SEC Filings For The Past 7 Days



Tidal Trust III files with the SEC-PEO Quest Liquid PE Replication ETF

November 4, 2024-Tidal Trust III has filed a Post-Effective Amendment, Registration Statement with the SEC for the PEO Quest Liquid PE Replication ETF.

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ETF Opportunities Trust files with the SEC

November 4, 2024-ETF Opportunities Trust has filed an Application for Exemptive Relief with the SEC.

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DBX ETF Trust files with the SEC-Xtrackers MSCI Emerging Markets ESG Leaders Equity ETF

November 4, 2024-DBX ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Xtrackers MSCI Emerging Markets ESG Leaders Equity ETF.

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First Trust Exchange-Traded Fund VIII files with the SEC-First Trust SkyBridge Crypto Industry and Digital Economy ETF

November 4, 2024-First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the First Trust SkyBridge Crypto Industry and Digital Economy ETF.

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2023 ETF Series Trust files with the SEC-Atlas America Fund

November 4, 2024-2023 ETF Series Trust has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the Atlas America Fund.

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Horizon Funds files with the SEC-Horizon Expedition Plus ETF and Horizon Landmark Liquidity ETF

November 1, 2024-Horizon Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the Horizon Expedition Plus ETF and Horizon Landmark Liquidity ETF.

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Strategy Shares files with the SEC-Strategy Shares Gold-Hedged Bond ETF

November 1, 2024-Strategy Shares has filed a Post-Effective Amendment, Registration Statement with the SEC for the Strategy Shares Gold-Hedged Bond ETF.

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RBB FUND, INC. files with the SEC

November 1, 2024-RBB FUND, INC. has filed a Post-Effective Amendment, Registration Statement with the SEC.

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21Shares Core XRP Trust files with the SEC

November 1, 2024-21Shares Core XRP Trust has filed a Form S-1, Registration Statement with the SEC.

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SPDR Series Trust files with the SEC

October 31, 2024-SPDR Series Trust has filed an Application for Exemptive Relief with the SEC.

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Tidal Trust II files with the SEC-6 Defiance Daily Target 2X Long ETFs

October 31, 2024-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Defiance Daily Target 2X Long SOFI ETF
Defiance Daily Target 2X Long AMAT ETF
Defiance Daily Target 2X Long GOLD ETF
Defiance Daily Target 2X Long ORCL ETF
Defiance Daily Target 2X Long FSLR ETF
Defiance Daily Target 2X Long DKNG ETF.

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T. Rowe Price Exchange-Traded Funds, Inc. files with the SEC-T. Rowe Price Capital Appreciation Premium Income ETF and T. Rowe Price Hedged Equity ETF

October 31, 2024-T. Rowe Price Exchange-Traded Funds, Inc. has filed a Post-Effective Amendment, Registration Statement with the SEC for the T. Rowe Price Capital Appreciation Premium Income ETF and T. Rowe Price Hedged Equity ETF.

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BlackRock Funds files with the SEC

October 30, 2024-BlackRock Funds has filed an application for exemptive relief with the SEC.

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Tidal Trust II files with the SEC-5 Defiance Daily Target 2X Long

October 30, 2024-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Defiance Daily Target 2X Long MSTR ETF
Defiance Daily Target 2X Long AVGO ETF
Defiance Daily Target 2X Long SMCI ETF
Defiance Daily Target 2X Long LLY ETF
Defiance Daily Target 2X Long NVO ETF.

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Tidal Trust II files with the SEC-Defiance Daily Target 2X Short MSTR ETF

October 30, 2024-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Defiance Daily Target 2X Short MSTR ETF.

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TCW ETF Trust files with the SEC-TCW Corporate Bond ETF

October 30, 2024-TCW ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the TCW Corporate Bond ETF.

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PGIM ETF Trust files with the SEC

October 30, 2024-PGIM ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.

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Schwab Strategic Trust files with the SEC-Schwab Core Bond ETF

October 30, 2024-Schwab Strategic Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Schwab Core Bond ETF.

