating US-Iran hostilities

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Africa ETF News


September 29, 2026 South African rand extends losses before local economic releases
September 29, 2026 FNBT40 -Listing of Additional FNB Top 40 ETF Securities
September 28, 2026 African markets news roundup
September 27, 2026 Africa's Mineral Strength Is Wasted If Countries Don't Work Together-New Report
September 04, 2026 Up to $1bn could flow to Nigeria as NGX rejoins Frontier Index on 21 September

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ESG and Of Interest News


September 30, 2026 The Global Stock Market Boom, by Country (2011–2025)
September 08, 2026 Ranked: Countries With the Highest Debt-to-GDP Ratios

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White Papers


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