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SEC Filings For The Past 7 Days

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Advisors Series Trust files with the SEC

October 1, 2024-Advisors Series Trust has filed an Application for Exemptive Relief with the SEC.

First Trust Exchange-Traded Fund files with the SEC-First Trust WCM Developing World Equity ETF

October 2, 2024-First Trust Exchange-Traded Fund has filed a Post-Effective Amendment, Registration Statement with the SEC for the First Trust WCM Developing World Equity ETF.

First Trust Exchange-Traded Fund files with the SEC-First Trust WCM International Equity ETF

October 2, 2024-First Trust Exchange-Traded Fund has filed a Post-Effective Amendment, Registration Statement with the SEC for the First Trust WCM International Equity ETF.

EA Series Trust files with the SEC-3 Cambria ETFs

October 2, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Cambria Global Shareholder Yield ETF
Cambria Tax Aware ETF
Cambria Endowment Style ETF.

Elevation Series Trust files with the SEC-The Opal International Dividend Income ETF

September 30, 2024-Elevation Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the The Opal International Dividend Income ETF.

Tidal Trust II files with the SEC-Return Stacked(R) Bonds & Merger Arbitrage ETF

October 2, 2024-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Return Stacked(R) Bonds & Merger Arbitrage ETF.

Pacer Funds Trust files with the SEC-3 ETFs

October 2, 2024-Pacer Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Pacer US Cash Cows Bond ETF
Pacer Solactive Whitney Future of Warfare ETF
Pacer PE/VC ETF.

Hashdex Nasdaq Crypto Index US ETF files with the SEC

October 2, 2024-Hashdex Nasdaq Crypto Index US ETF has filed a Pre-Effective Amendment No. 1 to Form S-1 Registration Statement with the SEC.

Bitwise XRP ETF files with the SEC

October 2, 2024-Bitwise XRP ETF has filed a Form S-1 Registration Statement with the SEC.

Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-6 Mo Apr/Oct

October 1, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Defined Protection ETF-6 Mo Apr/Oct.

Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-1 Yr October

October 1, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Defined Protection ETF-1 Yr October.

Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-2 Yr to October 2026

October 1, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Defined Protection ETF-2 Yr to October 2026.

EA Series Trust files with the SEC-3 Cambria ETFs

October 1, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Cambria Global Shareholder Yield ETF
Cambria Tax Aware ETF
Cambria Endowment Style ETF.

First Trust Exchange-Traded Fund VIII files with the SEC-FT Vest U.S. Equity Quarterly Max Buffer ETF

October 1, 2024-First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the FT Vest U.S. Equity Quarterly Max Buffer ETF.

Professionally Managed Portfolios files with the SEC-Akre Focus ETF

October 1, 2024-Professionally Managed Portfolios has filed a Post-Effective Amendment, Registration Statement with the SEC for the Akre Focus ETF.

Touchstone ETF Trust files with the SEC-3 ETFs

October 1, 2024-Touchstone ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Touchstone International Equity ETF
Touchstone Sands Capital Emerging Markets ex-China Growth ETF
Touchstone Sands Capital US Select Growth ETF.

Strategy Shares files with the SEC-Eventide US Market ETF

October 1, 2024-Strategy Shares has filed a Post-Effective Amendment, Registration Statement with the SEC for the Eventide US Market ETF.

Exchange Place Advisors Trust files with the SEC-North Square RCIM Tax-Advantaged Preferred Securities ETF

October 1, 2024-Exchange Place Advisors Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the North Square RCIM Tax-Advantaged Preferred Securities ETF.

Morgan Stanley ETF Trust files with the SEC-Parametric Equity Plus ETF

September 30, 2024-Morgan Stanley ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Parametric Equity Plus ETF.

Morgan Stanley ETF Trust files with the SEC-3 Eaton Vance ETFs

September 30, 2024-Morgan Stanley ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for
Eaton Vance CLO Investment Grade Income ETF
Eaton Vance High Yield Municipal Income ETF
Eaton Vance Strategic Income Opportunities ETF.

PGIM Rock ETF Trust files with the SEC-16 ETFs

September 30, 2024-PGIM Rock ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
PGIM S&P 500 Max Buffer ETF-February
PGIM S&P 500 Max Buffer ETF-March
PGIM S&P 500 Max Buffer ETF-April
PGIM S&P 500 Max Buffer ETF-May
PGIM S&P 500 Max Buffer ETF-June
PGIM S&P 500 Max Buffer ETF-July
PGIM S&P 500 Max Buffer ETF-August
PGIM S&P 500 Max Buffer ETF-September

Thornburg ETF Trust files with the SEC-4 ETFs

September 27, 2024-Thornburg ETF Trust has filed a Form N-1A Registration Statement with the SEC for the
Thornburg Core Plus Bond ETF
Thornburg Flexible Bond ETF
Thornburg International Core Equity ETF
Thornburg International Growth ETF.

