SEC Filings for the Past 7 Days
you are currently viewing:Northern Funds files with the SEC-3 Tax-Exempt Bond ETFsAugust 5, 2025-Northern Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the |
John Hancock Exchange-Traded Fund Trust files with the SEC-John Hancock Global Senior Loan ETF
August 5, 2025-John Hancock Exchange-Traded Fund Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the John Hancock Global Senior Loan ETF.
abrdn Funds files with the SEC-abrdn Ultra Short Municipal Income Active ETF
August 5, 2025-abrdn Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for abrdn Ultra Short Municipal Income Active ETF.
Elevation Series Trust files with the SEC-10 TrueShares Structured Outcome ETFs
August 5, 2025-Elevation Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
TrueShares Structured Outcome (January) ETF
TrueShares Structured Outcome (February) ETF
TrueShares Structured Outcome (March) ETF
Advisors Series Trust files with the SEC-Scharf ETF and Scharf Global Opportunity ETF
August 5, 2025-Advisors Series Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Scharf ETF
Scharf Global Opportunity ETF.
North Capital Funds Trust files with the SEC
August 5, 2025-North Capital Funds Trust has filed an Application for Exemptive Relief with the SEC.
Northern Lights Fund Trust files with the SEC-DF Innovation ETF
August 5, 2025-Northern Lights Fund Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the DF Innovation ETF.
Tidal Trust I files with the SEC-FINQ First U.S. Large Cap AI-Managed Equity ETF and FINQ Dollar Neutral U.S. Large Cap AI-Managed Equity ETF
August 5, 2025-Tidal Trust I has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
FINQ First U.S. Large Cap AI-Managed Equity ETF
FINQ Dollar Neutral U.S. Large Cap AI-Managed Equity ETF.
21Shares Polkadot Trust files with the SEC
August 5, 2025-21Shares Polkadot Trust has filed a Form S-1 Registration Statement with the SEC.
North Capital Funds Trust files with the SEC-Franklin Solana ETF
August 4, 2025-North Capital Funds Trust has filed an Amended Application for Exemptive relief with the SEC.
Lazard Active ETF Trust files with the SEC-Lazard Global Infrastructure ETF and Lazard US Systematic Small Cap Equity ETF
August 4, 2025-Lazard Active ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for
Lazard Global Infrastructure ETF
Lazard US Systematic Small Cap Equity ETF.
