SEC Filings For The Past 7 Days



EA Series Trust files with the SEC-Militia Long/Short Equity ETF

December 23, 2024-Simplify Exchange Traded Funds has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Militia Long/Short Equity ETF.

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Trust for Professional Managers files with the SEC-Performance Trust Short Term Bond ETF

December 23, 2024-Trust for Professional Managers has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Performance Trust Short Term Bond ETF.

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THOR Financial Technologies Trust files with the SEC-THOR Low Volatility ETF

December 23, 2024-THOR Financial Technologies Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the THOR Low Volatility ETF.

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EA Series Trust files with the SEC-Matrix Advisors Value ETF

December 23, 2024-Simplify Exchange Traded Funds has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Matrix Advisors Value ETF.

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Tidal Trust II files with the SEC-Clockwise Core Equity & Innovation ETF

December 23, 2024-Tidal Trust II has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Clockwise Core Equity & Innovation ETF.

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NEOS ETF Trust files with the SEC-NEOS Enhanced Income Credit Select ETF

December 23, 2024-NEOS ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the NEOS Enhanced Income Credit Select ETF.

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Exchange Traded Concepts Trust files with the SEC-4 ETFs

December 23, 2024-Exchange Traded Concepts Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
EMQQ The Emerging Markets Internet ETF (formerly, EMQQ The Emerging Markets Internet & Ecommerce ETF)
FMQQ The Next Frontier Internet ETF (formerly, FMQQ The Next Frontier Internet & Ecommerce ETF)
INQQ The India Internet ETF (formerly, India Internet & Ecommerce ETF)
Vesper U.S. Large Cap Short-Term Reversal Strategy ETF.

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Sprott Funds Trust files with the SEC-Sprott Silver Miners & Physical Silver ETF

December 23, 2024-Sprott Funds Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Sprott Silver Miners & Physical Silver ETF.

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DBX ETF Trust files with the SEC

December 20, 2024- DBX ETF Trust has filed an Application for Exemptive Relief with the SEC.

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Roundhill ETF Trust files with the SEC-Roundhill Daily 2X Long China Dragons ETF

December 20, 2024-Roundhill ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Roundhill Daily 2X Long China Dragons ETF.

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Listed Funds Trust files with the SEC-7 Overlay Shares ETFs

December 20, 2024-Listed Funds Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Overlay Shares Large Cap Equity ETF
Overlay Shares Small Cap Equity ETF
Overlay Shares Foreign Equity ETF
Overlay Shares Hedged Large Cap Equity ETF
Overlay Shares Core Bond ETF
Overlay Shares Short Term Bond ETF
Overlay Shares Municipal Bond ETF.

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iShares, Inc. files with the SEC

December 20, 2024-iShares, Inc. has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC.

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iShares Trust files with the SEC

December 20, 2024-iShares Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC.

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Alger ETF Trust files with the SEC-Alger Russell Innovation ETF

December 20, 2024-Alger ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Alger Russell Innovation ETF.

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Tema ETF Trust files with the SEC-Tema S&P 500 Historical Weight ETF Strategy

December 20, 2024-Tema ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Tema S&P 500 Historical Weight ETF Strategy.

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Simplify Exchange Traded Funds files with the SEC-Simplify Downside Interest Rate Hedge Strategy ETF

December 20, 2024-Simplify Exchange Traded Funds has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Simplify Downside Interest Rate Hedge Strategy ETF.

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First Trust Exchange-Traded Fund VIII files with the SEC-4 FT Vest Nasdaq-100 Uncapped Accelerator ETFs

December 20, 2024-First Trust Exchange-Traded Fund VIII has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
FT Vest Nasdaq-100 Uncapped Accelerator ETF-December
FT Vest Nasdaq-100 Uncapped Accelerator ETF-June
FT Vest Nasdaq-100 Uncapped Accelerator ETF-March
FT Vest Nasdaq-100 Uncapped Accelerator ETF-September..

