Innovator ETFs Trust files with the SEC
March 1, 2023-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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AllianzIM Expands Buffered ETF Suite Amid Ongoing Economic Uncertainty
March 1, 2023--Buffered ETFs can help investors weather market volatility as inflation outlook remains unclear
Allianz Investment Management LLC (AllianzIM), a wholly owned subsidiary of Allianz Life Insurance Company of North America, announced the launch of two new Buffered ETFs with a 12-month Outcome Period: The AllianzIM U.S. Large Cap Buffer10 Mar ETF (NYSE Arca: MART) and the AllianzIM U.S. Large Cap Buffer20 Mar ETF (NYSE Arca: MARW).
As the latest addition to AllianzIM's suite of U.S. Large Cap Buffered ETFs, MART and MARW provide investors access to versatile risk mitigation strategies amid shifting market and economic conditions. The ETFs seek to offer a downside Buffer of 10% or 20% against market drops while allowing investors the opportunity to participate in the upside potential of the SPDR S&P 500 ETF Trust up to a stated Cap.
BondBloxx ETF Trust files with the SEC
March 1, 2023-BondBloxx ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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SEC-Fee Rate Advisory #3 for Fiscal Year 2023
March 1, 2023--Pursuant to Section 31(j)(2) of the Securities Exchange Act of 1934, the Commission has determined that a mid-year adjustment to the Section 31 fee rate for fiscal year 2023 is not required.
These adjustments do not directly affect the amount of funding available to the SEC.
The Section 31 fee rate for fiscal 2023 will remain at the current rate of $8.00 per million, as previously announced on January 23, 2023. This rate will remain in place until September 30, 2023, or 60 days after the enactment of a regular FY 2024 appropriation, whichever is later. The Section 31 assessment on round turn transactions in security futures also will remain at $0.0042 per transaction.
Listed Funds Trust files with the SEC-Roundhill S&P Global Luxury ETF
February 28, 2023-Listed Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Roundhill S&P Global Luxury ETF.
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10-year Treasury yield briefly hits highest level since November
February 28, 2023--U.S. Treasury yields were little changed on Tuesday to cap off a month of sharp gains, as traders weighed the prospects of tighter for longer monetary policy.
The yield on the benchmark 10-year Treasury note was last lower by 1 basis point at 3.912%. Earlier, it touched a high of 3.983%, its highest level since Nov. 10.
Meanwhile, the yield on the 30-year Treasury bond rose less than 1 basis point to 3.922%.
The 2-year yield climbed slightly to 4.801% after reaching its highest level since November on Monday. Yields move inversely to prices.
RBB FUND, INC files with the SEC
February 28, 2022-- RBB FUND, INC has filed an Application for Exemptive Relief with the SEC.
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First Trust Exchange-Traded Fund III files with the SEC
February 28, 2023--First Trust Exchange-Traded Fund III has filed a Post-Effective Amendment, Registration Statement with the SEC for the First Trust Emerging Markets Local Currency Bond ETF; Prospectus for First Trust Institutional Preferred Securities and Income ETF; Prospectus for First Trust Long/Short Equity ETF;
Prospectus for First Trust Managed Municipal ETF; Prospectus for First Trust Preferred Securities and Income ETF; Prospectus for First Trust RiverFront Dynamic Developed International ETF, First Trust RiverFront Dynamic Emerging Markets ETF and First Trust RiverFront Dynamic Europe ETF.
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Direxion Shares ETF Trust files with the SEC-Direxion NYSE FANG+ ETF and Direxion Daily NYSE FANG+ Bull 2X Shares
February 28, 2023--Direxion Shares ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Direxion NYSE FANG+ ETF
Direxion Daily NYSE FANG+ Bull 2X Shares.
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BNY Mellon ETF Trust files with the SEC
February 28, 2023--BNY Mellon ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Trust for Advised Portfolios files with the SEC-Soundwatch Hedged Equity ETF and Soundwatch Covered Call ETF
February 28, 2023--Trust for Advised Portfolios has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Soundwatch Hedged Equity ETF
Soundwatch Covered Call ETF.
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Amplify ETF Trust files with the SEC
February 28, 2023--Amplify ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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First Trust Exchange-Traded Fund IV files with the SEC
February 28, 2023--First Trust Exchange-Traded Fund IV has filed a Post-Effective Amendment, Registration Statement with the SEC for the Prospectus for First Trust Enhanced Short Maturity ETF; Prospectus for First Trust Low Duration Opportunities ETF; Prospectus for First Trust North American Energy Infrastructure Fund;
Prospectus for First Trust Senior Loan Fund; Prospectus for First Trust SSI Strategic Convertible Securities ETF; Prospectus for First Trust Tactical High Yield ETF; Prospectus for First Long Duration Opportunities ETF; Prospectus for First Trust EIP Carbon Impact ETF; Prospectus for First Trust High Income Strategic Focus ETF; Prospectus for FT Cboe Vest S&P 500 Dividend Aristocrats Target Income ETF; Prospectus for First Trust Limited Duration Investment Grade Corporate ETF; Prospectus for FT Cboe Vest Rising Dividend Achievers Target Income ETF; Prospectus for FT Energy Income Partners Strategy ETF.
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Dimensional ETF Trust files with the SEC
February 28, 2023--Dimensional ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Advisors Series Trust files with the SEC-VegTech Plant-based Innovation & Climate ETF
February 28, 2023--Advisors Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the VegTech Plant-based Innovation & Climate ETF.
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