SEC Filings For The Past 7 Days



Alger ETF Trust files with the SEC-Alger Russell Innovation ETF

September 13, 2024-Alger ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Alger Russell Innovation ETF.

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Kurv ETF Trust files with the SEC

September 17, 2024--Kurv ETF Trust has filed an Amended Application for Exemptive Relief with the SEC.

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Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-6 Mo Apr/Oct

September 17, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Defined Protection ETF-6 Mo Apr/Oct.

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Syntax ETF Trust files with the SEC-WEBs Defined Volatility SPY ETF

September 17, 2024-Syntax ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the WEBs Defined Volatility SPY ETF.

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Syntax ETF Trust files with the SEC-WEBs Defined Volatility QQQ ETF

September 17, 2024-Syntax ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the WEBs Defined Volatility QQQ ETF.

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Alger ETF Trust files with the SEC-3 ETFs

September 17, 2024-Alger ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Alger Mid Cap 40 ETF
Alger 35 ETF
Alger Weatherbie Enduring Growth ETF.

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Janus Detroit Street Trust files with the SEC-Janus Henderson Mid Cap Growth Alpha ETF

September 16, 2024-Janus Detroit Street Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Janus Henderson Mid Cap Growth Alpha ETF.

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Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-1 Yr October

September 16, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Defined Protection ETF-1 Yr October.

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Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-2 Yr to October 2026

September 16, 2024-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Equity Defined Protection ETF-2 Yr to October 2026.

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Simplify Exchange Traded Funds files with the SEC-Simplify China A Shares PLUS Income ETF and Simplify Tactical US ETF

September 16, 2024-Simplify Exchange Traded Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Simplify China A Shares PLUS Income ETF
Simplify Tactical US ETF.

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NEOS ETF Trust files with the SEC-NEOS Enhanced Income 20+ Year Treasury Bond ETF

September 13, 2024-Harbor ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the NEOS Enhanced Income 20+ Year Treasury Bond ETF.

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ETF Series Solutions files with the SEC-AAM SLC Low Duration Income ETF

September 13, 2024-ETF Series Solutions has filed a Post-Effective Amendment, Registration Statement with the SEC for the AAM SLC Low Duration Income ETF.

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Tema ETF Trust files with the SEC-Tema Electrification ETF and Tema Endowment ETF

September 13, 2024-Tema ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Tema Electrification ETF
Tema Endowment ETF.

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Virtus ETF Trust II files with the SEC-Virtus Seix AAA Private Credit CLO ETF

September 13, 2024-Virtus ETF Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Virtus Seix AAA Private Credit CLO ETF.

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RBB Fund Trust files with the SEC-Longview Advantage ETF

September 13, 2024-RBB Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Longview Advantage ETF.

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EA Series Trust files with the SEC-Stance Sustainable Beta ETF

September 13, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Stance Sustainable Beta ETF.

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Gabelli ETFs Trust files with the SEC-Gabelli Financial Services Opportunities ETF

September 13, 2024-Gabelli ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Gabelli Financial Services Opportunities ETF.

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Tidal Trust III files with the SEC-VistaShares Artificial Intelligence Supercycle ETF and VistaShares Electrification Supercycle ETF

September 13, 2024-Tidal Trust III has filed a Post-Effective Amendment, Registration Statement with the SEC for the
VistaShares Artificial Intelligence Supercycle ETF
VistaShares Electrification Supercycle ETF.

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ETF Opportunities Trust files with the SEC-T-Rex 2X Long MSTR Daily Target ETF and T-Rex 2X Inverse MSTR Daily Target ETF

September 13, 2024-ETF Opportunities Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
T-Rex 2X Long MSTR Daily Target ETF
T-Rex 2X Inverse MSTR Daily Target ETF.

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Texas Capital Funds Trust files with the SEC-Texas Capital Government Money Market ETF

September 13, 2024-Texas Capital Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for Texas Capital Government Money Market ETF.

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Advisors' Inner Circle Fund II files with the SEC-4 3EDGE Dynamic ETFs

September 13, 2024-Advisors' Inner Circle Fund II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
3EDGE Dynamic Fixed Income ETF
3EDGE Dynamic Hard Assets ETF
3EDGE Dynamic International Equity ETF
3EDGE Dynamic US Equity ETF.

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Natixis Funds Trust files with the SEC

September 12, 2024-Natixis Funds Trust has filed a an Application for Exemptive Relief with the SEC.