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GraniteShares ETF Trust files with the SEC-12 GraniteShares 2x Long ETFs

December 20, 2024-GraniteShares ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
GraniteShares 2x Long IONQ Daily ETF
GraniteShares 2x Long SQ Daily ETF
GraniteShares 2x Long MARA Daily ETF
GraniteShares 2x Short MSTR Daily ETF,

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Capitol Series Trust files with the SEC-Sterling Capital Enhanced Core Bond ETF

December 20, 2024-Capitol Series Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Sterling Capital Enhanced Core Bond ETF.

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Roundhill ETF Trust files with the SEC-10 ETFs

December 20, 2024-Roundhill ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Roundhill AAPL WeeklyPay ETF (formerly Roundhill Apple AAPL Weekly Covered Call Strategy ETF)
Roundhill AMD WeeklyPay ETF (formerly Roundhill Advanced Micro Devices AMD Weekly Covered Call Strategy ETF)
Roundhill AMZN WeeklyPay ETF (formerly Roundhill Amazon AMZN Weekly Covered Call Strategy ETF)
Roundhill COIN WeeklyPay ETF (formerly Roundhill Coinbase COIN Weekly Covered Call Strategy ETF),

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Tidal Commodities Trust I files with the SEC-Nexo 7RCC Spot Bitcoin and Carbon Credit Futures ETF

December 20, 2024-Tidal Commodities Trust I has filed a Pre-Effective Amendment No. 2 to Form S-1 Registration Statement with the SEC for the Nexo 7RCC Spot Bitcoin and Carbon Credit Futures ETF.

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Palmer Square Funds Trust files with the SEC

December 19, 2024-Palmer Square Funds Trust has filed an Application for Exemptive Relief with the SEC.

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T. Rowe Price Exchange-Traded Funds, Inc. files with the SEC-3 ETFs

December 19, 2024-T. Rowe Price Exchange-Traded Funds, Inc. has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the
T. Rowe Price QM U.S. Bond ETF
T. Rowe Price International Equity ETF
T. Rowe Price Intermediate Municipal Income ETF.

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Simplify Exchange Traded Funds files with the SEC-Simplify China A Shares PLUS Income ETF

December 19, 2024-Simplify Exchange Traded Funds has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Simplify China A Shares PLUS Income ETF.

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NEOS ETF Trust files with the SEC-NEOS Nasdaq-100(R) Hedged Equity Income ETF

December 19, 2024-NEOS ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the NEOS Nasdaq-100(R) Hedged Equity Income ETF.

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Tidal Trust II files with the SEC-10 Defiance ETFs

December 19, 2024-Tidal Trust II has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Defiance Nasdaq 100 Enhanced Options & 0DTE Income ETF
Defiance S&P 500 Enhanced Options & 0DTE Income ETF
Defiance R2000 Enhanced Options & 0DTE Income ETF
Defiance Nasdaq 100 Income Target ETF,

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Strategic Trust files with the SEC-Running Oak Efficient Growth ETF

December 19, 2024-Strategic Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Running Oak Efficient Growth ETF.

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DBX ETF Trust files with the SEC

December 19, 2024-DBX ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC.

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Invesco Exchange-Traded Fund Trust II files with the SEC

December 19, 2024-Invesco Exchange-Traded Fund Trust II has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC.

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Trust for Professional Managers files with the SEC-4 ActivePassive ETFs

December 19, 2024-Trust for Professional Managers has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
ActivePassive Core Bond ETF
ActivePassive Intermediate Municipal Bond ETF
ActivePassive International Equity ETF
ActivePassive U.S. Equity ETF.

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Columbia ETF Trust I files with the SEC-Columbia Semiconductor and Technology ETF

December 19, 2024-Columbia ETF Trust I has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Columbia Semiconductor and Technology ETF.

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FundVantage Trust files with the SEC-Polen Floating Rate Income ETF and Polen High Income ETF

December 19, 2024-FundVantage Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Polen Floating Rate Income ETF
Polen High Income ETF.

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Tidal Trust II files with the SEC-Defiance Leveraged Long + Income MSTR ETF and Defiance Leveraged Long MSTR ETF

December 19, 2024-Tidal Trust II has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Defiance Leveraged Long + Income MSTR ETF
Defiance Leveraged Long MSTR ETF.

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RBB Fund Trust files with the SEC-Tweedy, Browne Insider + Value ETF

December 18, 2024-RBB Fund Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Cambria Fixed Income Trend ETF.