John Hancock Investment Trust files with the SEC

September 27, 2024-John Hancock Investment Trust has filed an Application for Exemptive Relief with the SEC.

Elevation Series Trust files with the SEC

September 27, 2024-Elevation Series Trust has filed an Application for Exemptive Relief with the SEC.

AltShares Trust files with the SEC-AltShares Merger Arbitrage ETF and AltShares Event-Driven ETF

September 27, 2024-AltShares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
AltShares Merger Arbitrage ETF
AltShares Event-Driven ETF.

Spinnaker ETF Series files with the SEC-Select STOXX Europe Aerospace & Defense ETF

September 27, 2024-Spinnaker ETF Series has filed a Post-Effective Amendment, Registration Statement with the SEC for the Select STOXX Europe Aerospace & Defense ETF.

Starboard Investment Trust files with the SEC-4 ETFs

September 27, 2024-Starboard Investment Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Adaptive Alpha Opportunities ETF
Adaptive Hedged Multi-Asset Income ETF
RH Tactical Rotation ETF
RH Tactical Outlook ETF.

EA Series Trust files with the SEC-Argent Mid Cap ETF

September 27, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Argent Mid Cap ETF.

NEOS ETF Trust files with the SEC-6 Kurv Yield Premium Strategy ETFs

September 27, 2024-NEOS ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Kurv Yield Premium Strategy Amazon (AMZN) ETF
Kurv Yield Premium Strategy Apple (AAPL) ETF
Kurv Yield Premium Strategy Microsoft (MSFT) ETF
Kurv Yield Premium Strategy Google (GOOGL) ETF
Kurv Yield Premium Strategy Tesla (TSLA) ETF
Kurv Yield Premium Strategy Netflix (NFLX) ETF..

EA Series Trust files with the SEC-Astoria International Quality Growth Kings ETF and Astoria US Quality Growth Kings ETF

September 27, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Astoria International Quality Growth Kings ETF
Astoria US Quality Growth Kings ETF.

Managed Portfolio Series files with the SEC-Leuthold Core ETF and Leuthold Select Industries ETF

September 27, 2024-Managed Portfolio Series has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Leuthold Core ETF
Leuthold Select Industries ETF.

First Trust Exchange-Traded Fund VIII files with the SEC-FT Raymond James Multicap Growth Equity ETF and FT Vest U.S. Equity Max Buffer ETF-March

September 27, 2024-First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the
FT Raymond James Multicap Growth Equity ETF
FT Vest U.S. Equity Max Buffer ETF-March.

Neuberger Berman ETF Trust files with the SEC-Neuberger Berman Total Return Bond ETF

September 27, 2024-Neuberger Berman ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Neuberger Berman Total Return Bond ETF.

New York Life Investments Active ETF Trust files with the SEC-NYLI MacKay ESG Core Plus Bond ETF

September 27, 2024-New York Life Investments Active ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the NYLI MacKay ESG Core Plus Bond ETF.

Neuberger Berman ETF Trust files with the SEC-Neuberger Berman Growth ETF

September 27, 2024-Neuberger Berman ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Neuberger Berman Growth ETF.

ETF Series Solutions files with the SEC-Bahl & Gaynor Small Cap Dividend ETF and Bahl & Gaynor Dividend ETF

September 27, 2024-ETF Series Solutions has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Bahl & Gaynor Small Cap Dividend ETF
Bahl & Gaynor Dividend ETF.

Parnassus Income Funds files with the SEC-Parnassus Core Select ETF and Parnassus Value Select ETF

September 27, 2024-Parnassus Income Funds has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Parnassus Core Select ETF
Parnassus Value Select ETF.

Advisors' Inner Circle Fund files with the SEC-LSV Disciplined Value ETF

September 27, 2024-Advisors' Inner Circle Fund has filed a Post-Effective Amendment, Registration Statement with the SEC for the LSV Disciplined Value ETF.

BlackRock ETF Trust files with the SEC-BlackRock Large Cap Value ETF

September 27, 2024-BlackRock ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the BlackRock Large Cap Value ETF.

Series Portfolios Trust files with the SEC-Elm Market Navigator ETF

September 27, 2024-Series Portfolios Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Elm Market Navigator ETF.

Listed Funds Trust files with the SEC-8 Teucrium ETFs

September 27, 2024-Listed Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Teucrium No K-1 Corn ETF
Teucrium 2x Daily Corn ETF
Teucrium No K-1 Wheat ETF
Teucrium 2x Daily Wheat ETF
Teucrium No K-1 Sugar ETF
Teucrium 2x Daily Sugar ETF
Teucrium No K-1 Soybean ETF
Teucrium 2x Daily Soybean ETF..

