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SEC Filings For The Past 7 Days

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Canary XRP ETF files with the SEC

October 8, 2024-Canary XRP ETF has filed a Form S-1 Registration Statement with the SEC.

Legg Mason ETF Investment Trust files with the SEC-ClearBridge Dividend Strategy ESG ETF

October 9, 2024-Legg Mason ETF Investment Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the ClearBridge Dividend Strategy ESG ETF.

Exchange Listed Funds Trust files with the SEC-PLUS Korea Defense Industry Index ETF

October 9, 2024-Exchange Listed Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the PLUS Korea Defense Industry Index ETF.

NEOS ETF Trust files with the SEC-NEOS Real Estate High Income ETF

October 8, 2024-NEOS ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the NEOS Real Estate High Income ETF.

VanEck ETF Trust files with the SEC-VanEck Morningstar International Moat ETF

October 8, 2024-VanEck ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the VanEck Morningstar International Moat ETF.

Tidal Trust III files with the SEC-3 NestYield ETFs

October 8, 2024-Tidal Trust III has filed a Post-Effective Amendment, Registration Statement with the SEC for the
NestYield Dynamic Income Shield ETF
NestYield Total Return Guard ETF
NestYield Visionary ETF.

EA Series Trust files with the SEC-Matrix Advisors Value ETF

October 8, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Matrix Advisors Value ETF.

Elevation Series Trust files with the SEC-TrueShares Seasonality Laddered Buffered ETF

October 8, 2024-Elevation Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the TrueShares Seasonality Laddered Buffered ETF.

Roundhill ETF Trust files with the SEC-Roundhill Daily 2X Long China Dragons ETF

October 8, 2024-Roundhill ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Roundhill Daily 2X Long China Dragons ETF.

Bitwise Bitcoin ETF files with the SEC

October 8, 2024-Bitwise Bitcoin ETF has filed a Form S-1 Registration Statement with the SEC.

Segall Bryant & Hamill, LLC files with the SEC

October 7, 2024-Segall Bryant & Hamill, LLC have filed an Application for Exemptive Relief with the SEC.

NEOS ETF Trust files with the SEC-NEOS Bitcoin High Income ETF

October 7, 2024-NEOS ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the NEOS Bitcoin High Income ETF.

Virtus ETF Trust II files with the SEC-Virtus KAR Mid-Cap ETF

October 7, 2024-Virtus ETF Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Virtus KAR Mid-Cap ETF.

ETF Series Solutions files with the SEC-Aptus Deferred Income ETF and Aptus Large Cap Upside ETF

October 7, 2024-ETF Series Solutions has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Aptus Deferred Income ETF
Aptus Large Cap Upside ETF.

First Trust Exchange-Traded Fund VIII files with the SEC-7 FT Vest ETFs

October 7, 2024-First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the
FT Vest Laddered International Moderate Buffer ETF FT Vest U.S. Equity Max Buffer ETF- April
FT Vest U.S. Equity Max Buffer ETF- December
FT Vest U.S. Equity Max Buffer ETF- February
FT Vest U.S. Equity Max Buffer ETF- January
FT Vest U.S. Equity Max Buffer ETF- May
FT Vest U.S. Equity Max Buffer ETF- November
FT Vest U.S. Equity Max Buffer ETF- October.

Tidal Commodities Trust I files with the SEC-7RCC Spot Bitcoin and Carbon Credit Futures ETF

October 7, 2024-Tidal Commodities Trust I has filed a Pre-Effective Amendment No. 1 to Form S-1 Registration Statement with the SEC for the 7RCC Spot Bitcoin and Carbon Credit Futures ETF.

Krane Shares Trust files with the SEC-KraneShares Man Buyout Beta Index ETF

October 4, 2024-Krane Shares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the KraneShares Man Buyout Beta Index ETF.

Bitwise Funds Trust files with the SEC-3 ETFs

October 4, 2024-Bitwise Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Bitwise Trendwise Bitcoin and Treasuries Rotation Strategy ETF (formerly, Bitwise Bitcoin Optimum Roll Strategy ETF)
Bitwise Trendwise Ethereum and Treasuries Rotation Strategy ETF (formerly, Bitwise Ethereum Strategy ETF)
Bitwise Trendwise BTC/ETH and Treasuries Rotation Strategy ETF (formerly, Bitwise Bitcoin and Ether Equal Weight Strategy ETF).

Franklin Templeton ETF Trust files with the SEC-Franklin International Dividend Multiplier Index ETF and Franklin U.S. Dividend Multiplier Index ETF

October 4, 2024-Franklin Templeton ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Franklin International Dividend Multiplier Index ETF
Franklin U.S. Dividend Multiplier Index ETF.

ETF Series Solutions files with the SEC-U.S. Global Technology and Aerospace & Defense ETF

October 4, 2024-ETF Series Solutions has filed a Post-Effective Amendment, Registration Statement with the SEC for the U.S. Global Technology and Aerospace & Defense ETF.

Listed Funds Trust files with the SEC-3 ETFs

October 4, 2024-Listed Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Fruit Of My Loins Strategy A ETF
Fruit Of My Loins Strategy B ETF
RS Multi-Cap Low-Vol ETF.

First Trust Exchange-Traded Fund VI files with the SEC-Small Cap US Equity Select ETF

October 4, 2024-First Trust Exchange-Traded Fund VI has filed a Post-Effective Amendment, Registration Statement with the SEC for the First Trust SMID Growth Strength ETF (formerly, Small Cap US Equity Select ETF).

NEOS ETF Trust files with the SEC-FIS Bright Portfolios Focused Equity ETF

October 4, 2024-NEOS ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the FIS Bright Portfolios Focused Equity ETF.

Advisors' Inner Circle Fund II files with the SEC-6 Frontier Asset ETFs

October 4, 2024-Advisors' Inner Circle Fund II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Frontier Asset Absolute Return ETF
Frontier Asset Core Bond ETF
Frontier Asset Opportunistic Credit ETF
Frontier Asset Global Small Cap Equity ETF
Frontier Asset Total International Equity ETF
Frontier Asset U.S. Large Cap Equity ETF.

RBB Fund Trust files with the SEC-Tweedy, Browne Insider + Value ETF

October 4, 2024-RBB Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Tweedy, Browne Insider + Value ETF.

Cohen & Steers ETF Trust files with the SEC-3 Cohen & Steers ETFs

October 3, 2024-Cohen & Steers ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Cohen & Steers Preferred and Income Opportunities Active ETF
Cohen & Steers Real Estate Active ETF
Cohen & Steers Natural Resources Active ETF.

Guinness Atkinson Funds files with the SEC

October 3, 2024-Guinness Atkinson Funds has filed an Application for Exemptive Relief with the SEC.

ETF Opportunities Trust files with the SEC-REX IncomeMax IBIT Strategy ETF

October 3, 2024-ETF Opportunities Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the REX IncomeMax IBIT Strategy ETF.

Fidelity Merrimack Street Trust files with the SEC-Fidelity Municipal Bond Opportunities ETF and Fidelity Systematic Municipal Bond Index ETF

October 3, 2024-Fidelity Merrimack Street Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Fidelity Municipal Bond Opportunities ETF
Fidelity Systematic Municipal Bond Index ETF.

Listed Funds Trust files with the SEC-Fortuna Hedged Bitcoin Fund

October 3, 2024-Listed Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Fortuna Hedged Bitcoin Fund.

Spinnaker ETF Series files with the SEC-Obra Defensive High Yield ETF

October 3, 2024-Spinnaker ETF Series has filed a Post-Effective Amendment, Registration Statement with the SEC for the Obra Defensive High Yield ETF.