SEC Filings For The Past 7 Days



Harris Oakmark ETF Trust files with the SEC-Oakmark U.S. Large Cap ETF

November 19, 2024-Harris Oakmark ETF Trust has filed a Form N-1A, Pre-Effective Amendment Registration Statement with the SEC for the Oakmark U.S. Large Cap ETF.

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Russell Investments Exchange Traded Funds files with the SEC-5 ETFs

November 19, 2024-Russell Investments Exchange Traded Funds has filed a Form N-1A, Registration Statement with the SEC for the with the SEC for the
U.S. Small Cap Equity Active ETF
International Developed Equity Active ETF
Global Equity Active ETF
Emerging Markets Equity Active ETF
Global Infrastructure Active ETF.

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Vanguard Municipal Bond Funds files with the SEC-Vanguard Core Tax-Exempt Bond ETF and Vanguard Short Duration Tax-Exempt Bond ETF

November 19, 2024-Vanguard Municipal Bond Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Vanguard Core Tax-Exempt Bond ETF
Vanguard Short Duration Tax-Exempt Bond ETF.

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EA Series Trust files with the SEC-Coastal Compass 100 ETF

November 19, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Coastal Compass 100 ETF.

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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan Active High Yield ETF

November 19, 2024-J.P. Morgan Exchange-Traded Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the JPMorgan Active High Yield ETF.

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Janus Detroit Street Trust files with the SEC-Janus Henderson Transformational Growth ETF

November 19, 2024-Janus Detroit Street Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Janus Henderson Transformational Growth ETF.

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SSGA Active Trust files with the SEC-SPDR Bridgewater All Weather ETF

November 19, 2024-SSGA Active Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the SPDR Bridgewater All Weather ETF.

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Macquarie ETF Trust files with the SEC-5 ETFs

November 19, 2024-Macquarie ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Macquarie Focused International Core ETF
Macquarie Focused SMID Cap Core ETF
Macquarie National High-Yield Municipal Bond ETF
Macquarie Tax-Free USA ETF
Macquarie Tax-Free USA Intermediate ETF.

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BlackRock ETF Trust files with the SEC-BlackRock International Dividend ETF

November 18, 2024-BlackRock ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the BlackRock International Dividend ETF.

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Alger ETF Trust files with the SEC-3 ETFs

November 18, 2024-Alger ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Alger Mid Cap 40 ETF
Alger 35 ETF
Alger Weatherbie Enduring Growth ETF.

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First Trust Exchange-Traded Fund IV files with the SEC-FT Vest High Yield & Target Income ETF

November 18, 2024-First Trust Exchange-Traded Fund IV has filed a Post-Effective Amendment, Registration Statement with the SEC for the FT Vest High Yield & Target Income ETF.

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First Trust Exchange-Traded Fund IV files with the SEC-FT Vest Investment Grade & Target Income ETF

November 18, 2024-First Trust Exchange-Traded Fund IV has filed a Post-Effective Amendment, Registration Statement with the SEC for the FT Vest Investment Grade & Target Income ETF.

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First Trust Exchange-Traded Fund IV files with the SEC-FT Vest 20+ Year Treasury & Target Income ETF

November 18, 2024-First Trust Exchange-Traded Fund IV has filed a Post-Effective Amendment, Registration Statement with the SEC for the FT Vest 20+ Year Treasury & Target Income ETF.

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ProShares Trust files with the SEC-ProShares Short Bitcoin ETF II

November 18, 2024-ProShares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the ProShares Short Bitcoin ETF II.

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Amplify ETF Trust files with the SEC-Amplify Cash Flow High Income ETF

November 18, 2024-Amplify ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Amplify COWS Covered Call ETF (formerly Amplify Cash Flow High Income ETF).

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ProShares Trust files with the SEC-Proshares Ultra COIN ETF

November 18, 2024-ProShares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Proshares Ultra COIN ETF.

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Grayscale Funds Trust files with the SEC-Grayscale Bitcoin Trust Covered Call ETF

November 18, 2024-Grayscale Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Grayscale Bitcoin Trust Covered Call ETF.

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Grayscale Funds Trust files with the SEC-Grayscale Ethereum Covered Call ETF

November 18, 2024-Grayscale Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Grayscale Ethereum Covered Call ETF.

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Direxion Shares ETF Trust files with the SEC-Direxion Enhanced S&P Equity Income ETF and Direxion Enhanced Qs Equity Income ETF

November 15, 2024-Direxion Shares ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Direxion Enhanced S&P Equity Income ETF
Direxion Enhanced Qs Equity Income ETF.

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Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-1 Yr December

November 15, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Defined Protection ETF-1 Yr December.

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Innovator ETFs Trust files with the SEC-Innovator Growth-100 Power Buffer ETF-December

November 15, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Growth-100 Power Buffer ETF-December.

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Innovator ETFs Trust files with the SEC-Innovator U.S. Small Cap Power Buffer ETF-December

November 15, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator U.S. Small Cap Power Buffer ETF-December.

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Kurv ETF Trust files with the SEC-6 Kurv Yield Premium Strategy ETFs

November 15, 2024-Kurv ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Kurv Yield Premium Strategy Amazon (AMZN) ETF
Kurv Yield Premium Strategy Apple (AAPL) ETF
Kurv Yield Premium Strategy Google (GOOGL) ETF
Kurv Yield Premium Strategy Microsoft (MSFT) ETF
Kurv Yield Premium Strategy Netflix (NFLX) ETF
Kurv Yield Premium Strategy Tesla (TSLA) ETF.

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Roundhill ETF Trust files with the SEC-Roundhill Physical Uranium ETF

November 15, 2024-Roundhill ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Roundhill Physical Uranium ETF.

