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CFTC.gov Commitments of Traders Reports Update
April 15, 2011---CFTC.gov Commitments of Traders Reports have been updated for the week of April 12, 2011 and are now available.
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Source: CFTC.gov
Van Eck files with the SEC-European Sovereign Bond ETF
April 15, 2011--Market Vectors files a post-effective amendment, registration statement with the SEC for the European Sovereign Bond ETF.
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Source: SEC.gov
Van Eck files with the SEC
April 14, 2011--Market Vectors files a post-effective amendment, registration statement with the SEC for the European High Yield Bond ETF.
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Source: SEC.gov
FIrst Trust files with the SEC
April 15, 2011--First Trust has filed an Amendment No. 2 to the Application to amend an Order for exemptive relief.
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Source: SEC.gov
Russell, US One Trust file with the SEC.
April 15, 2011--Russell, US One Trust have filed an amended application for exemptive relief with the SEC for actively- managed exchange-traded funds('ETFs').
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Source: SEC.gov
Legg Mason files with the SEC
April 15, 2011--Legg Mason has filed a second and restated application for exemptive relief with the SEC.
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Source: SEC.gov
ProShares files with the SEC
April 15, 2011--ProShares has filed a registration statement with the SEC.
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Source: SEC.gov
NYSE Euronext Upgrades Intellidex Series Of Indexes
April 15, 2011--NYSE Euronext today announced the release date for its updated Intellidex series of indexes that will be effective at the open of trading on June 2, 2011.
The Intellidex indexes were developed by NYSE Euronext and leverages the company’s operational and listed product expertise to implement a uniquely focused, quantitatively-based methodology. Designed to offer investors a series of indexes with a comprehensive range of fundamental and quantitative characteristics, the Intellidex products have been enhanced to offer an even greater depth and refinement of various key weights and factors that enable investors to choose among and execute a wide range of sophisticated strategies,
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Source: NYSE Euronext
Standard & Poor's Announces Changes In The S&P/TSX Venture Composite Index
April 15, 2011--Standard & Poor's will make the following changes in the S&P/TSX Venture Composite Index after the close of trading on Friday, April 15, 2011:
Kria Resources Ltd. (TSXVN:KIA) will be removed from the index.
The shares of the company have been acquired by Trevali Resources Corp. (TSX:TV) through a Plan of Arrangement.
Company additions to and deletions from an S&P equity index do not in any way reflect an opinion on the investment merits of the company.
Source: Standard & Poors
Canadian Securities Regulators Update Registration Regime for Registrants
April 15, 2011-- The Canadian Securities Administrators (CSA) announced today that they have updated the regulatory framework for firms and individuals who deal in securities, provide investment advice or manage investment funds.
The revised framework adds timely amendments to the CSA’s comprehensive 2009 registration reform initiative, which modernized the existing registration rules into a harmonized regime for the CSA and Self Regulatory Organizations.
“These amendments are the result of our continuing dialogue with market participants and regulators to address questions and concerns that have arisen in the course of working with the National Registration Rules,” said Bill Rice, Chair of the CSA and Chair and Chief Executive Officer of the Alberta Securities Commission. “We believe these amendments will improve the day-to-day operation of the Instrument for both industry and regulators.”