Strategy Shares files with the SEC-Elm Day Hagan Smart Buffer ETF

September 27, 2024-Strategy Shares has filed a Post-Effective Amendment, Registration Statement with the SEC for the Day Hagan Smart Buffer ETF.

Krane Shares Trust files with the SEC-5 KraneShares 2x Long ETFs

September 27, 2024-Krane Shares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
KraneShares 2x Long BABA Daily ETF
KraneShares 2x Long PDD Daily ETF
KraneShares 2x Long JD Daily ETF
KraneShares 2x Long BIDU Daily ETF
KraneShares 2x Long TSM Daily ETF.

Strategy Shares files with the SEC-Day Hagan/Ned Davis Research Smart Sector ETF

September 27, 2024-Strategy Shares has filed a Post-Effective Amendment, Registration Statement with the SEC for the Day Hagan/Ned Davis Research Smart Sector ETF.

Strategy Shares files with the SEC-Day Hagan Smart Buffer ETF

September 27, 2024-Strategy Shares has filed a Post-Effective Amendment, Registration Statement with the SEC for the Day Hagan Smart Buffer ETF.

MFS Active Exchange Traded Funds Trust files with the SEC-5 MFS Active ETFs

September 26, 2024-MFS Active Exchange Traded Funds Trust has filed a Form N-1A Registration Statement, Pre-Effective Amendment No. 2 with the SEC for the
MFS Active Core Plus Bond ETF
MFS Active Growth ETF
MFS Active Intermediate Muni Bond ETF
MFS Active International ETF
MFS Active Value ETF.

EA Series Trust files with the SEC-Sparkline Intangible Value ETF

September 26, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Sparkline Intangible Value ETF.

Listed Funds Trust files with the SEC-Alexis Practical Tactical ETF

September 26, 2024-Listed Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Alexis Practical Tactical ETF.

ProShares files with the SEC

September 26, 2024-ProShares has filed a Post-Effective Amendment, Registration Statement with the SEC.

First Trust Exchange-Traded Fund VI files with the SEC-First Trust New Constructs Core Earnings Leaders ETF

September 26, 2024-First Trust Exchange-Traded Fund VI has filed a Post-Effective Amendment, Registration Statement with the SEC for the First Trust New Constructs Core Earnings Leaders ETF.

Dimensional ETF Trust files with the SEC-Dimensional US Marketwide Value ETF

September 26, 2024-Dimensional ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Dimensional US Marketwide Value ETF.

Northern Lights Fund Trust IV files with the SEC-8 Brookstone ETFs

September 26, 2024-Northern Lights Fund Trust IV has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Brookstone Dividend Stock ETF
Brookstone Growth Stock ETF
Brookstone Value Stock ETF
Brookstone Intermediate Bond ETF
Brookstone Ultra-Short Bond ETF
Brookstone Active ETF
Brookstone Opportunities ETF
Brookstone Yield ETF..

Northern Lights Fund Trust II files with the SEC-The Future Fund Active ETF and The Future Fund Long/Short ETF

September 26, 2024-Northern Lights Fund Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
The Future Fund Active ETF
The Future Fund Long/Short ETF.

Northern Lights Fund Trust IV files with the SEC-Sterling Capital Focus Equity ETF

September 26, 2024-Northern Lights Fund Trust IV has filed a Post-Effective Amendment, Registration Statement with the SEC for the Sterling Capital Focus Equity ETF.

DBX ETF Trust files with the SEC-16 ETFs

September 26, 2024-DBX ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for
Xtrackers International Real Estate ETF
Xtrackers MSCI Emerging Markets Hedged Equity ETF
Xtrackers MSCI EAFE Hedged Equity ETF
Xtrackers MSCI Japan Hedged Equity ETF,

John Hancock Exchange-Traded Fund Trust files with the SEC-John Hancock Core Bond ETF

September 26, 2024-John Hancock Exchange-Traded Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the John Hancock Core Bond ETF.

John Hancock Exchange-Traded Fund Trust files with the SEC-John Hancock Core Plus Bond ETF

September 26, 2024-John Hancock Exchange-Traded Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the John Hancock Core Plus Bond ETF.

Goldman Sachs ETF Trust files with the SEC-Goldman Sachs India Equity ETF

September 26, 2024-Goldman Sachs ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Goldman Sachs India Equity ETF.