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Tidal ETF Trust files with the SEC-God Bless America ETF

December 18, 2024-Tidal ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the God Bless America ETF.

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VanEck ETF Trust files with the SEC-VanEck Morningstar International Moat ETF

December 18, 2024-VanEck ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the VanEck Morningstar International Moat ETF.

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Advisors' Inner Circle Fund II files with the SEC-6 Frontier Asset ETFs

December 18, 2024-Advisors' Inner Circle Fund II has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Frontier Asset Absolute Return ETF
Frontier Asset Core Bond ETF
Frontier Asset Opportunistic Credit ETF
Frontier Asset Global Small Cap Equity ETF
Frontier Asset Total International Equity ETF
Frontier Asset U.S. Large Cap Equity ETF.

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ETF Series Solutions files with the SEC-3 Vident ETFs

December 18, 2024-ETF Series Solutions has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Vident U.S. Bond Strategy ETF
Vident U.S. Equity Strategy ETF
Vident International Equity Strategy ETF.

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Listed Funds Trust files with the SEC-Fortuna Hedged Bitcoin Fund

December 18, 2024-Listed Funds Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Fortuna Hedged Bitcoin Fund.

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NEOS ETF Trust files with the SEC-FIS Bright Portfolios Focused Equity ETF

December 18, 2024-NEOS ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the FIS Bright Portfolios Focused Equity ETF.

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Tidal Trust II files with the SEC-7 YieldMax ETFs

December 18, 2024-Tidal Trust II has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the YieldMax MSTR Short Option Income Strategy ETF
YieldMax AMD Short Option Income Strategy ETF
YieldMax AMZN Short Option Income Strategy ETF
YieldMax MARA Short Option Income Strategy ETF
YieldMax BITCOIN Short Option Income Strategy ETF
YieldMax META Short Option Income Strategy ETF
YieldMax SMCI Short Option Income Strategy ETF.

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GraniteShares ETF Trust files with the SEC

December 18, 2024-GraniteShares ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC.

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GraniteShares ETF Trust files with the SEC

December 18, 2024-GraniteShares ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC.

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GraniteShares ETF Trust files with the SEC

December 18, 2024-GraniteShares ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC.

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GraniteShares ETF Trust files with the SEC- YieldBOOST ETFs

December 18, 2024-GraniteShares ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC-YieldBOOST ETFs.

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Americas


December 23, 2024 Trust for Professional Managers files with the SEC-Performance Trust Short Term Bond ETF
December 23, 2024 EA Series Trust files with the SEC-Militia Long/Short Equity ETF
December 23, 2024 Tidal Trust II files with the SEC-Clockwise Core Equity & Innovation ETF
December 23, 2024 EA Series Trust files with the SEC-Matrix Advisors Value ETF
December 23, 2024 THOR Financial Technologies Trust files with the SEC-THOR Low Volatility ETF

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Europe ETF News


December 10, 2024 New bond ETF from UBS on Xetra: Access to the bond market for eurozone government bonds

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Asia ETF News


December 17, 2024 Kiwoom Asset Management launches KIWOOM KOSEF US Quantum Computing ETF, tracking Solactive U.S. Quantum Computing Index
December 10, 2024 China's surprise pledge sends commodities soaring
December 02, 2024 Fubon Fund Management Launches the First Ever Multi Asset ETF Including Commodities in Hong Kong, Tracking the Solactive Core Diversified Multi Asset Index

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Global ETP News


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Middle East ETP News


December 09, 2024 IMF-Kuwait: Selected Issues

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Africa ETF News


November 19, 2024 West Africa: Nigeria's Investment Appetite Grows, Mutual Funds Up 89.5 Percent to N3.8trn
November 18, 2024 Africa Topples Asia, Europe, Us As Africa's Preferred Trade Market

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ESG and Of Interest News


December 16, 2024 The World's Oldest Bond Just Celebrated Its 400th Birthday And Still Pays an 13.64 Euro Annual Yield
December 01, 2024 State Of Compute: The New Power Paradox
November 15, 2024 New report showcases opportunities to unlock trade in renewable electricity

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