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Simplify Announces Launch of the Simplify Short Term Treasury Futures Strategy ETF (TUA)
November 15, 2022--ETF further augments firm's innovative fixed income suite, provides investors with capital-efficient duration exposure, yield curve opportunities from the short end of the curve
Simplify Asset Management ("Simplify"), an innovative provider of Exchange Traded Funds ("ETFs"), today announced the launch of the Simplify Short Term Treasury Futures Strategy ETF (TUA).
TUA is designed with the twin goals of capital and yield curve efficiency, seeking to target the duration* of the ICE 10-Year US Treasury Index by investing in Treasuries and Treasury futures at the short end of the curve.
US Benchmark Series Announces Launch of the US Treasury 12 Month Bill ETF
November 14, 2022--Today, The US Benchmark Series, a brand of F/m Investments ("F/m"), a $4 billion multi-boutique investment advisor based in Washington DC, is proud to announce the launch of the US Treasury 12 Month Bill ETF (Ticker "OBIL").
The US Benchmark Series is a suite of US Treasury ETFs ("the Funds") designed to simplify access to the US Treasury market, holding the most current ("on the run") US Treasury security that corresponds to its tenor.
With OBIL being the latest maturity ETF to launch, joining the initial three ETFs which have raised approximately $300 million in AUM since their mid-August inception-the US Treasury 10 Year Note ETF (Ticker: UTEN); the US Treasury 2 Year Note ETF (Ticker: UTWO); and the US Treasury 3 Month Bill ETF (Ticker: TBIL).
SEC Charges S&P Global Ratings with Conflict of Interest Violations
November 14, 2022--The Securities and Exchange Commission today charged S&P Global Ratings, a nationally recognized statistical rating organization (NRSRO) registered with the Commission, with violating conflict of interest rules designed to prevent sales and marketing considerations from influencing credit ratings.
The SEC's order finds that an issuer engaged S&P to rate a jumbo residential mortgage backed security transaction in July 2017. Over a five-day period in August 2017, S&P commercial employees-employees responsible for managing the relationship with the issuer-on several occasions attempted to pressure the S&P analytical employees-employees responsible for evaluating and assigning the rating-to rate the transaction consistent with preliminary feedback the analytical employees had given the customer that turned out to include a calculation error. Despite sending the communications through the compliance department as required by S&P's policies and procedures at that time, some emails sent by the S&P commercial employees to the S&P analytical team contained statements reflecting sales and marketing considerations. The order finds that, as a result of the content, urgent nature, high volume, and compressed timing of the communications, the S&P commercial employees became participants in the rating process during a time when they were influenced by sales and marketing considerations.
Tidal Trust II files with the SEC-3 The Meet Kevin ETFs
November 14, 2022--Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
The Meet Kevin Pricing Power ETF
The Meet Kevin Moderate ETF
The Meet Kevin Select ETF.
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ETF Series Solutions files with the SEC-Cboe Vest 10 Year Interest Rate Hedge ETF
November 14, 2022--ETF Series Solutions has filed a Post-Effective Amendment, Registration Statement with the SEC for the Cboe Vest 10 Year Interest Rate Hedge ETF.
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Series Portfolios Trust files with the SEC-Panagram BBB-B CLO ETF
November 14, 2022--Series Portfolios Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Panagram BBB-B CLO ETF.
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Simplify Exchange Traded Funds files with the SEC-Simplify Propel Opportunities ETF
November 14, 2022-Simplify Exchange Traded Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the Simplify Propel Opportunities ETF.
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iShares, Inc. files with the SEC-iShares MSCI Emerging Markets Multifactor ETF
November 14, 2022--iShares, Inc. has filed a Form 497K-Summary Prospectus with the SEC for the iShares MSCI Emerging Markets Multifactor ETF.
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PIMCO ETF Trust files with the SEC-PIMCO Active Bond Exchange-Traded Fund
November 14, 2022--PIMCO ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the PIMCO Active Bond Exchange-Traded Fund.
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EA Series Trust files with the SEC-Alpha Architect Tail Risk ETF
November 11, 2022-EA Series Trust has filed a a Post-Effective Amendment, Registration Statement with the SEC for the Alpha Architect Tail Risk ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-First Trust Multi-Strategy Alternative ETF
November 10, 2022-First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the First Trust Multi-Strategy Alternative ETF.
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DWS Expands Xtrackers ESG Suite with Dividend, Growth and Value ETFs
November 9, 2022--DWS, one of the world's leading asset managers, announced today the listing of three new exchange-traded funds (ETFs) that provide exposure to U.S. equity investment styles with ESG (environmental, social and governance) screened U.S. dividend, growth and value-oriented equities.
The products, which listed on the CBOE, BZX Exchange today are:
Xtrackers S&P ESG Dividend Aristocrats ETF (CBOE: SNPD)
Xtrackers S&P 500 Growth ESG ETF (CBOE: SNPG)
Xtrackers S&P 500 Value ESG ETF (CBOE: SNPV)
The new listings strengthen DWS’s ESG Xtrackers suite that, together with their competitive net expense ratios, ranges across most major equity and fixed income markets and can be used as core portfolio building blocks.
wShares Bitcoin Fund files with the SEC
November 9, 2022-wShares Bitcoin Fund has filed a Pre-Effective Amendment NO. 7 to
a Form S-1 Registration Statement with the SEC.
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First Trust Exchange-Traded Fund II files with the SEC-First Trust Bloomberg Emerging Market Democracies ETF
November 9, 2022--First Trust Exchange-Traded Fund II has filed a Post-Effective Amendment, Registration Statement with the SEC for the First Trust Bloomberg Emerging Market Democracies ETF.
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Innovator Launches the Equity Managed Floor ETFTM (SFLR), a Unique Core Portfolio Investment Strategy Designed to Address Tail Risk in Stocks
November 9, 2022--Innovator Equity Managed Floor ETF (SFLR) is a stock-based ETF that seeks to limit the potential for maximum losses, yet also offer upside participation and dividend income
Tail risk represents a unique concern amongst advisors
SFLR intended as a strategic, core equity solution that can serve as a long-term strategic allocation in a portfolio setting; Active ETF to be composed of stocks with an options overlay
nnovator Capital Management, LLC (Innovator), the Defined Outcome ETFs pioneer, today announced the listing of the Innovator Equity Managed Floor ETF (SFLR) on NYSE Arca. SFLR seeks to deliver investors U.S. equity upside and income potential, while limiting a shareholder's potential for maximum loss through a sophisticated options overlay.