SEC Filings for the Past 7 Days
you are currently viewing:Guggenheim Funds Trust files with the SEC-Guggenheim Securitized Income ETF and Guggenheim Investment Grade CLO ETFSeptember 28, 2026-Guggenheim Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the |
Advisers Investment Trust files with the SEC
September 28, 2026-Advisers Investment Trust has filed an Amended and Restated Application for Exemptive Relief with the SEC.
Advisers Investment Trust files with the SEC
September 28, 2026-Advisers Investment Trust has filed an Amended and Restated Application for Exemptive Relief with the SEC.
EA Series Trust files with the SEC-Towle Value ETF
September 28, 2026-EA Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Towle Value ETF.
Listed Funds Trust files with the SEC-Wahed Dow Jones Islamic World ETF and Wahed FTSE USA Shariah ETF
September 28, 2026-Listed Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Wahed Dow Jones Islamic World ETF
Wahed FTSE USA Shariah ETF.
Simplify Exchange Traded Funds files with the SEC-Simplify Brookwood Global Macro ETF
September 28, 2026-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Simplify Brookwood Global Macro ETF.
Investment Managers Series Trust III files with the SEC-FPA Queens Road Value ETF
September 28, 2026-Investment Managers Series Trust III has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FPA Queens Road Value ETF.
TenGrove ETF Trust files with the SEC
September 25, 2026-TenGrove ETF Trust has filed an Application for Exemptive Relief with the SEC.
Bluerock ETF Trust files with the SEC
September 25, 2026-Bluerock ETF Trust has filed an Application for Exemptive Relief with the SEC.
ProShares Trust files with the SEC
September 25, 2026-ProShares Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC.
ETF Series Solutions files with the SEC-3 ClearShares ETFs
September 25, 2026-ETF Series Solutions has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
ClearShares OCIO ETF
ClearShares Ultra-Short Maturity ETF
ClearShares Piton Intermediate Fixed Income ETF.
