PowerShares files with the SEC
April 12, 2013--PowerShares has filed a post-effective amendment, registration statement with the SEC for the PowerShares Fundamental Emerging Markets Local Debt Portfolio.
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Alps files with the SEC
April 12, 2013--ALPS has filed a post-effective amendment, registration statement with the SEC for the
ALPS International Sector Dividend Dogs ETF.
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iShares files with the SEC-iShares MSCI USA Value Factor ETF
April 12, 2013--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares MSCI USA Value Factor ETF.
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iShares files with the SEC-iShares MSCI USA Size Factor ETF
April 12, 2013--iShares has filed a post-effective amendment, registration statement with the SEC for the iShares MSCI USA Size Factor ETF.
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iShares files with the SEC
April 12, 2013--iShares has filed a pst-effective amendment, registration statement with the SEC for the iShares MSCI USA Momentum Factor ETF.
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Guinness Atkinson files with the SEC
April 12. 2013--Guinness Atkinson has filed a pre-effective amendment, registatrion statement with the SEC for the
Guinness Atkinson Dividend Shares.
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Forum files with the SEC
April 12, 2013--Forum ETF Trust has filed a pre-effective amendment, registration statement with the SEC for the
Merk Hard Currency ETF.
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FlexShares files with the SEC
April 12, 2013--FlexShares has filed a application to amend a prior order for exemptive relief with the SEC.
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ISE Introduces ISE GeminiTM, its New Options Exchange
ISE Gemini Targets Launch in Q2 2013
April 11, 2013--International Securities Exchange Holdings, Inc. (ISE) today announced ISE GeminiTM as the brand name of its new options exchange.
The SEC published ISE’s Form 1 application for a second exchange license on March 7, 2013, and ISE Gemini is targeted for launch in Q2 2013, pending SEC approval.
ISE Gemini represents a complementary options platform that will stand "side-by-side" with ISE’s existing options exchange and together will act as drivers for long-term growth and innovation at ISE. ISE Gemini will also use the exchange’s existing technology backbone and established member connectivity.
CFTC's Division of Market Oversight Provides No-Action Relief from Swap Data Reporting Requirements to Swap Counterparties that are not Swap Dealers or Major Swap Participants
April 9, 2013--The Division of Market Oversight (DMO) of the Commodity Futures Trading Commission (CFTC) today announced the issuance of a no-action letter providing swap counterparties that are not swap dealers or major swap participants ("non-SD/MSP counterparties"), with certain relief from the reporting requirements of the CFTC's swap data reporting rules, which are set forth at Parts 43, 45 and 46 of the CFTC's regulations.
Swap dealers and major swap participants are already required to be in compliance with their reporting obligations under the swap data reporting rules. The rules establish a compliance date of April 10, 2013, for non-SD/MSP counterparties.
KrraneShares files with the SEC
April 9, 2013--KraneShares has filed a post-effective amendment, registration statement with the SEC for the
KraneShares CSI China Consumer Staples ETF.
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WisdomTree files with the SEC -WisdomTree Korea Hedged Equity Fund
April 9, 2013--WisdomTree has filed a post-effective amendment, registration statement with the SEC for the
WisdomTree Korea Hedged Equity Fund.
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WisomTree files with the SEC-WisdomTree Japan Hedged SmallCap Equity Fund
April 9, 2013--WisdomTree has filed a post-effective amendment, registration statement with the SEC for the
WisdomTree Japan Hedged SmallCap Equity Fund.
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WisdomTree files with the SEC
April 9, 2013--WisdomTree has filed a post-effective amendment, registration statement with the SEC for the
WisdomTree United Kingdom Hedged Equity Fund.
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Guggenheim files with the SEC
April 9, 2013--Guggenhein has filed a post-effective amendment, registration statement with the SEC for the
Guggenheim BulletShares 2022 Corporate Bond ETF
Guggenheim BulletShares 2023 Corporate Bond ETF
Guggenheim BulletShares 2024 Corporate Bond ETF
Guggenheim BulletShares 2025 Corporate Bond ETF.
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