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Innovator ETFs Trust files with the SEC-Innovator Premium Income 9 Buffer ETF-January
October 13, 2023--Innovator ETFs Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the Innovator Premium Income 9 Buffer ETF-January.
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Source: SEC.gov
Innovator ETFs Trust files with the SEC-Innovator Premium Income 40 Barrier ETF-January
October 13, 2023--Innovator ETFs Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the Innovator Premium Income 40 Barrier ETF-January.
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Source: SEC.gov
Innovator ETFs Trust files with the SEC-Innovator Premium Income 30 Barrier ETF-January
October 13, 2023--Innovator ETFs Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the Innovator Premium Income 30 Barrier ETF-January.
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Source: SEC.gov
Innovator ETFs Trust files with the SEC-Innovator Premium Income 20 Barrier ETF-January
October 13, 2023--Innovator ETFs Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the Innovator Premium Income 20 Barrier ETF-January.
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Source: SEC.gov
Innovator ETFs Trust files with the SEC-Innovator Premium Income 10 Barrier ETF-January
October 13, 2023--Innovator ETFs Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the Innovator Premium Income 10 Barrier ETF-January.
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Source: SEC.gov
Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-2 Yr to January 2026
October 13, 2023--Innovator ETFs Trust has filed a Form N-1A Registration Statement, Post-effective amendment with the SEC for the Innovator Equity Defined Protection ETF-2 Yr to January 2026.
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Source: SEC.gov
Neuberger Berman ETF Trust files with the SEC-Neuberger Berman Option Strategy ETF
October 13, 2023--Neuberger Berman ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Neuberger Berman Option Strategy ETF.
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Source: SEC.gov
Krane Shares Trust files with the SEC-KraneShares Global EM Revenue Leaders Index ETF
October 13, 2023--Krane Shares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the KraneShares Global EM Revenue Leaders Index ETF.
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Source: SEC.gov
SEC Adopts Rule to Increase Transparency in the Securities Lending Market
October 13, 2023--The Securities and Exchange Commission today adopted new Rule 10c-1a, which will require certain persons to report information about securities loans to a registered national securities association (RNSA) and require RNSAs to make publicly available certain information that they receive regarding those lending transactions. The rule is intended to increase the transparency and efficiency of the securities lending market.
"Securities lending played a role in the 2008 financial crisis, and, currently, the securities lending market is opaque," said SEC Chair Gary Gensler. "In the Dodd-Frank Act, Congress mandated that the Commission enhance the transparency of the securities lending market. Such transparency gets to the heart of the SEC's mission. It promotes competition. It promotes fair, orderly, and efficient markets. In fulfilling Congress's mandate, today’s adoption will promote greater transparency in the securities lending markets both to regulators and the public."
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Source: SEC.gov
SEC Adopts Rule to Increase Transparency Into Short Selling and Amendment to CAT NMS Plan for Purposes of Short Sale Data Collection
October 13, 2023--The Securities and Exchange Commission today adopted new Rule 13f-2 to provide greater transparency to investors and other market participants by increasing the public availability of short sale related data. Congress directed the SEC in Section 929X of the Dodd-Frank Act of 2010 to promulgate rules to make certain short sale data publicly available.
"In the wake of the 2008 financial crisis, Congress directed the SEC to enhance the transparency of short selling of equity securities," said SEC Chair Gary Gensler. "Today's adoption will promote greater transparency about short selling both to regulators and the public. This rule addresses Congress's mandate and improves upon existing sources of short sale-related data in the equity markets. Given past market events, it's important for the Commission and the public to know more about short sale activity in the equity markets, especially in times of stress or volatility."
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Source: SEC.gov
ProShares Trust files with the SEC-ProShares Short Ether Strategy ETF
October 13, 2023--ProShares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the ProShares Short Ether Strategy ETF.
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Source: SEC.gov
Strive Asset Management plans move into model portfolios
October 13, 2023--Activist manager founded by US presidential candidate Vivek Ramaswamy aims to focus on its proprietary ETFs
Strive Asset Management, the activist exchange traded fund manager founded by Republican US presidential candidate Vivek Ramaswamy, plans to "imminently" roll out model portfolios and a collective investment trust, a regulatory filing shows.
The models would utilise the manager's approach to shareholder proposals, shareholder voting and public and private engagement, the manager disclosed.
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Source: ft.com
J.P. Morgan Asset Management Launches New Fixed Income ETF: JBND
October 12, 2023--October 12, 2023-- J.P. Morgan Asset Management today announced the launch of a new actively managed fixed income ETF, JPMorgan Active Bond ETF (JBND), on the NYSE Arca. Focused on adding value for investors, JBND employs a bottom-up, value-oriented approach that emphasized security selection.
"We have always been focused on providing investors with value through carefully selecting bonds of the highest quality," said Richard Figuly, Core Bond Portfolio Manager at J.P. Morgan Asset Management. "We are thrilled to be able to offer our clients this strategy through an innovative ETF wrapper."
JPMorgan Active Bond ETF seeks to maximize total return by investing primarily in a diversified portfolio of intermediate-and long-term debt securities, with a focus on securitized debt. JBND utilizes the same team and philosophy as the JPMorgan Core Bond Fund.
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Source: J.P. Morgan Asset Management
IndexIQ Active ETF Trust files with the SEC
October 12, 2023--IndexIQ Active ETF Trust has filed an application for exemptive relief with the SEC.
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Source: SEC.gov
Krane Shares Trust files with the SEC-KraneShares Global EM Revenue Leaders Index ETF
October 11, 2023--Krane Shares Trus has filed a Post-Effective Amendment, Registration Statement with the SEC for the KraneShares Global EM Revenue Leaders Index ETF.
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Source: SEC.gov