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Northern Lights Fund Trust IV files with the SEC
March 28, 2023-Northern Lights Fund Trust IV has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Advisors Preferred Trust files with the SEC
March 28, 2023-- Advisors Preferred Trust has filed an Application for Exemptive Relief with the SEC.
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Listed Funds Trust files with the SEC-Swan Hedged Equity US Large Cap ETF
March 28, 2023-Listed Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Swan Hedged Equity US Large Cap ETF.
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Advisors Preferred Trust files with the SEC
March 28, 2023-- Advisors Preferred Trust has filed an Application for Exemptive Relief with the SEC.
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Segall Bryant & Hamill Trust files with the SEC-Segall Bryant & Hamill Select Equity ETF
March 28, 2023-Segall Bryant & Hamill Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Segall Bryant & Hamill Select Equity ETF.
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ETF Managers Group Commodity Trust I files with the SEC-Breakwave Dry Bulk Shipping ETF
March 27, 2023--ETF Managers Group Commodity Trust I has filed a Pre-Effective Amendment to Form S-1 Registration Statement with the SEC for the Breakwave Dry Bulk Shipping ETF.
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ConvexityShares Trust files with the SEC-ConvexityShares Daily 1.5x SPIKES Futures ETF and ConvexityShares 1x SPIKES Futures ETF
March 27, 2023--ConvexityShares Trust has filed a Pre-Effective Amendment to Form S-1 Registration Statement with the SEC for the
ConvexityShares Daily 1.5x SPIKES Futures ETF
ConvexityShares 1x SPIKES Futures ETF.
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ETF Series Solutions files with the SEC-Aptus Large Cap Enhanced Yield ETF
March 27, 2023-ETF Series Solutions has filed a Post-Effective Amendment, Registration Statement with the SEC for the Aptus Large Cap Enhanced Yield ETF.
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Simplify Exchange Traded Funds files with the SEC-3 ETFs
March 27, 2023-Simplify Exchange Traded Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Simplify Market Neutral Equity Long/Short ETF
Simplify Multi-QIS Alternative ETF
Simplify Opportunistic Income ETF.
Trust for Professional Managers files with the SEC-Convergence Long/Short Equity ETF
March 27, 2023-Trust for Professional Managers has filed a Post-Effective Amendment, Registration Statement with the SEC for the Convergence Long/Short Equity ETF.
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Harbor ETF Trust files with the SEC-Harbor Corporate Culture Small Cap ETF
March 27, 2023-Harbor ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Harbor Corporate Culture Small Cap ETF.
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Litman Gregory Funds Trust files with the SEC-iMGP Berkshire Dividend Growth ETF
March 24, 2023-Litman Gregory Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the iMGP Berkshire Dividend Growth ETF.
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Global X Funds files with the SEC-Global X U.S. Cash Flow Kings 100 ETF
March 24, 2023-Global X Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the Global X U.S. Cash Flow Kings 100 ETF.
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Natixis ETF Trust II files with the SEC-Natixis Loomis Sayles Focused Growth ETF
March 24, 2023-Natixis ETF Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Natixis Loomis Sayles Focused Growth ETF.
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RBB Fund, Inc files with the SEC-SGI Dynamic Tactical ETF and SGI U.S. Large Cap Core ETF
March 24, 2023-RBB Fund, Inc has filed a Post-Effective Amendment, Registration Statement with the SEC for the
SGI Dynamic Tactical ETF
SGI U.S. Large Cap Core ETF.
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