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Grail Advisors files with the SEC
December 30, 2010--Grail Advisors has filed a post effective registration amendment, registration statement with the SEC for
Grail McDonnell Intermediate Municipal Bond ETF(GMMB) and
Grail McDonnell Core Taxable Bond ETF (GMTB)
view filing
Source: SEC.gov
T. Rowe Price files with the SEC
December 30, 2010--T. Rowe Price has filed an amended and restated application for exemptive relief with the SEC.
view filing
Source: SEC.gov
Dow Jones Indexes and UBS Announce 2011 Weights of Dow Jones-UBS Commodity Index
December 29, 2010-- Dow Jones Indexes, a leading global index provider, and UBS Investment Bank announced the new target weightings for the Dow Jones-UBS Commodity IndexSM that will become effective in early January 2011.
The new target weights for the commodity components, which were determined and approved by the Dow Jones-UBS Commodity Index Supervisory Committee following consultation with the Dow Jones-UBS Commodity Index Advisory Committee, are listed below.
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Source: Dow Jones Indexes
BlackRock to launch trading platform
December 28, 2010--BlackRock, the world’s largest money manager, expects to launch an internal trading platform next year in a move that would strike at the heart of the profit centres of many Wall Street firms.
BlackRock is hiring programmers and other high-tech workers to build the platform, expected to be one of the world’s largest.
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Source: FT.com
AllianceBernstein files with the SEC
December 28, 2010--AllianceBernstein has filed a first amended and restated application for exemptive relief with the SEC for index-based ETFs and actively managed ETFs.
view filing
Source: SEC.gov
AdvisorShares files with the SEC
December 28, 2010--AdvisorShares has filed post effective amendment, registration statement with the SEC for
SiM Dynamic Allocation Diversified Income ETF (DINC) and
SiM Dynamic Allocation Growth Income ETF
(DGRO)
view filing
Source: SEC.gov
Claymore files with the SEC
December 28, 2010---Claymore has filed a post effective amendment, registration statement with the SEC for
Guggenheim China Consumer ETF
and
Guggenheim China Infrastructure ETF
view filing
Source: SEC.gov
Claymore files with the SEC
December 28, 2010--Claymore has filed a post effective amendment, registration statement with the SEC for
Guggenheim BRIC ETF and
Guggenheim International Small Cap LDRs ETF
view filing
Source: SEC.gov
WisdomTree files with the SEC
December 28, 2010--WisdomTree has filed a post effective amendment, registration statement with the SEC for
WisdomTree Dreyfus Brazilian Real Fund (BZF)
WisdomTree Dreyfus Chinese Yuan Fund (CYB)
WisdomTree Dreyfus Commodity Currency Fund (CCX)
WisdomTree Dreyfus Emerging Currency Fund (CEW)
WisdomTree Dreyfus Euro Fund (EU)
WisdomTree Dreyfus Indian Rupee Fund (ICN)
WisdomTree Dreyfus Japanese Yen Fund (JYF)
WisdomTree Dreyfus New Zealand Dollar Fund (BNZ)
WisdomTree Dreyfus South African Rand Fund (SZR)
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Source: SEC.gov
CFTC.gov Commitments of Traders Reports Update
December 27, 2010--The CFTC.gov Commitments of Traders Reports for the for the week of December 27, 2010 are now available.
view updates
Source: CFTC.gov