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Fidelity Covington Trust files with the SEC-6 Fidelity Disruptive ETFs
November 23, 2022--Fidelity Covington Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Fidelity Disruptive Automation ETF
Fidelity Disruptive Communications ETF
Fidelity Disruptive Finance ETF
Fidelity Disruptive Medicine ETF
Fidelity Disruptive Technology ETF
Fidelity Disruptors ETF.
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Ark ETF Trust files with the SEC
November 23, 2022--Ark ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Fidelity to Join Mutual Fund-to-ETF Club With $430 Million Flip
November 23, 2022--Firm plans to convert six mutual funds into active ETFs
Mutual fund conversion has been a trend but first for Fidelity
Fidelity Investments, one of the country's largest asset managers, is making its first foray into converting some of its mutual funds into ETFs.
The Boston-based firm on Wednesday revealed plans to convert six of its thematic mutual funds into actively-managed exchange-traded funds. Fidelity expects to complete the conversion in June 2023.
Ultimus Managers Trust files with the SEC-Q3 All-Season Active Rotation ETF
November 23, 2022--Ultimus Managers Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Q3 All-Season Active Rotation ETF.
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Bitwise Funds Trust files with the SEC-Bitwise Bitcoin Strategy Optimum Yield ETF
November 23, 2022--Bitwise Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Bitwise Bitcoin Strategy Optimum Yield ETF.
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Virtus ETF Trust II files with the SEC
November 23, 2022--Virtus ETF Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC.
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ETFis Series Trust I files with the SEC-Virtus Reaves Utilities ETF
November 23, 2022--ETFis Series Trust I has filed a Post-Effective Amendment, Registration Statement with the SEC for the Virtus Reaves Utilities ETF.
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Tidal Trust II files with the SEC-Return Stacked Bonds & Multi-Asset Trend ETF and Return Stacked Global Stocks & Bonds ETF
November 23, 2022--Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Return Stacked Bonds & Multi-Asset Trend ETF
Return Stacked Global Stocks & Bonds ETF.
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TrimTabs ETF Trust files with the SEC-Donoghue Forlines Risk Managed Innovation ETF
November 23, 2022-TrimTabs ETF Trust has filed a a Form 497K-Summary Prospectus with the SEC for the Donoghue Forlines Risk Managed Innovation ETF.
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TrimTabs ETF Trust files with the SEC-Donoghue Forlines Tactical High Yield ETF
November 23, 2022-TrimTabs ETF Trust has filed a a Form 497K-Summary Prospectus with the SEC for the Donoghue Forlines Tactical High Yield ETF.
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TrimTabs ETF Trust files with the SEC-Donoghue Forlines Yield Enhanced Real Asset ETF
November 23, 2022-TrimTabs ETF Trust has filed a a Form 497K-Summary Prospectus with the SEC for the Donoghue Forlines Yield Enhanced Real Asset ETF.
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TrimTabs ETF Trust files with the SEC-FCF US Quality ETF
November 23, 2022-TrimTabs ETF Trust has filed a a Form 497K-Summary Prospectus with the SEC for the FCF US Quality ETF.
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TrimTabs ETF Trust files with the SEC-FCF International Quality ETF
November 23, 2022-TrimTabs ETF Trust has filed a a Form 497K-Summary Prospectus with the SEC for the FCF International Quality ETF.
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SEC Publishes FY22-26 Strategic Plan
November 23, 2022--Agency focused on investor protection, robust regulatory framework, skilled and diverse workforce
The Securities and Exchange Commission today released its Strategic Plan for fiscal years 2022 to 2026, outlining agency objectives to fight against fraud, maintain a robust and relevant regulatory framework, and sustain a skilled and diverse workforce to serve America's investors and capital-raising entrepreneurs alike.
"Our capital markets touch all Americans' lives, whether they're saving for the future, borrowing for a mortgage, taking out an auto loan, or working for a company that raises money from the public,” said SEC Chair Gary Gensler. “That's why it is critical that the SEC continue to evolve and modernize our rulesets as technology, business models, and our markets change.
BlackRock ETF Trust files with the SEC-BlackRock U.S. Carbon Transition Readiness ETF and BlackRock World ex U.S. Carbon Transition Readiness ETF
November 22, 2022--BlackRock ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
BlackRock U.S. Carbon Transition Readiness ETF
BlackRock World ex U.S. Carbon Transition Readiness ETF.
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