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ETF Managers Group Commodity Trust I files with the SEC-Breakwave Tanker Shipping ETF
April 14, 2023--ETF Managers Group Commodity Trust I has filed a Pre-Effective Amendment to Form S-1 Registration Statement with the SEC for the Breakwave Tanker Shipping ETF.
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Tidal Trust II files with the SEC-Days Absolute Return ETF
April 14, 2023-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Days Absolute Return ETF.
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Franklin Templeton ETF Trust files with the SEC-BrandywineGLOBAL-U.S. Fixed Income ETF
April 14, 2023-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the BrandywineGLOBAL-U.S. Fixed Income ETF.
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Innovator ETFs Trust files with the SEC-Innovator Premium Income 40 Barrier ETF-July
April 14, 2023-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Premium Income 40 Barrier ETF-July.
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Innovator ETFs Trust files with the SEC-Innovator Premium Income 30 Barrier ETF-July
April 14, 2023-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Premium Income 30 Barrier ETF-July.
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Innovator ETFs Trust files with the SEC-Innovator Premium Income 20 Barrier ETF-July
April 14, 2023-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Premium Income 20 Barrier ETF-July.
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Innovator ETFs Trust files with the SEC-Innovator Premium Income 10 Barrier ETF-July
April 14, 2023-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Premium Income 10 Barrier ETF-July.
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Exchange Traded Concepts Trust files with the SEC-MUSQ Global Music Industry ETF
April 14, 2023-Exchange Traded Concepts Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the MUSQ Global Music Industry ETF.
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ALPS ETF Trust files with the SEC-Level Four Large Cap Growth Active ETF
April 14, 2023-ALPS ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Level Four Large Cap Growth Active ETF.
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SEC Reopens Comment Period for Proposed Amendments to Exchange Act Rule 3b-16 and Provides Supplemental Information
April 14, 2023--The Securities and Exchange Commission today reopened the comment period and provided supplemental information on proposed amendments to the definition of "exchange" under Exchange Act Rule 3b-16.
The Commission initially proposed the amendments in January 2022 and reopened the comment period in May 2022. The reopened comment period closed on June 13, 2022.
The reopening release reiterated the applicability of existing rules to platforms that trade crypto asset securities, including so-called "DeFi" systems, and provides supplemental information and economic analysis for systems that would be included in the new, proposed exchange definition. The reopening release also requested information and public comment on crypto asset securities trading on such systems and certain aspects of the proposed amendments applicable to all securities.
Two Roads Shared Trust files with the SEC
April 14, 2023--Exchange Traded Concepts Trust has filed an Amendment No. 2 to an Application for Exemptive Relief with the SEC.
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Northern Lights Fund Trust II files with the SEC-Beacon Selective Risk ETF and Beacon Tactical Risk ETF
April 13, 2023-Northern Lights Fund Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Beacon Selective Risk ETF
Beacon Tactical Risk ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Moderate Buffer ETF-April
April 13, 2023-First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the FT Cboe Vest U.S. Equity Moderate Buffer ETF-April.
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Tidal Trust II files with the SEC-Clouty Tune ETF
April 13, 2023--Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Clouty Tune ETF.
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WisdomTree Trust files with the SEC-WisdomTree Multi-Strategy Alternative Fund
April 12, 2023-WisdomTree Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the WisdomTree Multi-Strategy Alternative Fund.
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