SEC Filings For The Past 7 Days

Advisors Series Trust files with the SEC

First Trust Exchange-Traded Fund files with the SEC-First Trust WCM Developing World Equity ETF

First Trust Exchange-Traded Fund files with the SEC-First Trust WCM International Equity ETF

EA Series Trust files with the SEC-3 Cambria ETFs

Elevation Series Trust files with the SEC-The Opal International Dividend Income ETF

Tidal Trust II files with the SEC-Return Stacked(R) Bonds & Merger Arbitrage ETF

Pacer Funds Trust files with the SEC-3 ETFs

Hashdex Nasdaq Crypto Index US ETF files with the SEC

Bitwise XRP ETF files with the SEC

Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-6 Mo Apr/Oct

Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-1 Yr October

Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-2 Yr to October 2026

EA Series Trust files with the SEC-3 Cambria ETFs

First Trust Exchange-Traded Fund VIII files with the SEC-FT Vest U.S. Equity Quarterly Max Buffer ETF

Professionally Managed Portfolios files with the SEC-Akre Focus ETF

Touchstone ETF Trust files with the SEC-3 ETFs

Strategy Shares files with the SEC-Eventide US Market ETF

Exchange Place Advisors Trust files with the SEC-North Square RCIM Tax-Advantaged Preferred Securities ETF

Morgan Stanley ETF Trust files with the SEC-Parametric Equity Plus ETF

Morgan Stanley ETF Trust files with the SEC-3 Eaton Vance ETFs

PGIM Rock ETF Trust files with the SEC-16 ETFs

Thornburg ETF Trust files with the SEC-4 ETFs

John Hancock Investment Trust files with the SEC

Elevation Series Trust files with the SEC

AltShares Trust files with the SEC-AltShares Merger Arbitrage ETF and AltShares Event-Driven ETF

Spinnaker ETF Series files with the SEC-Select STOXX Europe Aerospace & Defense ETF

Starboard Investment Trust files with the SEC-4 ETFs

EA Series Trust files with the SEC-Argent Mid Cap ETF

NEOS ETF Trust files with the SEC-6 Kurv Yield Premium Strategy ETFs

EA Series Trust files with the SEC-Astoria International Quality Growth Kings ETF and Astoria US Quality Growth Kings ETF

Managed Portfolio Series files with the SEC-Leuthold Core ETF and Leuthold Select Industries ETF

First Trust Exchange-Traded Fund VIII files with the SEC-FT Raymond James Multicap Growth Equity ETF and FT Vest U.S. Equity Max Buffer ETF-March

Neuberger Berman ETF Trust files with the SEC-Neuberger Berman Total Return Bond ETF

New York Life Investments Active ETF Trust files with the SEC-NYLI MacKay ESG Core Plus Bond ETF

Neuberger Berman ETF Trust files with the SEC-Neuberger Berman Growth ETF

ETF Series Solutions files with the SEC-Bahl & Gaynor Small Cap Dividend ETF and Bahl & Gaynor Dividend ETF

Parnassus Income Funds files with the SEC-Parnassus Core Select ETF and Parnassus Value Select ETF

Advisors' Inner Circle Fund files with the SEC-LSV Disciplined Value ETF

BlackRock ETF Trust files with the SEC-BlackRock Large Cap Value ETF

Series Portfolios Trust files with the SEC-Elm Market Navigator ETF

Listed Funds Trust files with the SEC-8 Teucrium ETFs

Strategy Shares files with the SEC-Elm Day Hagan Smart Buffer ETF

Krane Shares Trust files with the SEC-5 KraneShares 2x Long ETFs

Strategy Shares files with the SEC-Day Hagan/Ned Davis Research Smart Sector ETF

Strategy Shares files with the SEC-Day Hagan Smart Buffer ETF

MFS Active Exchange Traded Funds Trust files with the SEC-5 MFS Active ETFs

EA Series Trust files with the SEC-Sparkline Intangible Value ETF

Listed Funds Trust files with the SEC-Alexis Practical Tactical ETF

ProShares files with the SEC

First Trust Exchange-Traded Fund VI files with the SEC-First Trust New Constructs Core Earnings Leaders ETF

Dimensional ETF Trust files with the SEC-Dimensional US Marketwide Value ETF

Northern Lights Fund Trust IV files with the SEC-8 Brookstone ETFs

Northern Lights Fund Trust II files with the SEC-The Future Fund Active ETF and The Future Fund Long/Short ETF

Northern Lights Fund Trust IV files with the SEC-Sterling Capital Focus Equity ETF

DBX ETF Trust files with the SEC-16 ETFs

John Hancock Exchange-Traded Fund Trust files with the SEC-John Hancock Core Bond ETF

John Hancock Exchange-Traded Fund Trust files with the SEC-John Hancock Core Plus Bond ETF

Goldman Sachs ETF Trust files with the SEC-Goldman Sachs India Equity ETF

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