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Tidal ETF Trust files with the SEC-FolioBeyond Enhanced Fixed Income Premium ETF

October 30, 2024-Tidal ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the FolioBeyond Enhanced Fixed Income Premium ETF.

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Tidal Trust III files with the SEC-TH GARP Global Rising Leaders ETF

October 30, 2024-Tidal Trust III has filed a Post-Effective Amendment, Registration Statement with the SEC for the TH GARP Global Rising Leaders ETF.

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Praxis Mutual Funds files with the SEC-Praxis Impact Large Cap Growth ETF and Praxis Impact Large Cap Value ETF

October 30, 2024-Praxis Mutual Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Praxis Impact Large Cap Growth ETF
Praxis Impact Large Cap Value ETF.

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Canary Solana ETF files with the SEC

October 30, 2024-Canary Solana ETF has filed a Form S-1, Registration Statement with the SEC.

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AdvisorShares Trust files with the SEC

October 29, 2024-AdvisorShares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.

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RBB Fund, Inc. files with the SEC-F/m Emerald Life Sciences Innovation ETF

October 29, 2024-RBB Fund, Inc. has filed a Post-Effective Amendment, Registration Statement with the SEC for the F/m Emerald Life Sciences Innovation ETF.

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abrdn Funds files with the SEC-abrdn Emerging Markets Dividend Active ETF and abrdn Focused U.S. Small Cap Active ETF

October 29, 2024-abrdn Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the
abrdn Emerging Markets Dividend Active ETF
abrdn Focused U.S. Small Cap Active ETF.

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Macquarie ETF Trust files with the SEC-Macquarie Global Listed Infrastructure ETF

October 29, 2024-Macquarie ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Macquarie Global Listed Infrastructure ETF.

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Americas


November 04, 2024 Tidal Trust III files with the SEC-PEO Quest Liquid PE Replication ETF
November 04, 2024 DBX ETF Trust files with the SEC-Xtrackers MSCI Emerging Markets ESG Leaders Equity ETF
November 04, 2024 ETF Opportunities Trust files with the SEC
November 04, 2024 2023 ETF Series Trust files with the SEC-Atlas America Fund
November 04, 2024 First Trust Exchange-Traded Fund VIII files with the SEC-First Trust SkyBridge Crypto Industry and Digital Economy ETF

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Europe ETF News


October 30, 2024 BlackRock scraps ESG multi-asset income fund due to low assets
October 30, 2024 DeFi Technologies' Subsidiary Valour Expands Offerings with First-Ever Valour Bittensor (TAO) SEK ETP in the Nordics on Spotlight Stock Market
October 24, 2024 IMF Regional Economic Outlook for Europe: A Recovery Short of Europe's Full Potential
October 24, 2024 WisdomTree Merger-UK Equity Income in to UK Quality Dividend Growth-De-listing notice
October 24, 2024 Citigroup unveils plan to power active ETF surge in Europe

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Asia ETF News


October 30, 2024 Asia's Economies Can Embrace Services to Boost Growth and Productivity
October 23, 2024 Japan maintains cautious stance on crypto ETFs
October 20, 2024 China cuts key lending rates to support growth

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Global ETP News


October 23, 2024 IMF-Fiscal Monitor October 2024: Putting a Lid on Public Debt
October 22, 2024 IMF-As Inflation Recedes, Global Economy Needs Policy Triple Pivot
October 10, 2024 China stimulus unleashes ETF buying spree in US and Europe

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Middle East ETP News


November 01, 2024 ETF tracking HK-listed equities debuts on Saudi Exchange
October 31, 2024 Duo dream big with Abu Dhabi's first tokenised treasuries fund
October 16, 2024 Modest Growth Forecast for Economies in the Middle East and North Africa Amid Rising Uncertainty

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Africa ETF News


October 31, 2024 South Africa projects wider deficits and rising debt despite improved growth
October 23, 2024 BRICS: African leaders call for reforms of international institutions

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ESG and Of Interest News


November 01, 2024 IMF Working Paper-Following the Money: Who is Keeping Coal Alive?
October 23, 2024 Joint report explores scope for co-ordinated approaches on climate action, carbon pricing, and policy spillovers

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Infographics


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