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Tidal Trust II files with the SEC-YieldMax(TM) Dorsey Wright Featured 5 Income ETF and YieldMax Dorsey Wright Hybrid 5 Income ETF

September 12, 2024-Tidal Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
YieldMax(TM) Dorsey Wright Featured 5 Income ETF
YieldMax(TM) Dorsey Wright Hybrid 5 Income ETF.

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BondBloxx ETF Trust files with the SEC-BondBloxx Private Credit CLO ETF

September 12, 2024-BondBloxx ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the BondBloxx Private Credit CLO ETF.

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Harbor ETF Trust files with the SEC-Harbor Osmosis Emerging Markets Resource Efficient ETF and Harbor Osmosis International Resource Efficient ETF

September 12, 2024-Harbor ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Harbor Osmosis Emerging Markets Resource Efficient ETF
Harbor Osmosis International Resource Efficient ETF.

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Shelton Funds files with the SEC

September 11, 2024--Shelton Funds has filed an Amended Application for Exemptive Relief with the SEC.

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Palmer Square Funds Trust files with the SEC-3 ETFs

September 11, 2024-Palmer Square Funds Trust has filed a Pre-Effective Amendment No. 3 Form N-1A Registration Statement with the SEC for the
Palmer Square Credit Opportunities ETF
Palmer Square CLO Debt ETF
Palmer Square CLO Senior Debt ETF.

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First Trust Exchange-Traded Fund VIII files with the SEC-3 FT Vest ETFs

September 11, 2024-First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the
FT Vest Emerging Markets Buffer ETF -December
FT Vest Emerging Markets Buffer ETF-March
FT Vest Emerging Markets Buffer ETF-September.

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VanEck ETF Trust files with the SEC-VanEck AA-BB CLO ETF

September 11, 2024-VanEck ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the VanEck AA-BB CLO ETF.

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EA Series Trust files with the SEC-JLens 500 Jewish Advocacy U.S. ETF

September 11, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the JLens 500 Jewish Advocacy U.S. ETF.

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Americas


September 17, 2024 Kurv ETF Trust files with the SEC
September 17, 2024 Syntax ETF Trust files with the SEC-WEBs Defined Volatility SPY ETF
September 17, 2024 Syntax ETF Trust files with the SEC-WEBs Defined Volatility QQQ ETF
September 17, 2024 Alger ETF Trust files with the SEC-3 ETFs
September 17, 2024 Innovator ETFs Trust files with the SEC-Innovator Equity Defined Protection ETF-6 Mo Apr/Oct

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Europe ETF News


September 10, 2024 ESAs warn of risks from economic and geopolitical events

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Asia ETF News


August 26, 2024 ETF Empowering Investors in China's Transition to Sustainable Economy
August 23, 2024 India: With markets at peak, mutual fund redemptions surge: Report
August 23, 2024 China Bond Trading Collapses Amid PBOC Crackdown on Record Rally
August 22, 2024 India surpasses China to become Russia's top oil buyer in July
August 21, 2024 Yuanta and Uni-President fined for 'misleading' Taiwan ETF adverts

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Global ETP News


September 04, 2024 Goods barometer rises above trend, signalling upturn in trade volume
September 03, 2024 Shenzhen and Dubai Forge Stronger Financial Ties with New Cross-Border ETF Agreement

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Middle East ETP News


August 30, 2024 ADX logs $506.4mln in ETF trading Jan-Aug 2024
August 28, 2024 TCW expands global footprint with opening of Dubai office
August 23, 2024 Saudi GDP growth set to turn positive in H2 2024
August 22, 2024 Saudi targets Indian, Chinese, other Asian investors to boost stock market

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Africa ETF News


September 04, 2024 Africa: Climate-ECA Reveals Africa Loses Up to 5 Percent of GDP
August 27, 2024 Uganda joins African exchanges link
August 15, 2024 Economic reforms are tempting finance back to Ethiopia and Zambia
August 13, 2024 Africa: Carbon Trading-an Opportunity for Economic Development
August 12, 2024 African Economic Expansion Need Not Threaten Global Carbon Targets-Study Points Out the Path to Green Growth

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ESG and Of Interest News


September 09, 2024 World Trade Report 2024 highlights trade's role in supporting inclusiveness
September 03, 2024 State of the Climate in Africa 2023
August 27, 2024 US unveils new tools to withstand encryption-breaking quantum. Here's what experts are saying
August 16, 2024 Africa: Gender Equality Has Everything to Do With Climate Change
August 15, 2024 Researchers Have Ranked AI Models Based on Risk-and Found a Wild Range

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Infographics


August 27, 2024 Charted: $5 Trillion in Global Commodity Exports, by Sector

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