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REX ETF Trust files with the SEC-4 ETFs

November 14, 2024-REX ETF Trust has filed a Form N-1A, Registration Statement with the SEC for the
REX COIN Covered Call ETF
REX MSTR Covered Call ETF
REX NVDA Covered Call ETF
REX TSLA Covered Call ETF.

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EA Series Trust files with the SEC-8 Alpha Architect ETFs

November 14, 2024-EA Series Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Alpha Architect US Equity ETF
Alpha Architect International Equity ETF
Alpha Architect 1-3 Year Box ETF
Alpha Architect Intermediate-Term Treasury Bond ETF
Alpha Architect Long-Term Treasury Bond ETF
Alpha Architect Aggregate Bond ETF
Alpha Architect Inflation-Protected Securities ETF
Alpha Architect Real Estate ETF.

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Tidal Trust III files with the SEC-TH GARP India Rising Leaders ETF

November 14, 2024-Tidal Trust III has filed a Post-Effective Amendment, Registration Statement with the SEC for the TH GARP India Rising Leaders ETF.

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Tidal Trust II files with the SEC-Defiance Hot Sauce 2X Strategy ETF

November 14, 2024-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Defiance Hot Sauce 2X Strategy ETF.

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Fidelity Covington Trust files with the SEC-Fidelity Enhanced U.S. All-Cap Equity ETF and Fidelity Enhanced Emerging Markets ETF

November 13, 2024-Fidelity Covington Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Fidelity Enhanced U.S. All-Cap Equity ETF
Fidelity Enhanced Emerging Markets ETF.

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Fidelity Covington Trust files with the SEC-3 Fidelity Fundamental ETFs

November 13, 2024-Fidelity Covington Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Fidelity Fundamental Developed International ETF
Fidelity Fundamental Emerging Markets ETF
Fidelity Fundamental Global ex-U.S. ETF .

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Tidal Trust III files with the SEC-World Dynamic Momentum Leaders ETF

November 13, 2024-Tidal Trust III has filed a Post-Effective Amendment, Registration Statement with the SEC for the World Dynamic Momentum Leaders ETF.

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Thrivent ETF Trust files with the SEC-Thrivent Core Plus Bond ETF and Thrivent Ultra Short Bond ETF

November 13, 2024-Thrivent ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Thrivent Core Plus Bond ETF
Thrivent Ultra Short Bond ETF.

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Americas


November 19, 2024 Defiance ETFs Hits $3 Billion in AUM
November 19, 2024 FIRE Funds Launch First Suite of ETFs Tailored to the Financial Independence, Retire Early (FIRE) Community
November 19, 2024 Harris Oakmark ETF Trust files with the SEC-Oakmark U.S. Large Cap ETF
November 19, 2024 Macquarie ETF Trust files with the SEC-5 ETFs
November 19, 2024 Vanguard Municipal Bond Funds files with the SEC-Vanguard Core Tax-Exempt Bond ETF and Vanguard Short Duration Tax-Exempt Bond ETF

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Europe ETF News


November 19, 2024 Transition risk losses alone unlikely to threaten EU financial stability, "Fit-For-55" climate stress test shows
November 19, 2024 Bitwise Aptos Staking ETP starts trading on SIX Swiss Exchange today
November 19, 2024 New on Xetra: Equity ETF from Amundi offers climate-friendly exposure to companies from Europe with currency hedging
November 18, 2024 ESMA proposes to move to T+1 by October 2027
November 15, 2024 New on Xetra: Leonteq expands its range of ETNs to include overnight interest rates in Switzerland and the United States

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Asia ETF News


November 19, 2024 Chinese Vice-Premier He Lifeng urges Hong Kong to be 'self-assertive' on 3 paths to reform
November 06, 2024 Shanghai Stock Exchange, Deutsche Börse and CEINEX signed a memorandum of understanding on special cooperation on depository receipts under the stock connect
November 06, 2024 CSOP Asset Management Launches CSOP MAG Seven ETF Tracking Solactive Magnificent Seven Index
November 06, 2024 BetaShares-The ultimate guide to dividend ETFs
November 05, 2024 HKEX to Digitalise ETP Servicing Capabilities with Online Platform

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Global ETP News


November 13, 2024 Report shows surge in G20 trade-restrictive measures amid increased unilateral policies
October 23, 2024 IMF-Fiscal Monitor October 2024: Putting a Lid on Public Debt
October 22, 2024 Global Financial Fragilities Mount Despite Rate Cuts and Buoyant Markets
October 22, 2024 IMF-As Inflation Recedes, Global Economy Needs Policy Triple Pivot

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Middle East ETP News


November 18, 2024 BlackRock gets Abu Dhabi license to tap into region's capital markets
November 10, 2024 Mideast Stocks: Saudi bourse falls on oil; Qatar gains
November 01, 2024 ETF tracking HK-listed equities debuts on Saudi Exchange
October 31, 2024 Duo dream big with Abu Dhabi's first tokenised treasuries fund

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Africa ETF News


October 31, 2024 South Africa projects wider deficits and rising debt despite improved growth
October 23, 2024 BRICS: African leaders call for reforms of international institutions

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ESG and Of Interest News


November 15, 2024 New report showcases opportunities to unlock trade in renewable electricity
November 07, 2024 Progress in national climate policy efforts remains insufficient to achieve 2030 targets
November 01, 2024 IMF Working Paper-Following the Money: Who is Keeping Coal Alive?
October 23, 2024 Joint report explores scope for co-ordinated approaches on climate action, carbon pricing, and policy spillovers

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Infographics


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